KEEL POINT, LLC
Adviser information for KEEL POINT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 83 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 45 |
| Registered State Investment Advisers | 41 |
| Licensed Agents of an Insurance Company | 22 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,464 | $2.8B |
| Non-Discretionary | 84 | $92.3M |
| Total | 5,548 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 792 | $205.3M |
| HNW Individuals | 709 | $2.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $33.8M |
| Pension and profit sharing plans | 7 | $7.1M |
| Charitable organizations | 7 | $226.3M |
| State or municipal gov entities | 2 | $108.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 40 | $354.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICE TO THIRD-PARTY RIA |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerCommodity pool operator or commodity trading advisorInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 11.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GRANITE FINANCIAL WRAP FEE PROGRAM | KEEL POINT, LLC |
Principal Office
100 CHURCH STREETSUITE 500
HUNTSVILLE
AL
United States
Monday - Friday, 8:00 - 5:00
Tel: 256-704-5111, Fax: 256-704-5110
Chief Compliance Officer
MICHAEL L. BATES
COO
100 CHURCH ST. SW
SUITE 500
HUNTSVILLE
AL
United States
Tel:
256-704-0507
M*****@************M
(Full email address available in API data)
Regulatory Contact
MIKE PERRY
PRESIDENT
8405 GREENSBORO DRIVE
SUITE 900
MCLEAN
VA
United States
Tel:
804-347-0354
Fax:
703-807-1122
M*****@************M
(Full email address available in API data)
Industry Affiliates
| KEEL POINT CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KEEL POINT INSURANCE ADVISORS, LLC | Insurance company or agency |
| KEEL POINT TRADING, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KEEL POINT DISTRESSED ACCESS FUND, LLC | Private Equity Fund | $1.7M | $0.0M | 12 |
| KPAM TACTICAL ALPHA FUND, LP | Hedge Fund | $32.1M | $0.3M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAYES, ROBERT, CARL | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2003 | < 5% |
| KEEL POINT PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 12/2014 | > 75% |
| PARKS, DAVID, MELVILLE | Individual | – | EXECUTIVE CHAIRMAN | 01/2015 | < 5% |
| PERRY, JAMES, MICHAEL | Individual | – | PRESIDENT | 12/2014 | < 5% |
| MINTON, EDWARD, LYLE | Individual | – | CHIEF INVESTMENT OFFICER | 01/2015 | < 5% |
| BATES, MICHAEL, LINDSAY | Individual | – | COO/CCO | 02/2023 | < 5% |
| Blount, Jason, Robert | Individual | – | CFO | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 792K | 7K | 0 |
| ABBVIE INC | COM | 2M | 9K | 0 |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 1M | 16K | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 6M | 19K | 0 |
| ADOBE INC | COM | 1M | 2K | 0 |
| ADVANCED MICRO DEVICES INC | COM | 657K | 5K | 0 |
| AFLAC INC | COM | 818K | 8K | 0 |
| AGILENT TECHNOLOGIES INC | COM | 381K | 3K | 0 |
| AGREE RLTY CORP | COM | 245K | 3K | 0 |
| AIR PRODS & CHEMS INC | COM | 340K | 1K | 0 |
| ALCON AG | ORD SHS | 313K | 3K | 0 |
| ALLSTATE CORP | COM | 375K | 2K | 0 |
| ALPHABET INC | CAP STK CL C | 5M | 28K | 0 |
| ALPHABET INC | CAP STK CL A | 11M | 64K | 0 |
| AMAZON COM INC | COM | 15M | 89K | 0 |
| AMBARELLA INC | SHS | 462K | 10K | 0 |
| AMBEV SA | SPONSORED ADR | 40K | 17K | 0 |
| AMC ENTMT HLDGS INC | CL A NEW | 105K | 20K | 0 |
| AMERICAN CENTY ETF TR | AVANTIS CORE FI | 280K | 7K | 0 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 463K | 7K | 0 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 346K | 7K | 0 |
| AMERICAN ELEC PWR CO INC | COM | 336K | 3K | 0 |
| AMERICAN EXPRESS CO | COM | 482K | 2K | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 345K | 5K | 0 |
| AMERICAN TOWER CORP NEW | COM | 453K | 2K | 0 |
| AMERICAN WTR WKS CO INC NEW | COM | 238K | 2K | 0 |
| AMERIPRISE FINL INC | COM | 417K | 1K | 0 |
| AMGEN INC | COM | 880K | 3K | 0 |
| AMPHENOL CORP NEW | CL A | 4M | 60K | 0 |
| ANALOG DEVICES INC | COM | 455K | 2K | 0 |
| AON PLC | SHS CL A | 234K | 714 | 0 |
| APPLE INC | COM | 22M | 101K | 0 |
| APPLIED MATLS INC | COM | 715K | 4K | 0 |
| ARCH CAP GROUP LTD | ORD | 270K | 3K | 0 |
| ARCHER AVIATION INC | COM CL A | 84K | 23K | 0 |
| ARISTA NETWORKS INC | COM | 338K | 975 | 0 |
| ARK ETF TR | INNOVATION ETF | 476K | 11K | 0 |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | 0 |
| ASTRAZENECA PLC | SPONSORED ADR | 551K | 7K | 0 |
| AT&T INC | COM | 842K | 43K | 0 |
| ATMOS ENERGY CORP | COM | 212K | 2K | 0 |
| AUTODESK INC | COM | 697K | 3K | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 5M | 18K | 0 |
| AUTOZONE INC | COM | 237K | 75 | 0 |
| AXOS FINANCIAL INC | COM | 834K | 13K | 0 |
| BAIDU INC | SPON ADR REP A | 445K | 5K | 0 |
| BAIN CAP SPECIALTY FIN INC | COM STK | 169K | 11K | 0 |
| BAKER HUGHES COMPANY | CL A | 272K | 8K | 0 |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 178K | 18K | 0 |
| BANCO SANTANDER S.A. | ADR | 112K | 25K | 0 |
| BANDWIDTH INC | COM CL A | 5M | 293K | 0 |
| BANK AMERICA CORP | COM | 1M | 30K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 8M | 12 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | 0 |
| BGC GROUP INC | CL A | 104K | 11K | 0 |
| BLACKROCK ENHANCED EQUITY DI | COM | 107K | 13K | 0 |
| BLACKROCK ETF TRUST II | HIGH YLD MUNI IN | 350K | 15K | 0 |
| BLACKROCK INC | COM | 635K | 743 | 0 |
| BLACKSTONE INC | COM | 467K | 4K | 0 |
| BOEING CO | COM | 382K | 2K | 0 |
| BOOKING HOLDINGS INC | COM | 11M | 3K | 0 |
| BOSTON SCIENTIFIC CORP | COM | 297K | 4K | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 240K | 5K | 0 |
| BROADCOM INC | COM | 2M | 12K | 0 |
| CADENCE DESIGN SYSTEM INC | COM | 244K | 898 | 0 |
| CANADIAN NATL RY CO | COM | 287K | 3K | 0 |
| CANADIAN PACIFIC KANSAS CITY | COM | 377K | 5K | 0 |
| CAPITAL ONE FINL CORP | COM | 236K | 2K | 0 |
| CARLYLE CREDIT INCOME FUND | SHS BEN INT | 136K | 17K | 0 |
| CARRIER GLOBAL CORPORATION | COM | 414K | 6K | 0 |
| CATERPILLAR INC | COM | 900K | 3K | 0 |
| CELANESE CORP DEL | COM | 218K | 2K | 0 |
| CHECK POINT SOFTWARE TECH LT | ORD | 4M | 23K | 0 |
| CHEVRON CORP NEW | COM | 918K | 6K | 0 |
| CHIPOTLE MEXICAN GRILL INC | COM | 875K | 17K | 0 |
| CHUBB LIMITED | COM | 601K | 2K | 0 |
| CHURCH & DWIGHT CO INC | COM | 4M | 38K | 0 |
| CINTAS CORP | COM | 319K | 420 | 0 |
| CISCO SYS INC | COM | 1M | 29K | 0 |
| CITIGROUP INC | COM NEW | 465K | 8K | 0 |
| CME GROUP INC | COM | 248K | 1K | 0 |
| COCA COLA CO | COM | 2M | 25K | 0 |
| COCA COLA CONS INC | COM | 214K | 171 | 0 |
| COHEN & STEERS REAL ESTATE O | SHS BENFIN INT | 256K | 17K | 0 |
| COLGATE PALMOLIVE CO | COM | 424K | 4K | 0 |
| COMCAST CORP NEW | CL A | 651K | 17K | 0 |
| CONOCOPHILLIPS | COM | 610K | 6K | 0 |
| CONSOLIDATED EDISON INC | COM | 336K | 3K | 0 |
| COPART INC | COM | 254K | 5K | 0 |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | 0 |
| CSX CORP | COM | 299K | 9K | 0 |
| CUMMINS INC | COM | 216K | 740 | 0 |
| CVS HEALTH CORP | COM | 3M | 60K | 0 |
| D R HORTON INC | COM | 246K | 1K | 0 |
| DANAHER CORPORATION | COM | 5M | 17K | 0 |
| DEERE & CO | COM | 368K | 1K | 0 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 91K | 11K | 0 |
| DIAGEO PLC | SPON ADR NEW | 225K | 2K | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 1M | 39K | 0 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 354K | 8K | 0 |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 614K | 19K | 0 |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 707K | 20K | 0 |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 208K | 6K | 0 |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 375K | 11K | 0 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 43K | 0 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 1M | 44K | 0 |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 464K | 5K | 0 |
| DISNEY WALT CO | COM | 2M | 28K | 0 |
| DOMINION ENERGY INC | COM | 261K | 5K | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 388K | 3K | 0 |
| DYCOM INDS INC | COM | 672K | 4K | 0 |
| EATON CORP PLC | SHS | 549K | 2K | 0 |
| ECOLAB INC | COM | 531K | 2K | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 264K | 4K | 0 |
| ELEVANCE HEALTH INC | COM | 661K | 1K | 0 |
| ELEVATION SERIES TRUST | SOVEREIGNS CAPIT | 2M | 59K | 0 |
| ELI LILLY & CO | COM | 3M | 3K | 0 |
| EMERSON ELEC CO | COM | 445K | 4K | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 207K | 13K | 0 |
| ENTERGY CORP NEW | COM | 373K | 3K | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 250K | 9K | 0 |
| EQUINIX INC | COM | 262K | 315 | 0 |
| ESSENTIAL PPTYS RLTY TR INC | COM | 206K | 7K | 0 |
| EXPEDITORS INTL WASH INC | COM | 4M | 34K | 0 |
| EXXON MOBIL CORP | COM | 2M | 19K | 0 |
| FASTENAL CO | COM | 4M | 55K | 0 |
| FEDEX CORP | COM | 5M | 16K | 0 |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 542K | 20K | 0 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 230K | 5K | 0 |
| FIRST CTZNS BANCSHARES INC N | CL A | 274K | 137 | 0 |
| FIRST TR EXCHANGE-TRADED ALP | MID CAP VAL FD | 541K | 10K | 0 |
| FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 331K | 14K | 0 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 2M | 46K | 0 |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 4M | 159K | 0 |
| FIRST TR VALUE LINE DIVID IN | SHS | 472K | 11K | 0 |
| FISERV INC | COM | 5M | 29K | 0 |
| FORD MTR CO DEL | COM | 143K | 14K | 0 |
| GALLAGHER ARTHUR J & CO | COM | 292K | 1K | 0 |
| GARTNER INC | COM | 207K | 432 | 0 |
| GE AEROSPACE | COM NEW | 703K | 4K | 0 |
| GENERAL DYNAMICS CORP | COM | 621K | 2K | 0 |
| GENERAL MLS INC | COM | 287K | 4K | 0 |
| GILEAD SCIENCES INC | COM | 251K | 3K | 0 |
| GLOBAL PMTS INC | COM | 421K | 4K | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 361K | 10K | 0 |
| GOLDMAN SACHS BDC INC | SHS | 602K | 44K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 405K | 824 | 0 |
| HALEON PLC | SPON ADS | 133K | 14K | 0 |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 214K | 10K | 0 |
| HANESBRANDS INC | COM | 110K | 18K | 0 |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 706K | 20K | 0 |
| HCA HEALTHCARE INC | COM | 571K | 2K | 0 |
| HF SINCLAIR CORP | COM | 290K | 6K | 0 |
| HOME DEPOT INC | COM | 3M | 8K | 0 |
| HONEYWELL INTL INC | COM | 615K | 3K | 0 |
| HSBC HLDGS PLC | SPON ADR NEW | 322K | 8K | 0 |
| HUMANA INC | COM | 206K | 577 | 0 |
| HYCROFT MINING HOLDING CORP | CL A NEW | 22K | 10K | 0 |
| ICL GROUP LTD | SHS | 51K | 13K | 0 |
| IDEXX LABS INC | COM | 281K | 576 | 0 |
| ILLINOIS TOOL WKS INC | COM | 4M | 18K | 0 |
| INDEPENDENCE RLTY TR INC | COM | 267K | 14K | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 5M | 30K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 13K | 0 |
| INTUIT | COM | 867K | 1K | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 13M | 27K | 0 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 735K | 13K | 0 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 274K | 13K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 2M | 82K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 CB | 233K | 12K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 2M | 110K | 0 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 3M | 123K | 0 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 233K | 1K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 10M | 22K | 0 |
| IQVIA HLDGS INC | COM | 229K | 962 | 0 |
| ISHARES INC | MSCI SWITZERLAND | 532K | 11K | 0 |
| ISHARES INC | MSCI BRAZIL ETF | 257K | 9K | 0 |
| ISHARES INC | CORE MSCI EMKT | 4M | 80K | 0 |
| ISHARES INC | ESG AWR MSCI EM | 497K | 15K | 0 |
| ISHARES SILVER TR | ISHARES | 4M | 141K | 0 |
| ISHARES TR | SELECT DIVID ETF | 1M | 11K | 0 |
| ISHARES TR | NATIONAL MUN ETF | 870K | 8K | 0 |
| ISHARES TR | MSCI USA QLT FCT | 2M | 12K | 0 |
| ISHARES TR | MSCI USA MIN VOL | 628K | 7K | 0 |
| ISHARES TR | US TREAS BD ETF | 2M | 86K | 0 |
| ISHARES TR | EAFE SML CP ETF | 2M | 32K | 0 |
| ISHARES TR | ESG AW MSCI EAFE | 3M | 37K | 0 |
| ISHARES TR | ISHS 5-10YR INVT | 753K | 14K | 0 |
| ISHARES TR | 3 7 YR TREAS BD | 10M | 83K | 0 |
| ISHARES TR | IBOXX INV CP ETF | 5M | 48K | 0 |
| ISHARES TR | S&P MC 400GR ETF | 556K | 6K | 0 |
| ISHARES TR | RUS TP200 GR ETF | 2M | 11K | 0 |
| ISHARES TR | MSCI KLD400 SOC | 263K | 3K | 0 |
| ISHARES TR | US HLTHCARE ETF | 422K | 7K | 0 |
| ISHARES TR | 1 3 YR TREAS BD | 4M | 52K | 0 |
| ISHARES TR | TIPS BD ETF | 937K | 9K | 0 |
| ISHARES TR | 7-10 YR TRSY BD | 8M | 83K | 0 |
| ISHARES TR | ESG MSCI USA ETF | 252K | 5K | 0 |
| ISHARES TR | SHRT NAT MUN ETF | 208K | 2K | 0 |
| ISHARES TR | U.S. REAL ES ETF | 621K | 7K | 0 |
| ISHARES TR | EAFE GRWTH ETF | 1M | 14K | 0 |
| ISHARES TR | MSCI EAFE ETF | 30M | 384K | 0 |
| ISHARES TR | ISHS 1-5YR INVS | 980K | 19K | 0 |
| ISHARES TR | IBONDS DEC24 ETF | 393K | 16K | 0 |
| ISHARES TR | CORE S&P MCP ETF | 3M | 52K | 0 |
| ISHARES TR | RUS 1000 ETF | 37M | 125K | 0 |
| ISHARES TR | CORE MSCI EAFE | 438K | 6K | 0 |
| ISHARES TR | CORE S&P SCP ETF | 6M | 57K | 0 |
| ISHARES TR | FLTG RATE NT ETF | 378K | 7K | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 14M | 80K | 0 |
| ISHARES TR | CORE US AGGBD ET | 38M | 378K | 0 |
| ISHARES TR | US AER DEF ETF | 1M | 9K | 0 |
| ISHARES TR | ISHARES SEMICDTR | 614K | 3K | 0 |
| ISHARES TR | RUS MDCP VAL ETF | 282K | 2K | 0 |
| ISHARES TR | ESG AWR MSCI USA | 846K | 7K | 0 |
| ISHARES TR | MBS ETF | 512K | 5K | 0 |
| ISHARES TR | RUS MD CP GR ETF | 1M | 9K | 0 |
| ISHARES TR | EAFE VALUE ETF | 1M | 24K | 0 |
| ISHARES TR | 20 YR TR BD ETF | 2M | 23K | 0 |
| ISHARES TR | CORE S&P500 ETF | 2M | 5K | 0 |
| ISHARES TR | S&P MC 400VL ETF | 1M | 11K | 0 |
| ISHARES TR | SHORT TREAS BD | 807K | 7K | 0 |
| ISHARES TR | MSCI INDIA ETF | 1M | 24K | 0 |
| ISHARES TR | MSCI ACWI ETF | 4M | 36K | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 17M | 48K | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 14M | 330K | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 11K | 0 |
| ISHARES TR | MSCI INTL VLU FT | 1M | 51K | 0 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS CDA | 3M | 43K | 0 |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 2M | 37K | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 33K | 0 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS DEV | 669K | 14K | 0 |
| JOHNSON & JOHNSON | COM | 5M | 33K | 0 |
| JPMORGAN CHASE & CO. | COM | 3M | 15K | 0 |
| KKR & CO INC | COM | 476K | 4K | 0 |
| KLA CORP | COM NEW | 411K | 518 | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 301K | 1K | 0 |
| LAM RESEARCH CORP | COM | 487K | 579 | 0 |
| LATHAM GROUP INC | COM | 1M | 201K | 0 |
| LENNAR CORP | CL A | 296K | 2K | 0 |
| LINDE PLC | SHS | 911K | 2K | 0 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 76K | 26K | 0 |
| LOCKHEED MARTIN CORP | COM | 478K | 855 | 0 |
| LOWES COS INC | COM | 3M | 11K | 0 |
| MACQUARIE / FIRST TR GLOBAL | COM | 162K | 20K | 0 |
| MARATHON PETE CORP | COM | 411K | 2K | 0 |
| MARSH & MCLENNAN COS INC | COM | 449K | 2K | 0 |
| MARTIN MARIETTA MATLS INC | COM | 294K | 558 | 0 |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | 0 |
| MCCORMICK & CO INC | COM NON VTG | 240K | 3K | 0 |
| MCDONALDS CORP | COM | 936K | 3K | 0 |
| MCKESSON CORP | COM | 433K | 784 | 0 |
| MERCADOLIBRE INC | COM | 4M | 2K | 0 |
| MERCK & CO INC | COM | 5M | 40K | 0 |
| META PLATFORMS INC | CL A | 6M | 11K | 0 |
| METTLER TOLEDO INTERNATIONAL | COM | 263K | 185 | 0 |
| MICROCHIP TECHNOLOGY INC. | COM | 277K | 3K | 0 |
| MICRON TECHNOLOGY INC | COM | 361K | 4K | 0 |
| MICROSOFT CORP | COM | 19M | 46K | 0 |
| MIDDLEBY CORP | COM | 494K | 4K | 0 |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 258K | 26K | 0 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 121K | 30K | 0 |
| MONDELEZ INTL INC | CL A | 426K | 6K | 0 |
| MONOLITHIC PWR SYS INC | COM | 219K | 252 | 0 |
| MONSTER BEVERAGE CORP NEW | COM | 460K | 10K | 0 |
| MOODYS CORP | COM | 249K | 535 | 0 |
| MORGAN STANLEY | COM NEW | 425K | 4K | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 5M | 12K | 0 |
| MPLX LP | COM UNIT REP LTD | 218K | 5K | 0 |
| MSCI INC | COM | 207K | 379 | 0 |
| NETFLIX INC | COM | 45M | 69K | 0 |
| NEWMONT CORP | COM | 720K | 15K | 0 |
| NEXTERA ENERGY INC | COM | 842K | 11K | 0 |
| NIKE INC | CL B | 286K | 4K | 0 |
| NNN REIT INC | COM | 204K | 4K | 0 |
| NOKIA CORP | SPONSORED ADR | 47K | 12K | 0 |
| NORFOLK SOUTHN CORP | COM | 2M | 7K | 0 |
| NORTHERN LTS FD TR IV | INSPIRE GBL HOPE | 2M | 48K | 0 |
| NORTHERN LTS FD TR IV | INSPIRE SML/ MID | 530K | 15K | 0 |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 1M | 27K | 0 |
| NORTHERN LTS FD TR IV | INSPIRE CORP BD | 616K | 26K | 0 |
| NORTHERN LTS FD TR IV | INSPIRE INTL ETF | 694K | 23K | 0 |
| NORTHROP GRUMMAN CORP | COM | 511K | 1K | 0 |
| NOVARTIS AG | SPONSORED ADR | 870K | 8K | 0 |
| NOVO-NORDISK A S | ADR | 1M | 10K | 0 |
| NUVEEN AMT FREE QLTY MUN INC | COM | 141K | 12K | 0 |
| NVIDIA CORPORATION | COM | 12M | 104K | 0 |
| OLD DOMINION FREIGHT LINE IN | COM | 480K | 2K | 0 |
| ONEOK INC NEW | COM | 401K | 5K | 0 |
| ORACLE CORP | COM | 2M | 12K | 0 |
| OREILLY AUTOMOTIVE INC | COM | 243K | 218 | 0 |
| PALANTIR TECHNOLOGIES INC | CL A | 399K | 13K | 0 |
| PALO ALTO NETWORKS INC | COM | 313K | 938 | 0 |
| PARKER-HANNIFIN CORP | COM | 491K | 859 | 0 |
| PAYPAL HLDGS INC | COM | 376K | 6K | 0 |
| PEPSICO INC | COM | 733K | 4K | 0 |
| PFIZER INC | COM | 409K | 14K | 0 |
| PHILIP MORRIS INTL INC | COM | 555K | 5K | 0 |
| PHILLIPS 66 | COM | 472K | 4K | 0 |
| PIMCO CORPORATE & INCM STRG | COM | 163K | 12K | 0 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 188K | 14K | 0 |
| PNC FINL SVCS GROUP INC | COM | 221K | 1K | 0 |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 241K | 5K | 0 |
| PROCTER AND GAMBLE CO | COM | 2M | 13K | 0 |
| PROGRESSIVE CORP | COM | 694K | 3K | 0 |
| PROLOGIS INC. | COM | 327K | 3K | 0 |
| PRUDENTIAL FINL INC | COM | 417K | 4K | 0 |
| QUALCOMM INC | COM | 5M | 28K | 0 |
| QUANTA SVCS INC | COM | 226K | 864 | 0 |
| REALTY INCOME CORP | COM | 263K | 4K | 0 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 232K | 8K | 0 |
| REGENERON PHARMACEUTICALS | COM | 686K | 592 | 0 |
| RELX PLC | SPONSORED ADR | 320K | 7K | 0 |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 203K | 7K | 0 |
| REPUBLIC SVCS INC | COM | 257K | 1K | 0 |
| RIO TINTO PLC | SPONSORED ADR | 225K | 4K | 0 |
| ROCKWELL AUTOMATION INC | COM | 300K | 1K | 0 |
| ROLLINS INC | COM | 244K | 5K | 0 |
| ROPER TECHNOLOGIES INC | COM | 4M | 7K | 0 |
| ROSS STORES INC | COM | 469K | 3K | 0 |
| RTX CORPORATION | COM | 1M | 10K | 0 |
| S&P GLOBAL INC | COM | 617K | 1K | 0 |
| SALESFORCE INC | COM | 2M | 7K | 0 |
| SAP SE | SPON ADR | 617K | 3K | 0 |
| SCHWAB CHARLES CORP | COM | 330K | 5K | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 501K | 10K | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1M | 18K | 0 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 408K | 12K | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 2M | 40K | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 1M | 12K | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 203K | 3K | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 7M | 33K | 0 |
| SELECT SECTOR SPDR TR | INDL | 281K | 2K | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 660K | 9K | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 345K | 4K | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 896K | 10K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 414K | 2K | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 4M | 90K | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 8K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 300K | 4K | 0 |
| SERVICENOW INC | COM | 638K | 779 | 0 |
| SERVISFIRST BANCSHARES INC | COM | 2M | 29K | 0 |
| SHELL PLC | SPON ADS | 436K | 6K | 0 |
| SHERWIN WILLIAMS CO | COM | 4M | 13K | 0 |
| SILA REALTY TRUST INC | COMMON STOCK | 229K | 11K | 0 |
| SONY GROUP CORP | SPONSORED ADR | 493K | 6K | 0 |
| SOUTHERN CO | COM | 8M | 94K | 0 |
| SPDR GOLD TR | GOLD SHS | 19M | 82K | 0 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 261K | 7K | 0 |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 678K | 21K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 66M | 121K | 0 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 202K | 373 | 0 |
| SPDR SER TR | PORTFOLIO S&P500 | 30M | 465K | 0 |
| SPDR SER TR | PORTFLI INTRMDIT | 758K | 26K | 0 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 12K | 0 |
| SPDR SER TR | BLOOMBERG SHT TE | 344K | 14K | 0 |
| SPROTT PHYSICAL GOLD TR | UNIT | 645K | 34K | 0 |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 254K | 6K | 0 |
| STARBUCKS CORP | COM | 2M | 19K | 0 |
| STRYKER CORPORATION | COM | 4M | 12K | 0 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 218K | 17K | 0 |
| SUNCOR ENERGY INC NEW | COM | 220K | 5K | 0 |
| SYSCO CORP | COM | 241K | 3K | 0 |
| T-MOBILE US INC | COM | 305K | 2K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 8K | 0 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 1M | 9K | 0 |
| TARGET CORP | COM | 479K | 4K | 0 |
| TELEDYNE TECHNOLOGIES INC | COM | 209K | 509 | 0 |
| TESLA INC | COM | 11M | 54K | 0 |
| TEXAS INSTRS INC | COM | 1M | 5K | 0 |
| THE CIGNA GROUP | COM | 404K | 1K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 8K | 0 |
| TIMOTHY PLAN | HIG DV STK ETF | 1M | 31K | 0 |
| TJX COS INC NEW | COM | 565K | 5K | 0 |
| TOAST INC | CL A | 292K | 12K | 0 |
| TOTALENERGIES SE | SPONSORED ADS | 269K | 4K | 0 |
| TOYOTA MOTOR CORP | ADS | 241K | 1K | 0 |
| TRANE TECHNOLOGIES PLC | SHS | 715K | 2K | 0 |
| TRANSDIGM GROUP INC | COM | 245K | 197 | 0 |
| TRINITY CAP INC | COM | 176K | 12K | 0 |
| TRINITY INDS INC | COM | 252K | 8K | 0 |
| TRUIST FINL CORP | COM | 515K | 12K | 0 |
| UBER TECHNOLOGIES INC | COM | 1M | 18K | 0 |
| UBS GROUP AG | SHS | 257K | 9K | 0 |
| UNILEVER PLC | SPON ADR NEW | 226K | 4K | 0 |
| UNION PAC CORP | COM | 922K | 4K | 0 |
| UNITED CMNTY BKS BLAIRSVLE G | COM | 452K | 16K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 373K | 3K | 0 |
| UNITED RENTALS INC | COM | 524K | 745 | 0 |
| UNITED STS OIL FD LP | UNITS | 563K | 7K | 0 |
| UNITEDHEALTH GROUP INC | COM | 3M | 5K | 0 |
| US BANCORP DEL | COM NEW | 410K | 10K | 0 |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 512K | 10K | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 38K | 0 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 2M | 49K | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 3M | 12K | 0 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 10M | 61K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 148M | 297K | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 11K | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 6K | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 26K | 0 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 299K | 1K | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 13K | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 371K | 2K | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 6K | 0 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 360K | 2K | 0 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 962K | 9K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 32K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 235K | 2K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 2M | 27K | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 503K | 10K | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 2M | 18K | 0 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 23K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 231K | 4K | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 31M | 623K | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 509K | 919 | 0 |
| VANGUARD WORLD FD | COMM SRVC ETF | 455K | 3K | 0 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 12M | 63K | 0 |
| VERIZON COMMUNICATIONS INC | COM | 955K | 23K | 0 |
| VERTEX PHARMACEUTICALS INC | COM | 664K | 1K | 0 |
| VICTORY PORTFOLIOS II | SHARES FREE CASH | 243K | 8K | 0 |
| VISA INC | COM CL A | 7M | 25K | 0 |
| VOYA GLBL ADV & PREM OPP FD | COM | 193K | 21K | 0 |
| VULCAN MATLS CO | COM | 410K | 2K | 0 |
| WALMART INC | COM | 5M | 79K | 0 |
| WASTE CONNECTIONS INC | COM | 260K | 1K | 0 |
| WASTE MGMT INC DEL | COM | 623K | 3K | 0 |
| WELLS FARGO CO NEW | COM | 445K | 8K | 0 |
| WELLTOWER INC | COM | 293K | 3K | 0 |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 231K | 15K | 0 |
| WILLIAMS COS INC | COM | 442K | 10K | 0 |
| WORKDAY INC | CL A | 214K | 987 | 0 |
| XCEL ENERGY INC | COM | 217K | 4K | 0 |
| XYLEM INC | COM | 269K | 2K | 0 |
| ZILLOW GROUP INC | CL C CAP STK | 721K | 14K | 0 |
| ZILLOW GROUP INC | CL A | 348K | 7K | 0 |
| ZOETIS INC | CL A | 1M | 5K | 0 |