MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY
Adviser information for MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 52 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $12.2B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $12.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $1.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.0B |
| Pension and profit sharing plans | <5 | $221.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $355.8M |
| Other investment advisers | <5 | $205.8M |
| Insurance companies | <5 | $2.7B |
| Sovereign wealth funds and foreign official institutions | <5 | $297.9M |
| Corporations or other businesses | <5 | $21.7M |
| Other | 6 | $3.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-62173 |
|---|---|
| SEC ERA File Number | 801-62173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126896 |
| Legal Entity Identifier | 549300MC5BM16HUYWI17 |
Principal Office
23 CHURCH STREET#16-01 CAPITAL SQUARE
SINGAPORE
Singapore
Monday - Friday, 9:00AM-6:00PM
Tel: 65-6834 6800, Fax: 65-6834 8968
Websites
Chief Compliance Officer
VALERIE FOO
EXECUTIVE DIRECTOR
23 CHURCH STREET
#16-01 CAPITAL SQUARE
SINGAPORE
Singapore
Tel:
65-6834-6649
Fax:
65-6416-7468
V**********@****************M
(Full email address available in API data)
Regulatory Contact
ELISE CLARK
EXECUTIVE DIRECTOR
1633 BROADWAY
29TH FLOOR
NEW YORK
NY
United States
Tel:
2125372352
E**********@****************M
(Full email address available in API data)
Industry Affiliates
| ATLANTA CAPITAL | Other investment adviser, including financial planners |
| BOSTON MANAGEMENT AND RESEARCH | Other investment adviser, including financial planners |
| CALVERT RESEARCH AND MANAGEMENT | Other investment adviser, including financial planners |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | Other investment adviser, including financial planners |
| EATON VANCE MANAGEMENT | Other investment adviser, including financial planners |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY AIP GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY ASIA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARAMETRIC PORTFOLIO ASSOCIATES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY (SINGAPORE) HOLDINGS PTE LTD | Foreign Entity | – | BENEFICIAL OWNER | 03/2000 | > 75% |
| MORGAN STANLEY ASIA REGIONAL (HOLDINGS) III LLC | Foreign Entity | MORGAN STANLEY (SINGAPORE) HOLDINGS PTE LTD | BENEFICIAL OWNER | 12/1999 | > 75% |
| MORGAN STANLEY ASIA HOLDINGS LIMITED | Foreign Entity | MORGAN STANLEY ASIA REGIONAL (HOLDINGS) III LLC | BENEFICIAL OWNER | 08/2010 | > 75% |
| MORGAN STANLEY INTERNATIONAL HOLDINGS INC. | Domestic Entity | MORGAN STANLEY ASIA HOLDINGS LIMITED | BENEFICIAL OWNER | 12/2016 | > 75% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY INTERNATIONAL HOLDINGS INC. | BENEFICIAL OWNER | 07/2019 | > 75% |
| ONG, RONALD, WHATT SOON | Individual | – | DIRECTOR | 09/2004 | < 5% |
| JAIN, CHETANKUMAR, GYANCHANDRA | Individual | – | DIRECTOR | 03/2015 | < 5% |
| TRIKHA, KAPIL | Individual | – | DIRECTOR | 04/2010 | < 5% |
| FOO, VALERIE, HUI FERN | Individual | – | CHIEF COMPLIANCE OFFICER & EXECUTIVE DIRECTOR | 04/2013 | < 5% |
| THEUNISSEN, JENNIFER, ZELENA | Individual | – | DIRECTOR | 11/2019 | < 5% |
| JOUBERT, KERRYN | Individual | – | LEGAL COUNSEL AND EXECUTIVE DIRECTOR | 01/2020 | < 5% |
| WONG, ONN YEE | Individual | – | FINANCIAL CONTROLLER & MANAGING DIRECTOR | 03/2021 | < 5% |
| HO, ANGELINE, SOO KEAT | Individual | – | DIRECTOR AND CEO | 11/2021 | < 5% |
| ARONOVITCH, DAVID, BRADLEY | Individual | – | DIRECTOR | 04/2023 | < 5% |