ESSEX FINANCIAL SERVICES, INC.
Adviser information for ESSEX FINANCIAL SERVICES, INC. last updated from Form ADV on December 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 41 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 27 |
| Licensed Agents of an Insurance Company | 19 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,694 | $2.2B |
| Non-Discretionary | 600 | $683.4M |
| Total | 6,294 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,000 | $562.8M |
| HNW Individuals | 629 | $1.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 87 | $395.4M |
| Charitable organizations | 72 | $93.9M |
| State or municipal gov entities | <5 | $4.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 22 | $39.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 3.3M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Principal Office
176 WESTBROOK ROADESSEX
CT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 860-767-4300, Fax: 860-767-4310
Chief Compliance Officer
MICHAEL D. O'ROURKE
CHIEF COMPLIANCE OFFICER
176 WESTBROOK ROAD
ESSEX
CT
United States
Tel:
860-767-4300
Fax:
860-767-4310
M*******@**************L
(Full email address available in API data)
Regulatory Contact
CHERISH GENOVA
COMPLIANCE OFFICER
176 WESTBROOK ROAD
ESSEX
CT
United States
Tel:
8607674300
Fax:
8607674310
C******@**************L
(Full email address available in API data)
Industry Affiliates
| ESSEX SAVINGS BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ESSEX SAVINGS BANK | Domestic Entity | – | SHAREHOLDER | 04/2003 | > 75% |
| OROURKE, MICHAEL DENNIS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | < 5% |
| PAUL, DOUGLAS WILLIAMS | Individual | – | CHAIRMAN | 08/2013 | < 5% |
| GLOWAC, BRUCE MICHAEL | Individual | – | DIRECTOR | 10/2013 | < 5% |
| NELSON, RONALD CLARK | Individual | – | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | 05/2013 | < 5% |
| CUMELLO, CHARLES ROBERT JR | Individual | – | PRESIDENT & CEO, DIRECTOR | 12/2013 | < 5% |
| BOONE, MARY EMELIA | Individual | – | DIRECTOR | 11/2013 | < 5% |
| JACOBSON, GEOFFREY LEE | Individual | – | DIRECTOR | 09/2018 | < 5% |
| BAUER, JOHN | Individual | – | DIRECTOR | 09/2018 | < 5% |
| GRESHAM, STEPHEN DEANE | Individual | – | DIRECTOR | 03/2020 | < 5% |
| ARNOLD, DIANE, HADLEY | Individual | – | DIRECTOR | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 1M | 11K | 1,11,16 |
| ABBOTT LABS | COM | 3M | 24K | 1,2,4,11,14,16,17 |
| ABBVIE INC | COM | 7M | 38K | 1,2,4,5,11,14,15,16 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 3K | 1,3,5,11,14,15,16,17 |
| ADOBE INC | COM | 5M | 10K | 1,5,11,15,16 |
| ADVANCED MICRO DEVICES INC | COM | 829K | 6K | 1,11,16 |
| AFLAC INC | COM | 488K | 5K | 1,8,14,16 |
| AIR PRODS & CHEMS INC | COM | 1M | 4K | 1,2,5,11,16 |
| ALBANY INTL CORP | CL A | 732K | 8K | 1,8 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 24K | Gillman Hill Asset Management |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 231K | 7K | – |
| ALLSTATE CORP | COM | 1M | 8K | 1,11,16 |
| ALPHABET INC | CAP STK CL C | 9M | 57K | 1,5,7,9,11,14,15,16 |
| ALPHABET INC | CAP STK CL A | 20M | 121K | 1,4,5,11,16,17 |
| ALPS ETF TR | ALERIAN MLP | 3M | 74K | – |
| ALTRIA GROUP INC | COM | 2M | 44K | 1,11,14,16 |
| AMAZON COM INC | COM | 21M | 125K | 1,5,7,9,11,14,15,16 |
| AMER STATES WTR CO | COM | 641K | 8K | AQR |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 886K | 52K | – |
| AMERICAN ELEC PWR CO INC | COM | 687K | 7K | 1,9,11,16 |
| AMERICAN EXPRESS CO | COM | 1M | 5K | 1,2,8,11,15,16 |
| AMERICAN INTL GROUP INC | COM NEW | 298K | 4K | 1,5,11,15,16 |
| AMERICAN TOWER CORP NEW | COM | 978K | 4K | 1,2,5,8,11,15,16 |
| AMERICAN WTR WKS CO INC NEW | COM | 605K | 4K | 1,11 |
| AMERIPRISE FINL INC | COM | 286K | 714 | 1,8,11,14,16 |
| AMETEK INC | COM | 206K | 1K | 1,16 |
| AMGEN INC | COM | 2M | 7K | 1,11,16 |
| AMPHENOL CORP NEW | CL A | 785K | 13K | 1,15,16 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 254K | 4K | – |
| AMPLIFY ETF TR | SEYMOUR CANNBS | 83K | 19K | – |
| ANALOG DEVICES INC | COM | 389K | 2K | 1,2,11,14,15,16 |
| AON PLC | SHS CL A | 377K | 1K | 1,11,16 |
| APOLLO GLOBAL MGMT INC | COM | 277K | 3K | 1,2,5,11,15,16 |
| APPLE INC | COM | 73M | 344K | 1,3,4,5,9,11,15,16,17 |
| APPLIED MATLS INC | COM | 738K | 4K | 1,2,4,7,11,16 |
| APTIV PLC | SHS | 302K | 4K | 1,8,16 |
| ARCHER DANIELS MIDLAND CO | COM | 826K | 14K | 1,8,11,16 |
| ARDAGH METAL PACKAGING S A | SHS | 537K | 163K | 1,8 |
| ARES CAPITAL CORP | COM | 2M | 91K | – |
| ARK ETF TR | AUTNMUS TECHNLGY | 209K | 4K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 399K | 3K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | 4,5 |
| ASTERA LABS INC | COM | 917K | 22K | AQR |
| ASTRAZENECA PLC | SPONSORED ADR | 888K | 11K | 2,4,5,15 |
| AT&T INC | COM | 2M | 104K | 1,11,16 |
| AUTODESK INC | COM | 261K | 1K | 1,5,11,16 |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 12K | 1,5,11,14,15,16 |
| AUTOZONE INC | COM | 309K | 98 | 1,11,16 |
| AVANGRID INC | COM | 372K | 10K | 1,16 |
| B & G FOODS INC NEW | COM | 415K | 48K | 1,8 |
| BANK AMERICA CORP | COM | 5M | 133K | 1,5,11,15,16,17 |
| BANK NEW YORK MELLON CORP | COM | 1M | 17K | 1,16 |
| BCE INC | COM NEW | 614K | 18K | – |
| BECTON DICKINSON & CO | COM | 513K | 2K | 1,5,15,16,17 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 6M | 10 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 16M | 38K | 1,2,5,7,11,16,17 |
| BHP GROUP LTD | SPONSORED ADS | 296K | 6K | – |
| BLACKROCK INC | COM | 740K | 866 | 1,3,4,11,16 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 141K | 12K | – |
| BLACKSTONE INC | COM | 4M | 28K | 1,4,11,16 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 222K | 7K | – |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 197K | 17K | – |
| BLUE FOUNDRY BANCORP | COM | 6M | 629K | AQR |
| BLUE OWL CAPITAL CORPORATION | COM | 150K | 10K | – |
| BOEING CO | COM | 1M | 8K | 1,4,5,11,15,16 |
| BOOKING HOLDINGS INC | COM | 771K | 227 | 1,11,16 |
| BRISTOL-MYERS SQUIBB CO | COM | 3M | 61K | 1,8,16 |
| BROADCOM INC | COM | 3M | 20K | 1,4,5,8,9,11,15,16 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 209K | 965 | 1,11,15,16 |
| BROWN FORMAN CORP | CL B | 226K | 5K | AQR |
| CACI INTL INC | CL A | 495K | 1K | 1,17 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 867K | 13K | – |
| CAMECO CORP | COM | 232K | 6K | – |
| CAMPBELL SOUP CO | COM | 363K | 7K | 1,11 |
| CANADIAN NATL RY CO | COM | 921K | 8K | Parametric |
| CANADIAN PACIFIC KANSAS CITY | COM | 391K | 5K | 5,11 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 7M | 221K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 6M | 190K | – |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 711K | 28K | – |
| CAPITAL ONE FINL CORP | COM | 225K | 2K | 1,4,5,7,11,16 |
| CARRIER GLOBAL CORPORATION | COM | 3M | 45K | 1,8,11,16 |
| CATERPILLAR INC | COM | 5M | 16K | 1,4,11,16 |
| CELANESE CORP DEL | COM | 207K | 2K | 1,4,11,16 |
| CENCORA INC | COM | 202K | 854 | 1,11,15,16 |
| CENTRAL SECS CORP | COM | 295K | 7K | – |
| CHEMED CORP NEW | COM | 229K | 393 | AQR |
| CHENIERE ENERGY INC | COM NEW | 2M | 9K | 1,11,16 |
| CHEVRON CORP NEW | COM | 8M | 54K | 1,2,3,4,5,11,16,17 |
| CHUBB LIMITED | COM | 1M | 5K | 1,2,4,8,11,15,16 |
| CHURCH & DWIGHT CO INC | COM | 483K | 5K | 1,16,17 |
| CISCO SYS INC | COM | 4M | 77K | 1,8,11,16 |
| CITIGROUP INC | COM NEW | 1M | 19K | 1,11,15,16 |
| CLEARWAY ENERGY INC | CL A | 925K | 35K | 1,8,11 |
| CLOROX CO DEL | COM | 366K | 3K | 1,11 |
| CME GROUP INC | COM | 938K | 5K | 1,2,3,4,5,9,11,16 |
| COCA COLA CO | COM | 7M | 99K | 1,5,9,11,15,16 |
| COINBASE GLOBAL INC | COM CL A | 225K | 1K | 1,11,16 |
| COLGATE PALMOLIVE CO | COM | 2M | 23K | 1,15,16 |
| COLUMBIA BKG SYS INC | COM | 576K | 25K | 1,8,11 |
| COLUMBIA ETF TR I | RESH ENHNC COR | 720K | 23K | – |
| COMCAST CORP NEW | CL A | 1M | 26K | 1,2,4,5,11,16 |
| COMPASS DIVERSIFIED | SH BEN INT | 22M | 1M | Gillman Hill Asset Management |
| COMPASS INC | CL A | 120K | 28K | AQR |
| CONAGRA BRANDS INC | COM | 288K | 9K | 1,16 |
| CONOCOPHILLIPS | COM | 2M | 20K | 1,5,15,16,17 |
| CONSOLIDATED EDISON INC | COM | 548K | 5K | 1,11,16 |
| CONSTELLATION BRANDS INC | CL A | 1M | 5K | 1,4,5,11,16 |
| CONSTELLATION ENERGY CORP | COM | 697K | 4K | 1,3,4,5,8,11,16 |
| CORNING INC | COM | 377K | 10K | 1,16 |
| CORTEVA INC | COM | 639K | 12K | 1,2,5,16 |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | 1,3,5,11,15,16 |
| CRH PLC | ORD | 356K | 4K | 2,3,5,14,16 |
| CROWDSTRIKE HLDGS INC | CL A | 225K | 935 | 1,5,11 |
| CROWN CASTLE INC | COM | 453K | 4K | 1,8,11,16 |
| CSX CORP | COM | 1M | 31K | 1,4,11,15,16 |
| CUMMINS INC | COM | 2M | 8K | 1,16 |
| CVS HEALTH CORP | COM | 2M | 31K | 1,4,7,11,16 |
| DANAHER CORPORATION | COM | 2M | 6K | 1,4,11,14,15,16,17 |
| DEERE & CO | COM | 3M | 7K | 1,8,11,15,16 |
| DELL TECHNOLOGIES INC | CL C | 259K | 3K | 1,16 |
| DELTA AIR LINES INC DEL | COM NEW | 202K | 5K | 1,11,16 |
| DEUTSCHE BANK A G | NAMEN AKT | 287K | 20K | – |
| DEVON ENERGY CORP NEW | COM | 474K | 11K | 1,16 |
| DEXCOM INC | COM | 336K | 5K | 1,11,14,16 |
| DIAGEO PLC | SPON ADR NEW | 551K | 4K | 2,5 |
| DIAMONDBACK ENERGY INC | COM | 1M | 7K | 1,2,16 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 575K | 16K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 272K | 9K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 430K | 7K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 586K | 10K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 2M | 77K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 230K | 7K | – |
| DISCOVER FINL SVCS | COM | 435K | 3K | 1,4,16 |
| DISNEY WALT CO | COM | 3M | 31K | 1,5,8,11,15,16 |
| DNP SELECT INCOME FD INC | COM | 113K | 13K | – |
| DOCUSIGN INC | COM | 357K | 7K | 1,5,8,11 |
| DOMINION ENERGY INC | COM | 948K | 17K | 1,8,11,16 |
| DONALDSON INC | COM | 234K | 3K | AQR |
| DORCHESTER MINERALS LP | COM UNIT | 343K | 11K | – |
| DOVER CORP | COM | 571K | 3K | 1,11,15,16 |
| DOW INC | COM | 2M | 36K | 1,8,11,16 |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 20K | 1,9,11,16 |
| DUPONT DE NEMOURS INC | COM | 924K | 12K | 1,11,16 |
| EA SERIES TRUST | STRIVE ENHANCED | 313K | 15K | – |
| EA SERIES TRUST | STRIVE SML CAP | 432K | 15K | – |
| EA SERIES TRUST | STRIVE 1000 VALU | 458K | 16K | – |
| EA SERIES TRUST | STRIVE 1000 GRWT | 467K | 12K | – |
| EA SERIES TRUST | STRIVE 500 ETF | 4M | 124K | – |
| EA SERIES TRUST | BRIDGEWAY BLUE | 123K | 11K | – |
| EAGLE POINT CREDIT COMPANY I | COM | 272K | 27K | – |
| EASTERLY GOVT PPTYS INC | COM | 888K | 66K | 1,8 |
| EASTERN BANKSHARES INC | COM | 1M | 78K | AQR |
| EATON CORP PLC | SHS | 2M | 9K | 1,5,16 |
| EATON VANCE TAX MNGED BUY WR | COM | 230K | 17K | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 352K | 27K | – |
| ECOLAB INC | COM | 348K | 1K | 1,5,11,16 |
| ELEVANCE HEALTH INC | COM | 3M | 5K | 1,4,8,11,14,15,16 |
| ELI LILLY & CO | COM | 24M | 28K | 1,3,4,5,9,11,15,16 |
| EMERSON ELEC CO | COM | 1M | 12K | 1,5,16 |
| ENBRIDGE INC | COM | 244K | 6K | Clearbridge |
| ENERGY TRANSFER L P | COM UT LTD PTN | 712K | 44K | Gillman Hill Asset Management |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 42K | Gillman Hill Asset Management |
| EOG RES INC | COM | 769K | 6K | 1,4,8,11,16,17 |
| EQT CORP | COM | 245K | 8K | 1,5,11,16 |
| EQUIFAX INC | COM | 618K | 2K | 1,11,16 |
| ETFIS SER TR I | VIRTUS NEWFLEET | 803K | 36K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 268K | 12K | – |
| EVERSOURCE ENERGY | COM | 1M | 22K | 1,11 |
| EXCHANGE TRADED CONCEPTS TRU | BITWISE CRYPTO | 283K | 23K | – |
| EXELON CORP | COM | 279K | 7K | 1,5,11,16 |
| EXXON MOBIL CORP | COM | 17M | 147K | 1,4,5,8,11,15,16,17 |
| FASTENAL CO | COM | 577K | 9K | 1,11,16 |
| FEDEX CORP | COM | 457K | 2K | 1,11,16,17 |
| FERGUSON PLC NEW | SHS | 292K | 1K | 1,2,3,14,16 |
| FERRARI N V | COM | 205K | 487 | Clearbridge |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 2M | 57K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 395K | 6K | – |
| FIDELITY COVINGTON TRUST | MSCI INDL INDX | 738K | 11K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 701K | 4K | Richard Bernstein Advisors |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 3M | 63K | – |
| FIDELITY COVINGTON TRUST | MSCI MATLS INDEX | 305K | 6K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 1M | 48K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 3M | 64K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 242K | 4K | AQR |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 831K | 15K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 4M | 41K | – |
| FIRST TR EXCHANGE-TRADED FD | RBA INDL ETF | 1M | 16K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 530K | 10K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 203K | 5K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 918K | 32K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 321K | 3K | – |
| FISERV INC | COM | 402K | 3K | 1,5,8,11,15,16 |
| FLEX LNG LTD | SHS | 627K | 24K | 1,8 |
| FORD MTR CO DEL | COM | 381K | 38K | 1,11,16 |
| FRANCO NEV CORP | COM | 456K | 4K | – |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN DYN MUN | 598K | 24K | – |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 823K | 16K | – |
| FREEPORT-MCMORAN INC | CL B | 817K | 20K | 1,2,5,8,11,16 |
| GAP INC | COM | 947K | 931K | 1,11 |
| GE AEROSPACE | COM NEW | 4M | 27K | 1,4,8,11,15,16 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 676K | 8K | 1,11,16 |
| GE VERNOVA INC | COM | 1M | 7K | 1,5,8,11,15,16 |
| GENERAL DYNAMICS CORP | COM | 5M | 16K | 1,16,17 |
| GENERAL MLS INC | COM | 486K | 7K | 1,11,16 |
| GENERAL MTRS CO | COM | 241K | 6K | 1,4,5,11,16 |
| GENUINE PARTS CO | COM | 202K | 1K | 1,8,11 |
| GETTY RLTY CORP NEW | COM | 695K | 23K | – |
| GILEAD SCIENCES INC | COM | 291K | 4K | 1,4,5,11,16 |
| GLOBAL NET LEASE INC | COM NEW | 99K | 12K | AQR |
| GLOBAL X FDS | NASDAQ 100 COVER | 588K | 35K | – |
| GLOBAL X FDS | US PFD ETF | 782K | 40K | AQR |
| GLOBAL X FDS | US INFR DEV ETF | 1M | 34K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 293K | 10K | – |
| GOLDMAN SACHS BDC INC | SHS | 153K | 11K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 1M | 12K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | 1,2,5,11,14,16,17 |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 2M | 74K | – |
| GRAINGER W W INC | COM | 1M | 1K | 1,5,16 |
| GRANITESHARES GOLD TR | SHS BEN INT | 412K | 17K | Richard Bernstein Advisors |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 510K | 11K | – |
| GSK PLC | SPONSORED ADR | 285K | 7K | Gillman Hill Asset Management |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 312K | 6K | 1,8 |
| HALEON PLC | SPON ADS | 145K | 15K | Clearbridge |
| HERCULES CAPITAL INC | COM | 989K | 54K | Gillman Hill Asset Management |
| HERSHEY CO | COM | 528K | 3K | 1,11,14,16,17 |
| HEWLETT PACKARD ENTERPRISE C | COM | 203K | 12K | 1,16 |
| HOME DEPOT INC | COM | 7M | 20K | 1,4,5,11,14,15,16,17 |
| HONEYWELL INTL INC | COM | 2M | 12K | 1,5,11,15,16,17 |
| HP INC | COM | 382K | 12K | 1,11,16,17 |
| HUBBELL INC | COM | 613K | 2K | 1,17 |
| HUMANA INC | COM | 233K | 666 | 1,7,16 |
| IDEXX LABS INC | COM | 1M | 2K | 1,5,11,16 |
| ILLINOIS TOOL WKS INC | COM | 688K | 3K | 1,11,16 |
| IMMUCELL CORP | COM PAR | 41K | 11K | – |
| INTEL CORP | COM | 1M | 70K | 1,7,8,11,16 |
| INTERNATIONAL BUSINESS MACHS | COM | 9M | 44K | 1,8,11,16 |
| INTERNATIONAL PAPER CO | COM | 288K | 6K | 1,11,15,16 |
| INTERPUBLIC GROUP COS INC | COM | 279K | 9K | AQR |
| INTUIT | COM | 833K | 1K | 1,5,11,14,16 |
| INTUITIVE SURGICAL INC | COM NEW | 767K | 2K | 1,5,9,11,15,16 |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 609K | 11K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 6M | 93K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 413K | 9K | – |
| INVESCO EXCH TRADED FD TR II | INTL BUYBACK | 330K | 8K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 309K | 6K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 2M | 85K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 1M | 7K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 2M | 18K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 473K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 259K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 7M | 106K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 467K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 1M | 30K | – |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 2M | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 14M | 84K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 263K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 261K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 213K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 374K | 20K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 467K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 6M | 157K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 206K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | ENERGY EXPLORATI | 949K | 30K | – |
| INVESCO QQQ TR | UNIT SER 1 | 43M | 96K | – |
| IRON MTN INC DEL | COM | 949K | 9K | AQR |
| ISHARES GOLD TR | ISHARES NEW | 664K | 15K | – |
| ISHARES INC | MSCI GBL MIN VOL | 229K | 2K | – |
| ISHARES INC | CORE MSCI EMKT | 398K | 8K | – |
| ISHARES INC | MSCI GBL ETF NEW | 2M | 45K | – |
| ISHARES SILVER TR | ISHARES | 547K | 22K | – |
| ISHARES TR | S&P 100 ETF | 227K | 890 | – |
| ISHARES TR | MORNINGSTAR GRWT | 1M | 17K | – |
| ISHARES TR | CORE S&P TTL STK | 17M | 147K | – |
| ISHARES TR | SELECT DIVID ETF | 3M | 22K | – |
| ISHARES TR | CORE S&P500 ETF | 21M | 40K | – |
| ISHARES TR | CORE US AGGBD ET | 529K | 282K | – |
| ISHARES TR | GLOBAL TECH ETF | 1M | 14K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 31K | – |
| ISHARES TR | S&P 500 VAL ETF | 2M | 11K | – |
| ISHARES TR | MSCI EAFE ETF | 632K | 8K | – |
| ISHARES TR | RUS MDCP VAL ETF | 685K | 6K | – |
| ISHARES TR | RUS MD CP GR ETF | 2M | 21K | – |
| ISHARES TR | RUS MID CAP ETF | 5M | 65K | – |
| ISHARES TR | CORE S&P MCP ETF | 7M | 112K | AQR |
| ISHARES TR | ISHARES SEMICDTR | 2M | 9K | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 8K | – |
| ISHARES TR | RUS 1000 VAL ETF | 3M | 17K | – |
| ISHARES TR | S&P MC 400GR ETF | 227K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 5M | 13K | AQR |
| ISHARES TR | RUS 1000 ETF | 2M | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 9K | – |
| ISHARES TR | CORE S&P US VLU | 1M | 11K | – |
| ISHARES TR | CORE S&P US GWT | 3M | 29K | – |
| ISHARES TR | S&P MC 400VL ETF | 297K | 3K | – |
| ISHARES TR | U.S. TECH ETF | 1M | 9K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 37K | – |
| ISHARES TR | SP SMCP600VL ETF | 624K | 6K | – |
| ISHARES TR | S&P SML 600 GWT | 627K | 5K | – |
| ISHARES TR | SHRT NAT MUN ETF | 514K | 5K | – |
| ISHARES TR | GL CLEAN ENE ETF | 234K | 17K | – |
| ISHARES TR | MSCI ACWI EX US | 237K | 5K | – |
| ISHARES TR | MSCI ACWI ETF | 432K | 4K | – |
| ISHARES TR | ISHS 1-5YR INVS | 564K | 11K | – |
| ISHARES TR | 10-20 YR TRS ETF | 559K | 5K | Richard Bernstein Advisors |
| ISHARES TR | PFD AND INCM SEC | 1M | 43K | – |
| ISHARES TR | MRNING SM CP ETF | 357K | 6K | – |
| ISHARES TR | US AER DEF ETF | 939K | 7K | – |
| ISHARES TR | U.S. PHARMA ETF | 280K | 4K | – |
| ISHARES TR | US OIL GS EX ETF | 210K | 2K | – |
| ISHARES TR | EAFE VALUE ETF | 299K | 6K | – |
| ISHARES TR | MSCI EURO FL ETF | 419K | 19K | – |
| ISHARES TR | MSCI EAFE MIN VL | 586K | 8K | – |
| ISHARES TR | MSCI USA MIN VOL | 7M | 75K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 11K | – |
| ISHARES TR | CORE MSCI TOTAL | 4M | 53K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 22K | AQR |
| ISHARES TR | CORE 1 5 YR USD | 2M | 35K | – |
| ISHARES TR | EXPONENTIAL TECH | 484K | 9K | – |
| ISHARES TR | CORE DIV GRWTH | 9M | 156K | – |
| ISHARES TR | RUSEL 2500 ETF | 255K | 4K | – |
| ISHARES TR | ESG AWR MSCI USA | 278K | 2K | – |
| ISHARES TR | US INFRASTRUC | 264K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 215K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 273K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 5M | 97K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 407K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 2M | 35K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 10M | 205K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 646K | 13K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 1M | 23K | – |
| JEFFERIES FINL GROUP INC | COM | 225K | 4K | 1,11 |
| JETBLUE AWYS CORP | COM | 112K | 19K | 1,8,11 |
| JOHNSON & JOHNSON | COM | 12M | 72K | 1,2,3,5,9,11,14,15,16,17 |
| JOHNSON CTLS INTL PLC | SHS | 485K | 7K | 1,5,7,8,11,16 |
| JPMORGAN CHASE & CO. | COM | 15M | 74K | 1,2,3,4,5,11,15,16,17 |
| KAYNE ANDERSON ENERGY INFRST | COM | 506K | 49K | – |
| KELLANOVA | COM | 208K | 3K | 1,16 |
| KEYCORP | COM | 340K | 23K | 1,11,16 |
| KIMBERLY-CLARK CORP | COM | 788K | 6K | 1,11,15,16 |
| KINDER MORGAN INC DEL | COM | 1M | 48K | 1,5,8,16 |
| KINETIK HOLDINGS INC | COM NEW CL A | 891K | 22K | 1,8 |
| KKR & CO INC | COM | 2M | 16K | 1,4,11 |
| KLA CORP | COM NEW | 209K | 277 | 1,11,15,16 |
| KOHLS CORP | COM | 549K | 27K | 1,8,11 |
| KRAFT HEINZ CO | COM | 339K | 10K | 1,11,16 |
| L3HARRIS TECHNOLOGIES INC | COM | 395K | 2K | 1,4,5,15,16 |
| LABCORP HOLDINGS INC | COM SHS | 541K | 2K | 1,8,11,16 |
| LAM RESEARCH CORP | COM | 394K | 493 | 1,3,11,16 |
| LAMAR ADVERTISING CO NEW | CL A | 1M | 9K | 2,8 |
| LEGG MASON ETF INVT | CLEARBRIDEG LR | 492K | 7K | – |
| LENNAR CORP | CL A | 280K | 2K | 1,11,16 |
| LINDE PLC | SHS | 2M | 3K | 1,3,4,5,11,15,16 |
| LOCKHEED MARTIN CORP | COM | 4M | 7K | 1,2,11,16 |
| LOWES COS INC | COM | 2M | 7K | 1,2,3,11,16 |
| M & T BK CORP | COM | 2M | 15K | 1,2,5,11,16 |
| MARATHON PETE CORP | COM | 238K | 1K | 1,2,16 |
| MARRIOTT INTL INC NEW | CL A | 879K | 4K | 1,8,11,15,16 |
| MARSH & MCLENNAN COS INC | COM | 2M | 7K | 1,3,4,5,11,14,15,16 |
| MARVELL TECHNOLOGY INC | COM | 219K | 4K | 1,5,11,14,16 |
| MASCO CORP | COM | 302K | 4K | 1,11 |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | 1,11,16 |
| MCCORMICK & CO INC | COM NON VTG | 387K | 5K | 1,11,16 |
| MCDONALDS CORP | COM | 4M | 16K | 1,2,11,15,16,17 |
| MCKESSON CORP | COM | 2M | 3K | 1,2,3,11,15,16 |
| MEDTRONIC PLC | SHS | 1M | 14K | 1,3,8,11,16 |
| MERCADOLIBRE INC | COM | 421K | 225 | T Rowe Price |
| MERCK & CO INC | COM | 5M | 47K | 1,5,11,14,16 |
| MESABI TR | CTF BEN INT | 194K | 12K | – |
| META PLATFORMS INC | CL A | 8M | 17K | 1,4,5,7,8,9,11,15,16 |
| METLIFE INC | COM | 425K | 6K | 1,5,11,14,15,16 |
| MGM RESORTS INTERNATIONAL | COM | 204K | 5K | 1,16 |
| MICROCHIP TECHNOLOGY INC. | COM | 352K | 5K | 1,11,14,15,16,17 |
| MICRON TECHNOLOGY INC | COM | 213K | 2K | 1,5,11,16 |
| MICROSOFT CORP | COM | 44M | 110K | 1,2,3,4,5,7,9,11,14,15,16,17 |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 135K | 10K | – |
| MONDELEZ INTL INC | CL A | 1M | 19K | 1,2,3,5,11,15,16 |
| MOODYS CORP | COM | 269K | 585 | 1,16 |
| MORGAN STANLEY | COM NEW | 551K | 6K | 1,3,11,15,16 |
| MOTOROLA SOLUTIONS INC | COM NEW | 205K | 498 | 1,11,16 |
| NETFLIX INC | COM | 1M | 2K | 1,5,9,11,15,16 |
| NEW MTN FIN CORP | COM | 197K | 16K | – |
| NEWMONT CORP | COM | 266K | 6K | 1,11,16 |
| NEXTERA ENERGY INC | COM | 4M | 45K | 1,3,5,9,11,15,16,17 |
| NEXTERA ENERGY INC | UNIT 09/01/2025 | 987K | 22K | Gillman Hill Asset Management |
| NIKE INC | CL B | 532K | 7K | 1,14,15,16 |
| NNN REIT INC | COM | 856K | 19K | 1,8 |
| NORFOLK SOUTHN CORP | COM | 2M | 8K | 1,11,15,16 |
| NORTHROP GRUMMAN CORP | COM | 459K | 935 | 1,4,5,8,11,15,16 |
| NOVARTIS AG | SPONSORED ADR | 933K | 8K | – |
| NOVO-NORDISK A S | ADR | 2M | 15K | 5,9 |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 426K | 29K | – |
| NVIDIA CORPORATION | COM | 21M | 199K | 1,5,9,11,14,15,16 |
| NXP SEMICONDUCTORS N V | COM | 251K | 1K | 1,3,14 |
| OCCIDENTAL PETE CORP | COM | 231K | 4K | 1,11,16 |
| OGE ENERGY CORP | COM | 246K | 6K | 1,11 |
| OLD DOMINION FREIGHT LINE IN | COM | 288K | 1K | 1,5,11,15,16 |
| ONEOK INC NEW | COM | 2M | 19K | 1,8,11,14,16 |
| ORACLE CORP | COM | 3M | 23K | 1,3,5,7,8,11,14,16 |
| OREILLY AUTOMOTIVE INC | COM | 840K | 749 | 1,11,16,17 |
| ORGANON & CO | COMMON STOCK | 1M | 59K | 1,8,11 |
| OTIS WORLDWIDE CORP | COM | 2M | 19K | 1,2,11,16 |
| OXFORD LANE CAP CORP | COM | 134K | 24K | – |
| PACER FDS TR | PACER US SMALL | 643K | 15K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 275K | 9K | 1,11,16 |
| PALO ALTO NETWORKS INC | COM | 423K | 1K | 1,5,11,16 |
| PARKER-HANNIFIN CORP | COM | 561K | 988 | 1,2,3,11,16 |
| PAYCHEX INC | COM | 1M | 9K | 1,4,11,16 |
| PAYPAL HLDGS INC | COM | 278K | 4K | 1,5,16 |
| PENNANTPARK INVT CORP | COM | 101K | 15K | – |
| PENNYMAC MTG INVT TR | COM | 134K | 10K | – |
| PEPSICO INC | COM | 7M | 43K | 1,2,3,5,11,14,15,16,17 |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 676K | 63K | – |
| PFIZER INC | COM | 9M | 296K | 1,4,8,11,16 |
| PGIM ETF TR | PGIM ULTRA SH BD | 376K | 8K | – |
| PHILIP MORRIS INTL INC | COM | 3M | 28K | 1,3,4,9,11,15,16 |
| PHILLIPS 66 | COM | 810K | 6K | 1,11,16 |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 402K | 18K | – |
| PIMCO ETF TR | MULTISECTOR BD | 3M | 118K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 3M | 27K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 2M | 22K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 13M | 131K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 10K | 1,2,5,11,16 |
| POSTAL REALTY TRUST INC | CL A | 660K | 46K | Gillman Hill Asset Management |
| PPG INDS INC | COM | 2M | 14K | 1,5,11,16 |
| PRICE T ROWE GROUP INC | COM | 225K | 2K | 1,11,16 |
| PRIMERICA INC | COM | 278K | 1K | AQR |
| PRINCIPAL FINANCIAL GROUP IN | COM | 205K | 3K | 1,8 |
| PROCTER AND GAMBLE CO | COM | 13M | 75K | 1,2,5,9,11,16 |
| PROGRESSIVE CORP | COM | 562K | 3K | 1,2,5,11,15,16,17 |
| PROSHARES TR | S&P MDCP 400 DIV | 4M | 58K | – |
| PROSHARES TR | RUSS 2000 DIVD | 2M | 31K | – |
| PROSHARES TR | S&P 500 HIGH INC | 287K | 7K | – |
| PROSHARES TR | MSCI TRANFRMTNAL | 301K | 7K | – |
| PROSHARES TR | ULTRAPRO QQQ | 358K | 6K | – |
| PROSHARES TR | S&P 500 DV ARIST | 14M | 144K | – |
| PUBLIC STORAGE OPER CO | COM | 413K | 1K | 1,5,11,16 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 599K | 8K | 1,16 |
| PUTNAM ETF TRUST | FOCUSED LAR CAP | 1M | 29K | – |
| QUALCOMM INC | COM | 2M | 11K | 1,2,11,15,16 |
| QUEST DIAGNOSTICS INC | COM | 318K | 2K | 1,7,11 |
| RAYMOND JAMES FINL INC | COM | 314K | 3K | 1,14,16 |
| REALTY INCOME CORP | COM | 953K | 16K | 1,3,11,16 |
| REGENERON PHARMACEUTICALS | COM | 382K | 343 | 1,8,11,16 |
| RIBBON COMMUNICATIONS INC | COM | 71K | 24K | AQR |
| RIO TINTO PLC | SPONSORED ADR | 583K | 9K | Gillman Hill Asset Management |
| RITHM CAPITAL CORP | COM NEW | 170K | 15K | 1,11 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 290K | 20K | 1,11,16 |
| ROPER TECHNOLOGIES INC | COM | 5M | 9K | 1,15,16 |
| RTX CORPORATION | COM | 9M | 80K | 1,2,4,5,11,16 |
| RUSH ENTERPRISES INC | CL A | 208K | 4K | AQR |
| SABINE RTY TR | UNIT BEN INT | 614K | 10K | – |
| SABRA HEALTH CARE REIT INC | COM | 888K | 54K | 1,8 |
| SALESFORCE INC | COM | 825K | 3K | 1,2,5,11,16,17 |
| SANOFI | SPONSORED ADR | 202K | 4K | T Rowe Price |
| SCHLUMBERGER LTD | COM STK | 580K | 13K | 1,11,15,16 |
| SCHWAB CHARLES CORP | COM | 819K | 13K | 1,8,11,14,15,16 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 23K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 429K | 12K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 15K | Richard Bernstein Advisors |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 33K | Richard Bernstein Advisors |
| SELECT SECTOR SPDR TR | INDL | 646K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 278K | 1K | – |
| SERVICENOW INC | COM | 252K | 317 | 1,5,11,15,16 |
| SHELL PLC | SPON ADS | 526K | 7K | 2,8,9 |
| SHERWIN WILLIAMS CO | COM | 291K | 849 | 1,5,11,15,16 |
| SHOPIFY INC | CL A | 292K | 4K | Clearbridge |
| SKYWORKS SOLUTIONS INC | COM | 350K | 3K | 1,5,8,16 |
| SOLVENTUM CORP | COM SHS | 221K | 4K | 1,7,8,16 |
| SONOCO PRODS CO | COM | 812K | 16K | AQR |
| SOUTHERN CO | COM | 4M | 44K | 1,4,9,11,15,16 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 5K | – |
| SPDR GOLD TR | GOLD SHS | 20M | 89K | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 745K | 13K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 25M | 822K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2M | 3K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 430K | 5K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 783K | 10K | – |
| SPDR SER TR | S&P DIVID ETF | 6M | 43K | Richard Bernstein Advisors |
| SPDR SER TR | S&P BK ETF | 257K | 5K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 630K | 8K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 230K | 3K | – |
| SPDR SER TR | S&P BIOTECH | 242K | 3K | – |
| SPDR SER TR | S&P HOMEBUILD | 282K | 3K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 1M | 15K | – |
| SPDR SER TR | S&P OILGAS EXP | 1M | 9K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 11K | Richard Bernstein Advisors |
| SPDR SER TR | NUVEEN BLMBRG SH | 536K | 11K | – |
| SPDR SER TR | RUSSELL YIELD | 863K | 8K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 1M | 23K | – |
| SPDR SER TR | MSCI USA STRTGIC | 2M | 13K | – |
| SPROTT FOCUS TR INC | COM | 2M | 260K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 8M | 423K | AQR |
| SPRUCE POWER HOLDING CORP | COM NEW | 75K | 24K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 302K | 7K | – |
| SSGA ACTIVE TR | SPDR DBLELN SHRT | 329K | 7K | – |
| STANLEY BLACK & DECKER INC | COM | 2M | 24K | 1,8,11,15,16 |
| STAR BULK CARRIERS CORP. | SHS PAR | 721K | 34K | Gillman Hill Asset Management |
| STARBUCKS CORP | COM | 913K | 12K | 1,5,11,16 |
| STARWOOD PPTY TR INC | COM | 306K | 16K | – |
| STATE STR CORP | COM | 242K | 3K | 1,16 |
| STRYKER CORPORATION | COM | 1M | 3K | 1,5,11,15,16 |
| SYSCO CORP | COM | 1M | 15K | 1,8,11,16 |
| T ROWE PRICE ETF INC | SMALL MID CAP | 710K | 24K | – |
| T ROWE PRICE ETF INC | CAP APPRECIATION | 2M | 56K | – |
| T-MOBILE US INC | COM | 310K | 2K | 1,3,5,11,14,15,16 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 10K | 5,15 |
| TARGET CORP | COM | 1M | 8K | 1,4,5,11,16 |
| TD SYNNEX CORPORATION | COM | 216K | 2K | AQR |
| TE CONNECTIVITY LTD | SHS | 338K | 2K | 1,2,5,15,16 |
| TEEKAY TANKERS LTD | CL A | 355K | 6K | AQR |
| TERADYNE INC | COM | 221K | 2K | 1,8,11,16 |
| TESLA INC | COM | 7M | 33K | 1,5,11,15,16 |
| TEXAS INSTRS INC | COM | 847K | 4K | 1,5,7,11,16 |
| TEXAS PACIFIC LAND CORPORATI | COM | 15M | 18K | 1,16 |
| THE CIGNA GROUP | COM | 4M | 11K | 1,7,8,9,11,16 |
| THERMO FISHER SCIENTIFIC INC | COM | 6M | 10K | 1,2,5,8,11,15,16 |
| TJX COS INC NEW | COM | 4M | 38K | 1,3,5,11,16 |
| TORONTO DOMINION BK ONT | COM NEW | 393K | 7K | – |
| TOTALENERGIES SE | SPONSORED ADS | 626K | 9K | 5,8,15 |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 3K | 1,2,3,15,16 |
| TRAVELERS COMPANIES INC | COM | 1M | 7K | 1,5,11,16 |
| TRUIST FINL CORP | COM | 670K | 16K | 1,16 |
| UBER TECHNOLOGIES INC | COM | 642K | 9K | 1,5,8,11,15,16 |
| UNILEVER PLC | SPON ADR NEW | 1M | 19K | 5,8,11 |
| UNION PAC CORP | COM | 4M | 17K | 1,2,3,5,11,16,17 |
| UNITED PARCEL SERVICE INC | CL B | 1M | 10K | 1,5,8,11,15,16 |
| UNITED RENTALS INC | COM | 412K | 598 | 1,8,11,16 |
| UNITEDHEALTH GROUP INC | COM | 8M | 14K | 1,2,3,4,5,7,9,11,14,15,16,17 |
| US BANCORP DEL | COM NEW | 632K | 15K | 1,5,7,11,15,16 |
| VALERO ENERGY CORP | COM | 546K | 4K | 1,14,16,17 |
| VANECK ETF TRUST | GOLD MINERS ETF | 310K | 9K | – |
| VANECK ETF TRUST | INFLATION ALLOCA | 2M | 64K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 7M | 82K | – |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 390K | 6K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 534K | 13K | – |
| VANECK ETF TRUST | MORNINGSTAR SMID | 603K | 19K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 28M | 90K | Vanguard |
| VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 2M | 12K | Vanguard |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 14K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 222K | 3K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 208K | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 8K | AQR |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 890K | 6K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 299K | 1K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 600K | 7K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 211K | 853 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 5M | 1M | – |
| VANGUARD INDEX FDS | MID CAP ETF | 6M | 25K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 757K | 3K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 482K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 5M | 16K | – |
| VANGUARD INDEX FDS | VALUE ETF | 13M | 77K | 1,13 |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 22K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 9M | 33K | Vanguard |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 303K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 865K | 8K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 894K | 21K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 656K | 10K | – |
| VANGUARD MALVERN FDS | CORE BD ETF | 412K | 5K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 602K | 12K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 579K | 11K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 306K | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 2M | 28K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 12M | 65K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 42K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 69K | – |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 432K | 4K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 20M | 168K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 1M | 22K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 1M | 18K | AQR |
| VANGUARD WORLD FD | MEGA GRWTH IND | 677K | 2K | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 415K | 2K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 3K | – |
| VANGUARD WORLD FD | ENERGY ETF | 2M | 16K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 2M | 19K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 8K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 854K | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 4K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 403K | 2K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 658K | 4K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 1M | 8K | – |
| VENTAS INC | COM | 360K | 6K | 1,8,11 |
| VERALTO CORP | COM SHS | 230K | 2K | AQR |
| VERISK ANALYTICS INC | COM | 250K | 943 | 1,11,14,16 |
| VERIZON COMMUNICATIONS INC | COM | 4M | 94K | 1,8,11,16 |
| VERTEX PHARMACEUTICALS INC | COM | 343K | 737 | 1,5,11,16 |
| VIATRIS INC | COM | 403K | 33K | 1,7,11,15,16 |
| VISA INC | COM CL A | 7M | 28K | 1,2,3,4,5,9,11,14,15,16,17 |
| WABTEC | COM | 259K | 2K | 1,11,16 |
| WALMART INC | COM | 4M | 60K | 1,2,5,9,11,15,16,17 |
| WARNER BROS DISCOVERY INC | COM SER A | 133K | 19K | AQR |
| WASTE MGMT INC DEL | COM | 1M | 5K | 1,5,11,16,17 |
| WEBSTER FINL CORP | COM | 950K | 22K | AQR |
| WELLS FARGO CO NEW | COM | 1M | 24K | 1,4,7,11,15,16,17 |
| WELLTOWER INC | COM | 298K | 3K | 1,4,11,16 |
| WESTERN NEW ENG BANCORP INC | COM | 117K | 16K | – |
| WESTERN UN CO | COM | 566K | 49K | 1,8 |
| WHEATON PRECIOUS METALS CORP | COM | 2M | 34K | Clearbridge |
| WHIRLPOOL CORP | COM | 750K | 8K | 1,8 |
| WILLIAMS COS INC | COM | 932K | 21K | 1,5,8,11,15,16 |
| WISDOMTREE TR | INDIA ERNGS FD | 362K | 7K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 499K | 10K | – |
| WISDOMTREE TR | US SMALLCAP FUND | 277K | 6K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 387K | 4K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 2M | 40K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 2M | 42K | – |
| XPO INC | COM | 223K | 2K | 1,8 |
| YUM BRANDS INC | COM | 1M | 10K | 1,4,11,15,16 |
| YUM CHINA HLDGS INC | COM | 294K | 9K | Vanguard |
| ZIMMER BIOMET HOLDINGS INC | COM | 295K | 3K | 1,8,15,16 |
| ZOETIS INC | CL A | 391K | 2K | 1,5,11,15,16 |
| ZSCALER INC | COM | 299K | 2K | 1,16 |