FOUNDATION WEALTH MANAGEMENT, LLC
Adviser information for FOUNDATION WEALTH MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Missouri, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,457 | $459.6M |
Non-Discretionary | 178 | $65.5M |
Total | 1,635 | $525.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 168 | $42.9M |
HNW Individuals | 149 | $427.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 4 | $5.3M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 5 | $49.0M |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMFixed fees |
Principal Office
168 N. MERAMEC AVESUITE 100
CLAYTON
MO
United States
Monday - Friday, 8AM - 4PM
Tel: 314-726-6789, Fax: 314-726-6785
Websites
Chief Compliance Officer
MATTHEW S. HARDIN
CHIEF COMPLIANCE OFFICER
168 N. MERAMEC AVE
SUITE 100
CLAYTON
MO
United States
Tel:
724-816-2755
Fax:
314-726-6785
M******@*********M
(Full email address available in API data)
Regulatory Contact
SYLVIA MCGAUGHEY
COMPLIANCE CONSULTANT
681 ANDERSON DRIVE
SUITE 400
PITTSBURGH
PA
United States
Tel:
7249356791
S***************@************M
(Full email address available in API data)
Industry Affiliates
HARDIN LAW GROUP LLC | Lawyer or law firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HARDIN, PAMELA, ANN | Individual | – | OWNER | 05/2003 | > 75% |
HARDIN, MATTHEW, STEPHEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2007 | < 5% |
LEONE, HANNAH, RAE | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
Ladd, Daniel, Joseph | Individual | – | CHIEF INVESTMENT OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPHABET INC | CAP STK CL A | 1M | 7K | – |
ALPHABET INC | CAP STK CL C | 710K | 4K | – |
AMAZON COM INC | COM | 269K | 1K | – |
APPLE INC | COM | 4M | 18K | – |
AUTOZONE INC | COM | 296K | 100 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 6K | – |
COSTCO WHSL CORP NEW | COM | 807K | 949 | – |
EXXON MOBIL CORP | COM | 208K | 2K | – |
GARMIN LTD | SHS | 344K | 2K | – |
GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 354K | 7K | – |
ISHARES GOLD TR | ISHARES NEW | 264K | 6K | – |
ISHARES TR | CORE MSCI EAFE | 221K | 3K | – |
ISHARES TR | EAFE VALUE ETF | 4M | 67K | – |
ISHARES TR | IBONDS DEC24 ETF | 2M | 92K | – |
ISHARES TR | NORTH AMERN NAT | 220K | 5K | – |
ISHARES TR | IBONDS DEC 29 | 262K | 12K | – |
ISHARES TR | IBONDS DEC25 ETF | 3M | 116K | – |
ISHARES TR | RUS 2000 GRW ETF | 5M | 18K | – |
ISHARES TR | RUS MDCP VAL ETF | 201K | 2K | – |
ISHARES TR | U.S. ENERGY ETF | 1M | 25K | – |
ISHARES TR | EAFE SML CP ETF | 2M | 32K | – |
ISHARES TR | S&P 500 GRWT ETF | 35M | 380K | – |
ISHARES TR | U.S. REAL ES ETF | 2M | 19K | – |
ISHARES TR | IBONDS 27 ETF | 3M | 121K | – |
ISHARES TR | IBONDS DEC2026 | 4M | 155K | – |
ISHARES TR | RUS MD CP GR ETF | 226K | 2K | – |
ISHARES TR | MSCI EMG MKT ETF | 3M | 71K | – |
ISHARES TR | IBDS DEC28 ETF | 1M | 57K | – |
ISHARES TR | EAFE GRWTH ETF | 3M | 27K | – |
ISHARES TR | S&P MC 400VL ETF | 5M | 42K | – |
ISHARES TR | S&P MC 400GR ETF | 2M | 20K | – |
ISHARES TR | GLOBAL REIT ETF | 1M | 56K | – |
ISHARES TR | RUS 2000 VAL ETF | 3M | 23K | – |
ISHARES TR | S&P 500 VAL ETF | 32M | 175K | – |
JPMORGAN CHASE & CO. | COM | 424K | 2K | – |
MICROSOFT CORP | COM | 2M | 4K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 250K | 1K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 395K | 5K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 248K | 6K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 700K | 3K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 584K | 4K | – |
UNITEDHEALTH GROUP INC | COM | 208K | 408 | – |
VANGUARD INDEX FDS | SMALL CP ETF | 249K | 1K | – |
VANGUARD INDEX FDS | GROWTH ETF | 312K | 834 | – |
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 421K | 4K | – |