RUTHERFORD ASSET PLANNING, INC.
Adviser information for RUTHERFORD ASSET PLANNING, INC. last updated from Form ADV on January 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 261 | $154.1M |
| Non-Discretionary | 0 | $0 |
| Total | 261 | $154.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 29 | $8.9M |
| HNW Individuals | 45 | $145.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-62324 |
|---|---|
| SEC ERA File Number | 801-62324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128036 |
| Legal Entity Identifier | None |
Principal Office
14105 STILTON STREETTAMPA
FL
United States
Monday - Friday, 9:00 A.M. -5:00 P.M.
Tel: 813-343-4501, Fax: 813-343-4508
Websites
Chief Compliance Officer
KEITH AMBURGEY
CHIEF EXECUTIVE OFFICER
14105 STILTON STREET
TAMPA
FL
United States
Tel:
813-343-4501
Fax:
813-343-4508
K*************@********M
(Full email address available in API data)
Industry Affiliates
| SUZZETTE B. RUTHERFORD, ESQ. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUTHERFORD, SUZZETTE, BAGAYBAGAYAN | Individual | – | PRESIDENT | 04/1997 | 25-50% |
| RUTHERFORD, RONALD, KYLE | Individual | – | BOARD MEMBER | 04/1997 | 25-50% |
| AMBURGEY, KEITH, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 02/2014 | 50-75% |