THREE PEAKS CAPITAL MANAGEMENT, LLC
Adviser information for THREE PEAKS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Colorado, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 63 | $229.6M |
Non-Discretionary | 0 | $0 |
Total | 63 | $229.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 17 | $3.0M |
HNW Individuals | 29 | $97.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 7 | $46.6M |
Charitable organizations | <5 | $10.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 6 | $72.3M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
3750 DACORO LANESUITE 100
CASTLE ROCK
CO
United States
Monday - Friday, 8:00 A.M.- 5:00 P.M.
Tel: 303-221-9480, Fax: 303-221-4065
Websites
Chief Compliance Officer
ASHLEY MCLAUGHLIN
3750 DACORO LANE
SUITE 100
CASTLE ROCK
CO
United States
Tel:
303-221-9493
Fax:
303-221-4065
A**********@*************M
(Full email address available in API data)
Regulatory Contact
SANDY RUFENACHT
CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER
3750 DACORO LANE
SUITE 100
CASTLE ROCK
CO
United States
Tel:
(303) 221-9488
Fax:
(303) 221-4065
S*********@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RUFENACHT, SANDY, RAY | Individual | – | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 06/2003 | > 75% |
BAUMAN, ANDREW, LEE | Individual | – | CHIEF OPERATIONS OFFICER | 01/2012 | < 5% |
MCLAUGHLIN, ASHLEY, DIANE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 12th, 2021 for period ending September 30th, 2021
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ISHARES TR | CORE S&P500 ETF | 1K | 2K | 0 |
INVESCO QQQ TR | UNIT SER 1 | 307 | 859 | 0 |
MOTOROLA SOLUTIONS INC | COM NEW | 6K | 24K | 0 |
MOLSON COORS BEVERAGE CO | CL B | 2K | 52K | 0 |
AMETEK INC | COM | 2K | 16K | 0 |
MATTEL INC | COM | 4K | 224K | 0 |
GLOBAL PMTS INC | COM | 3K | 17K | 0 |
GOODYEAR TIRE & RUBR CO | COM | 4K | 209K | 0 |
ZIMMER BIOMET HOLDINGS INC | COM | 4K | 29K | 0 |
CROWN HLDGS INC | COM | 3K | 34K | 0 |
SERVICE CORP INTL | COM | 3K | 51K | 0 |
AMERICAN WTR WKS CO INC NEW | COM | 3K | 19K | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1K | 7K | 0 |
BATH & BODY WORKS INC | COM | 2K | 37K | 0 |
ON SEMICONDUCTOR CORP | COM | 2K | 51K | 0 |
BROWN & BROWN INC | COM | 4K | 77K | 0 |
LKQ CORP | COM | 4K | 77K | 0 |
GALLAGHER ARTHUR J & CO | COM | 5K | 36K | 0 |
STANLEY BLACK & DECKER INC | COM | 2K | 12K | 0 |
SS&C TECHNOLOGIES HLDGS INC | COM | 6K | 91K | 0 |
BALL CORP | COM | 6K | 65K | 0 |
TELEFLEX INCORPORATED | COM | 5K | 13K | 0 |
MARVELL TECHNOLOGY INC | COM | 4K | 72K | 0 |
BRIGHT HORIZONS FAM SOL IN D | COM | 3K | 18K | 0 |
PERFORMANCE FOOD GROUP CO | COM | 3K | 74K | 0 |
REPUBLIC SVCS INC | COM | 3K | 22K | 0 |
NASDAQ INC | COM | 6K | 30K | 0 |
WESCO INTL INC | COM | 5K | 40K | 0 |
LIVE NATION ENTERTAINMENT IN | COM | 2K | 22K | 0 |
CHURCHILL DOWNS INC | COM | 6K | 25K | 0 |
HOLOGIC INC | COM | 436 | 6K | 0 |
ENTEGRIS INC | COM | 3K | 27K | 0 |
ZEBRA TECHNOLOGIES CORPORATI | CL A | 5K | 9K | 0 |
BIO RAD LABS INC | CL A | 4K | 5K | 0 |
SCOTTS MIRACLE-GRO CO | CL A | 440 | 3K | 0 |
GARTNER INC | COM | 4K | 14K | 0 |
TELEDYNE TECHNOLOGIES INC | COM | 3K | 7K | 0 |
BUILDERS FIRSTSOURCE INC | COM | 2K | 47K | 0 |
LEIDOS HOLDINGS INC | COM | 2K | 19K | 0 |
BROADRIDGE FINL SOLUTIONS IN | COM | 3K | 20K | 0 |
ISHARES TR | IBOXX HI YD ETF | 4K | 41K | 0 |
DISCOVER FINL SVCS | COM | 4K | 36K | 0 |
VERISK ANALYTICS INC | COM | 4K | 19K | 0 |
HOWARD HUGHES CORP | COM | 3K | 35K | 0 |
BOOZ ALLEN HAMILTON HLDG COR | CL A | 945 | 12K | 0 |
LPL FINL HLDGS INC | COM | 9K | 55K | 0 |
HCA HEALTHCARE INC | COM | 3K | 14K | 0 |
XYLEM INC | COM | 5K | 41K | 0 |
ACADIA HEALTHCARE COMPANY IN | COM | 439 | 7K | 0 |
APTIV PLC | SHS | 3K | 22K | 0 |
SPDR SER TR | BLOOMBERG SRT TR | 4K | 128K | 0 |
PALO ALTO NETWORKS INC | COM | 3K | 7K | 0 |
BERRY GLOBAL GROUP INC | COM | 3K | 46K | 0 |
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 3K | 74K | 0 |
IQVIA HLDGS INC | COM | 7K | 29K | 0 |
CDW CORP | COM | 5K | 26K | 0 |
COMMSCOPE HLDG CO INC | COM | 2K | 153K | 0 |
ELEMENT SOLUTIONS INC | COM | 516 | 24K | 0 |
ALLY FINL INC | COM | 8K | 151K | 0 |
SYNCHRONY FINANCIAL | COM | 3K | 61K | 0 |
CATALENT INC | COM | 6K | 42K | 0 |
CAESARS ENTERTAINMENT INC NE | COM | 5K | 40K | 0 |
KEYSIGHT TECHNOLOGIES INC | COM | 5K | 30K | 0 |
SYNEOS HEALTH INC | CL A | 655 | 7K | 0 |
QORVO INC | COM | 3K | 21K | 0 |
TRANSUNION | COM | 5K | 46K | 0 |
PLANET FITNESS INC | CL A | 3K | 39K | 0 |
VERTIV HOLDINGS CO | COM CL A | 5K | 222K | 0 |
US FOODS HLDG CORP | COM | 2K | 57K | 0 |
LESLIES INC | COM | 2K | 120K | 0 |
BLACK KNIGHT INC | COM | 4K | 52K | 0 |
VICI PPTYS INC | COM | 2K | 68K | 0 |
EVOQUA WATER TECHNOLOGIES CO | COM | 3K | 89K | 0 |
ISHARES TR | BROAD USD HIGH | 3K | 82K | 0 |
CHAMPIONX CORPORATION | COM | 3K | 137K | 0 |
CUSHMAN WAKEFIELD PLC | SHS | 4K | 193K | 0 |
ELANCO ANIMAL HEALTH INC | COM | 3K | 110K | 0 |
RESIDEO TECHNOLOGIES INC | COM | 2K | 93K | 0 |
CLARIVATE PLC | ORD SHS | 4K | 165K | 0 |
ADAPTHEALTH CORP | COMMON STOCK | 3K | 116K | 0 |
AVANTOR INC | COM | 6K | 145K | 0 |
GFL ENVIRONMENTAL INC | SUB VTG SHS | 5K | 141K | 0 |
CARRIER GLOBAL CORPORATION | COM | 2K | 32K | 0 |
SHIFT4 PMTS INC | CL A | 3K | 34K | 0 |
AZEK CO INC | CL A | 3K | 85K | 0 |
RACKSPACE TECHNOLOGY INC | COM | 2K | 169K | 0 |
DIVERSEY HLDGS LTD | ORD SHS | 3K | 205K | 0 |