INVESCO
INVESCO CANADA LTD. Legal Name
Adviser information for INVESCO last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 635 |
|---|---|
| Investment Advisory/Research | 104 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 111 | $18.2B |
| Non-Discretionary | 0 | $0 |
| Total | 111 | $18.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 106 | $17.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $609.5M |
| Pension and profit sharing plans | <5 | $157.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $18.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR CANADIAN MUTUAL FUNDS |
|---|---|
| Compensation | % of AUM |
Principal Office
120 BLOOR STREET EASTSUITE 700
TORONTO, ONTARIO
Canada
Monday - Friday, 8:00 A.M. - 6:00 P.M. EASTERN STANDARD TIME
Tel: 1-800-874-6275, Fax: 1-800-631-7008
Chief Compliance Officer
JACQUELINE (KATE) ARCHIBALD
120 BLOOR STREET EAST
SUITE 700
TORONTO, ONTARIO
Canada
Tel:
416-228-8330
Fax:
416-228-8752
K*************@**********M
(Full email address available in API data)
Regulatory Contact
SHALOMI ABRAHAM
HEAD OF LEGAL - CANADA
120 BLOOR STREET EAST
SUITE 700
TORONTO, ONTARIO
Canada
Tel:
416-228-8406
Fax:
416-590-1621
S**************@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial planners |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial planners |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVESCO GLOBAL DIRECT REAL ESTATE FUND | Real Estate Fund | $614.8M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO HOLDING COMPANY LIMITED (UK) | Foreign Entity | INVESCO, INC. | SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES | 01/2009 | > 75% |
| INVESCO LTD. | Foreign Entity | INVESCO HOLDING COMPANY LIMITED (UK) | SOLE SHAREHOLDER HOLDING ALL THE ISSUED ORDINARY SHARES | 12/2007 | > 75% |
| RUSSELL, JAMES (JIM), CHARLES | Individual | – | DIRECTOR, TRANSFER AGENCY | 01/2011 | < 5% |
| KINGSTON, JAMES (JAMIE), DOUGLAS | Individual | – | HEAD OF BUSINESS STRATEGIES, ALTERNATIVES | 01/2011 | < 5% |
| MACKAY, JASON, CHRISTOPHER | Individual | – | HEAD OF WEALTH MANAGEMENT INTERMEDIARIES, CANADA | 04/2018 | < 5% |
| INVESCO, INC. | Foreign Entity | – | SOLE SHAREHOLDER HOLDING ALL THE ISSUED COMMON SHARES | 11/2017 | > 75% |
| ZERR, JOHN, MARK | Individual | – | DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 03/2019 | < 5% |
| RUSSELL, JAMES (JIM), CHARLES | Individual | – | DIRECTOR | 06/2019 | < 5% |
| MACKAY, JASON, CHRISTOPHER | Individual | – | DIRECTOR | 06/2019 | < 5% |
| ARCHIBALD, JACQUELINE, (KATE) | Individual | – | SVP, HEAD OF COMPLIANCE, CANADA | 02/2020 | < 5% |
| ABRAHAM, SHALOMI | Individual | – | SVP, HEAD OF LEGAL - CANADA | 08/2019 | < 5% |
| ABRAHAM, SHALOMI | Individual | – | SECRETARY | 01/2019 | < 5% |
| ARCHIBALD, JACQUELINE, (KATE) | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |
| SADINSKY, SHANE, EZRA | Individual | – | CHIEF FINANCIAL OFFICER, FUNDS & DIRECTOR FINANCIAL REPORTING | 02/2021 | < 5% |
| KRUGMAN, JORDAN, ANDREW | Individual | – | DIRECTOR | 02/2021 | < 5% |
| KRUGMAN, JORDAN, ANDREW | Individual | – | CHIEF FINANCIAL OFFICER | 06/2021 | < 5% |
| CHIEFALO, PASQUALE (PAT) | Individual | – | SENIOR VICE PRESIDENT, HEAD OF ETFS & INDEXED STRATEGIES | 04/2021 | < 5% |