ZIMMERMAN WEALTH MANAGEMENT, LLC
Adviser information for ZIMMERMAN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 200 | $386.9M |
| Non-Discretionary | 6 | $744,334 |
| Total | 206 | $387.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $632,124 |
| HNW Individuals | 192 | $364.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $22.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-62210 |
|---|---|
| SEC ERA File Number | 801-62210 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127526 |
| Legal Entity Identifier | None |
Principal Office
500 DAVIS STREETSUITE 1005
EVANSTON
IL
United States
Monday - Friday, 8:30-4:30
Tel: 847-556-3200, Fax: 224-442-4474
Chief Compliance Officer
THOMAS H ZIMMERMAN
CEO/PRINCIPAL/MNG MEMBER
500 DAVIS STREET
SUITE 1005
EVANSTON
IL
United States
Tel:
847-556-3201
Fax:
224-442-4474
T**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZIMMERMAN, THOMAS, H | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 10/2004 | > 75% |