GRANITE GROUP ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	701	$288.6M
Non-Discretionary	41	$276.6M
Total	742	$565.2M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	115	$254.6M
Banking or thrift institutions	0	$0
Investment companies	2	$12.4M
Business development companies	0	$0
Pooled investment vehicles	1	$450,142
Pension and profit sharing plans	35	$272.9M
Charitable organizations	5	$23.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$1.3M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number	801-62197
SEC ERA File Number	801-62197
SEC CIK Numbers	2018114
SEC CRD Numbers	127357
Legal Entity Identifier	None

Principal Office

1 LANDMARK SQUARE
SUITE 426
STAMFORD
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic