HOPWOOD FINANCIAL SERVICES, INC.
Adviser information for HOPWOOD FINANCIAL SERVICES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 949 | $548.1M |
| Non-Discretionary | 0 | $0 |
| Total | 949 | $548.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $49.7M |
| HNW Individuals | 142 | $490.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $7.4M |
| Charitable organizations | <5 | $917,086 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62268 |
|---|---|
| SEC ERA File Number | 801-62268 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127927 |
| Legal Entity Identifier | None |
Principal Office
10740 PARKRIDGE BLVD.SUITE 150
RESTON
VA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 703-787-0008, Fax: 703-759-0974
Websites
www.hopwoodfinancial.com
www.facebook.com/hopwoodfinancialservices/
www.linkedin.com/in/curtis-holland-b25493126/
www.linkedin.com/in/pedrom-sadeghi-20b418180/
www.linkedin.com/in/jenniferchuon/
www.linkedin.com/in/codynealon/
www.linkedin.com/in/heatherhopwood/
www.linkedin.com/in/peter-ramig-09a1289a
www.linkedin.com/company/hopwood-financial-services/
www.linkedin.com/in/kevinjgalvin-cfa-cfp%c2%ae/
www.linkedin.com/in/stacy-hopwood-733b40127/
www.linkedin.com/in/herbert-hopwood-cfp-cfa-7226724/
www.linkedin.com/in/jason-stinner-55759928/
Chief Compliance Officer
HERBERT G. HOPWOOD
PRESIDENT
10740 PARKRIDGE BLVD.
SUITE 150
RESTON
VA
United States
Tel:
703-787-0008
Fax:
703-759-0974
H***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOPWOOD, HERBERT, GLADSTONE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2003 | > 75% |
| GALVIN, KEVIN, JAMES | Individual | – | EXECUTIVE VICE PRESIDENT | 01/2019 | 10-25% |