ABS GLOBAL INVESTMENTS
ABS INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for ABS GLOBAL INVESTMENTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $6.5B |
| Non-Discretionary | 3 | $1.0B |
| Total | 18 | $7.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 1 | $241.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $7.0B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $248.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 28 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-62188 |
|---|---|
| SEC ERA File Number | 801-62188 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127290 |
| Legal Entity Identifier | 2549008T3I8IDHV49I12 |
Principal Office
537 STEAMBOAT ROADGREENWICH
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 203-618-3700, Fax: 203-622-4889
Chief Compliance Officer
DAVID FINN
CHIEF FINANCIAL OFFICER
537 STEAMBOAT ROAD
GREENWICH
CT
United States
Tel:
203-618-3700
Fax:
203-951-5811
D**@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ABS ALPHA LTD. | Hedge Fund | $461.2M | $0.3M | 28 |
| ABS DIRECT EQUITY FUND LLC - AFRICA SERIES 1 | LONG ONLY EQUITIES | $76.4M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 1 | LONG ONLY EQUITIES | $134.7M | $0.3M | 5 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 2 | LONG ONLY EQUITIES | $51.2M | $0.3M | 2 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 3 | LONG ONLY EQUITIES | $702.7M | $0.3M | 8 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 5 | LONG ONLY EQUITIES | $68.9M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 6 | LONG ONLY EQUITIES | $273.2M | $0.3M | 5 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 7 | LONG ONLY EQUITIES | $77.7M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 8 | LONG ONLY EQUITIES | $183.1M | $0.3M | 5 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 9 | LONG ONLY EQUITIES | $64.6M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 10 | LONG ONLY EQUITIES | $142.4M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - ASIA SERIES 11 | LONG ONLY EQUITIES | $13.9M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - BRAZIL SERIES 1 | LONG ONLY EQUITIES | $53.1M | $0.3M | 5 |
| ABS DIRECT EQUITY FUND LLC - BRAZIL SERIES 2 | LONG ONLY EQUITIES | $59.2M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - CANADA SERIES 1 | LONG ONLY EQUITIES | $4.0M | $0.3M | 1 |
| ABS DIRECT EQUITY FUND LLC - EM XC DIRECT PORTFOLIO | LONG ONLY EQUITIES | $4.4M | $0.3M | 20 |
| ABS DIRECT EQUITY FUND LLC - EM XCM DIRECT PORTFOLIO | LONG ONLY EQUITIES | $0.0M | $0.3M | 1 |
| ABS DIRECT EQUITY FUND LLC - EMEA SERIES 1 | LONG ONLY EQUITIES | $49.2M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - EUROPE SERIES 1 | LONG ONLY EQUITIES | $41.4M | $0.3M | 1 |
| ABS DIRECT EQUITY FUND LLC - GLOBAL SERIES 1 | LONG ONLY EQUITIES | $161.8M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - INDIA SERIES 1 | LONG ONLY EQUITIES | $195.5M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - INDIA SERIES 2 | LONG ONLY EQUITIES | $54.8M | $0.5M | 3 |
| ABS DIRECT EQUITY FUND LLC - JAPAN SERIES 1 | LONG ONLY EQUITIES | $38.4M | $0.3M | 2 |
| ABS DIRECT EQUITY FUND LLC - JAPAN SERIES 2 | LONG ONLY EQUITIES | $12.7M | $0.3M | 1 |
| ABS DIRECT EQUITY FUND LLC - LATAM SERIES 1 | LONG ONLY EQUITIES | $68.7M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - LATAM SERIES 2 | LONG ONLY EQUITIES | $45.3M | $0.3M | 3 |
| ABS DIRECT EQUITY FUND LLC - MENA SERIES 1 | LONG ONLY EQUITIES | $291.5M | $0.3M | 7 |
| ABS DIRECT EQUITY FUND LLC - RUSSIA SERIES 1 | LONG ONLY EQUITIES | $0.0M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - US SERIES 1 | LONG ONLY EQUITIES | $26.3M | $0.3M | 5 |
| ABS DIRECT EQUITY FUND LLC - US SERIES 2 | LONG ONLY EQUITIES | $48.0M | $0.3M | 2 |
| ABS DIRECT EQUITY FUND LLC - US SERIES 3 | LONG ONLY EQUITIES | $57.8M | $0.3M | 4 |
| ABS DIRECT EQUITY FUND LLC - US SERIES 4 | LONG ONLY EQUITIES | $37.9M | $0.3M | 1 |
| ABS DIRECT EQUITY FUND, LLC - CHINA DIRECT PORTFOLIO | LONG ONLY EQUITIES | $1.3M | $0.3M | 24 |
| ABS DIRECT EQUITY FUND, LLC - EMERGING MARKETS DIRECT PORTFOLIO | LONG ONLY EQUITIES | $1.2M | $0.3M | 9 |
| ABS EMERGING MARKETS LP | Hedge Fund | $30.0M | $0.3M | 8 |
| ABS EMERGING MARKETS MA FUND, L.P. | LONG ONLY EQUITIES | $13.0M | $0.3M | 2 |
| ABS EMERGING MARKETS STRATEGIC PORTFOLIO, LP | LONG ONLY EQUITIES | $208.2M | $0.3M | 70 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES A | CO-INVESTMENT | $0.3M | $0.0M | 8 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES B | CO-INVESTMENT | $0.2M | $0.0M | 6 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES C | CO-INVESTMENT | $0.4M | $0.0M | 2 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES D | CO-INVESTMENT | $0.3M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES E | CO-INVESTMENT | $0.3M | $0.0M | 8 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES F | CO-INVESTMENT | $0.5M | $0.0M | 9 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES G | CO-INVESTMENT | $0.1M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES H | CO-INVESTMENT | $0.5M | $0.0M | 9 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES I | CO-INVESTMENT | $0.3M | $0.0M | 8 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES J | CO-INVESTMENT | $1.0M | $0.0M | 13 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES K | CO-INVESTMENT | $0.0M | $0.0M | 10 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES L | CO-INVESTMENT | $0.1M | $0.0M | 13 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES M | CO-INVESTMENT | $0.5M | $0.0M | 2 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES N | CO-INVESTMENT | $0.7M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES O | CO-INVESTMENT | $0.0M | $0.0M | 0 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES P | CO-INVESTMENT | $0.2M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES Q | CO-INVESTMENT | $0.3M | $0.0M | 12 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES R | CO-INVESTMENT | $0.3M | $0.0M | 4 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES S | CO-INVESTMENT | $0.3M | $0.0M | 5 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES T | CO-INVESTMENT | $0.6M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES U | CO-INVESTMENT | $0.6M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES V | CO-INVESTMENT | $0.3M | $0.0M | 7 |
| ABS INVESTMENT FUND LLC - CO-INVESTMENT SERIES W | CO-INVESTMENT | $0.8M | $0.0M | 4 |
| ABS INVESTMENT FUND LLC - CROSSOVER GROWTH FUND | Hedge Fund | $44.8M | $1.0M | 13 |
| ABS INVESTMENT FUND LLC - EMERGING MARKETS ALPHA OPPORTUNITIES FUND | Hedge Fund | $2.3M | $0.1M | 2 |
| ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND I | Private Equity Fund | $2.7M | $0.0M | 14 |
| ABS INVESTMENT FUND LLC - PRIVATE OPPORTUNITIES FUND II | Private Equity Fund | $1.5M | $0.0M | 16 |
| ABS JAPAN STRATEGIC PORTFOLIO, L.P. | LONG ONLY EQUITIES | $37.6M | $0.3M | 2 |
| ABS LIMITED PARTNERSHIP | Hedge Fund | $297.5M | $0.3M | 212 |
| ABS OFFSHORE SPC - ABS FEEDER SEGREGATED PORTFOLIO | LONG ONLY EQUITIES | $0.0M | $0.3M | 1 |
| ABS OFFSHORE SPC- GLOBAL SEGREGATED PORTFOLIO | Hedge Fund | $686.4M | $0.3M | 79 |
| ABS OPPORTUNITIES LTD. - CROSSOVER GROWTH PORTFOLIO | Hedge Fund | $0.0M | $0.3M | 7 |
| ABS OPPORTUNITIES LTD. - DIRECTIONAL GLOBAL PORTFOLIO | Hedge Fund | $155.2M | $0.3M | 3 |
| ABS OPPORTUNITIES LTD. - EMERGING MARKETS PORTFOLIO | Hedge Fund | $198.2M | $0.3M | 14 |
| ABS OPPORTUNITIES LTD. - GLOBAL STRATEGIC PORTFOLIO | Hedge Fund | $194.1M | $0.3M | 3 |
| ABS OPPORTUNITIES LTD. - SNCB PORTFOLIO | Hedge Fund | $160.2M | $0.3M | 1 |
| TAMUS LS FUND LP | Hedge Fund | $471.3M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALLE, GUILHERME, RIBEIRO DO | Individual | – | PORTFOLIO MANAGER | 07/2002 | < 5% |
| RUSSIAN, LAURENCE, KACHIG | Individual | – | PORTFOLIO MANAGER | 07/2002 | < 5% |
| FINN, DAVID, JASON | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 07/2004 | < 5% |
| EVERCORE PARTNERS INC. | Domestic Entity | EVERCORE LP | GENERAL PARTNER | 01/2003 | > 75% |
| ABS INVESTMENT MANAGEMENT HOLDINGS LP | Domestic Entity | – | OWNER | 09/2018 | > 75% |
| EVERCORE LP | Domestic Entity | ABS INVESTMENT MANAGEMENT HOLDINGS LP | LIMITED PARTNER | 09/2018 | 25-50% |
| HALPER, MICHAEL | Individual | – | PORTFOLIO MANAGER | 04/2022 | < 5% |