NEWSHOLME FINANCIAL GROUP, INC.
NEWSHOLME FINANCIAL GROUP, INC Legal Name
Adviser information for NEWSHOLME FINANCIAL GROUP, INC. last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 255 | $74.8M |
| Non-Discretionary | 0 | $0 |
| Total | 255 | $74.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 75 | $24.3M |
| HNW Individuals | 18 | $43.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-62279 |
|---|---|
| SEC ERA File Number | 801-62279 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126165 |
| Legal Entity Identifier | None |
Principal Office
2326 CROMPOND ROADYORKTOWN HTS
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 914-243-6700, Fax: 914-243-6725
Chief Compliance Officer
JANET A. FILANGERI
VICE PRESIDENT
2326 CROMPOND ROAD
YORKTOWN HEIGHTS
NY
United States
Tel:
914-243-6700
Fax:
914-243-6725
J*********@**************M
(Full email address available in API data)
Regulatory Contact
DONALD E. NEWSHOLME
PRESIDENT
2326 CROMPOND RD.
YORKTOWN HEIGHTS
NY
United States
Tel:
914-243-6700
Fax:
914-243-6725
D*********@**************M
(Full email address available in API data)
Industry Affiliates
| NEWSHOLME FINANCIAL SERVICES, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEWSHOLME, DONALD, EUGENE | Individual | – | PRESIDENT | 07/2001 | > 75% |
| FILANGERI, JANET, ANN | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2001 | < 5% |