THE MARSHALL FINANCIAL GROUP, INC
Adviser information for THE MARSHALL FINANCIAL GROUP, INC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,521 | $779.2M |
| Non-Discretionary | 4 | $10,603 |
| Total | 1,525 | $779.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 253 | $99.0M |
| HNW Individuals | 205 | $662.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 20 | $11.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $4.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62319 |
|---|---|
| SEC ERA File Number | 801-62319 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110935 |
| Legal Entity Identifier | None |
Principal Office
33 WEST COURT STREETDOYLESTOWN
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (215) 348-9393, Fax: (215) 348-7971
Chief Compliance Officer
DANIEL CAIRNS
CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY
33 WEST COURT STREET
DOYLESTOWN
PA
United States
Tel:
(215)348-9393
Fax:
(215) 348-7971
D******@********************M
(Full email address available in API data)
Regulatory Contact
PAULA C. NANGLE
CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR
33 WEST COURT STREET
DOYLESTOWN
PA
United States
Tel:
(215)348-9393
Fax:
(215) 348-7971
P******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAIRNS, DANIEL, DAVID | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / TREASURER / SECRETARY | 09/2002 | < 5% |
| SCHOLZ, DONALD, ROBERT | Individual | – | VICE PRESIDENT | 07/2005 | < 5% |
| NANGLE, PAULA, COOPER | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 10/2016 | < 5% |
| THE MARSHALL FINANCIAL GROUP, INC. EMPLOYEE STOCK OWNERSHIP TRUST | Domestic Entity | – | SHAREHOLDER | 10/2017 | > 75% |
| MAIER, JOHN, MICHAEL | Individual | – | TRUSTEE OF THE MARSHALL FINANCIAL GROUP EMPLOYEE STOCK OWNERSHIP TRUST | 09/2017 | > 75% |
| REINERT, ADAM, JOSEPH | Individual | – | CHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER | 01/2019 | < 5% |
| WEISS, RUSSELL, STEWART | Individual | – | CHIEF PLANNING OFFICER | 01/2019 | < 5% |
| KURTZ, MARTIN, FLOYD | Individual | – | DIRECTOR | 07/2018 | < 5% |
| EVANS, GEORGE, EC | Individual | – | DIRECTOR | 02/2020 | < 5% |