Hedge Fund Database

CUTTER & COMPANY, INC.

CUTTER AND COMPANY BROKERAGE, INC. Legal Name

Adviser information for CUTTER & COMPANY, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 49
Investment Advisory/Research 39
Registered Broker-Dealer Representatives 49
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 43
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,667 $718.3M
Non-Discretionary 662 $147.3M
Total 2,329 $865.6M

Clients

Type Number RAUM
Individuals 2,177 $698.5M
HNW Individuals 109 $136.2M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $2.1M
Charitable organizations 10 $4.4M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 22 $24.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1199
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 303.9M
Portfolio Manager to Program Sponsor
PRIVATE INVESTMENT MANAGEMENT CUTTER & COMPANY, INC.
ASSET ADVISOR CUTTER & COMPANY, INC.
CUSTOM CHOICE CUTTER & COMPANY, INC.

Identifiers

SEC RIA File Number 801-62329
SEC ERA File Number 801-62329
SEC CIK Numbers 1406995
SEC CRD Numbers 22449
Legal Entity Identifier None

Principal Office

15415 CLAYTON ROAD
BALLWIN
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 636-537-8770, Fax: 636-537-8779

Websites

www.mcfcapitalmanagement.com www.pattersonwealthmanagement.com www.cutter-co.com www.normanwealthadvisory.com www.cutterco.com www.blattels.com www.stlouisfinancialgroup.com www.saleebyandassociates.com www.gissyinvestmentservices.com www.cutteradvisors.com www.parkwaywealth.com www.geaugafinancialadvisors.com www.whitehorsecapitalmanagement.com/ www.sapphirewealthmanagement.net/ www.fsdc-advisory.com www.linkedin.com/company/409048/admin/updates/

Chief Compliance Officer

DEBORAH CASTIGLIONI
CEO, CCO - RIA,
15415 CLAYTON ROAD
BALLWIN
MO
United States
Tel: 636-537-8770
Fax: 636-537-8779
(Full email address available in API data)

Regulatory Contact

NANCY RICHTER
CCO - BD
15415 CLAYTON ROAD
BALLWIN
MO
United States
Tel: 636-537-8770
Fax: 636-537-8779
(Full email address available in API data)

Industry Affiliates

B & B FINANCIAL PLANNING CO., INC. Other investment adviser, including financial planners
LAND ADVISORY CO., LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MEYER, WILLIAM LOUIS Individual – PRESIDENT 08/1988 > 75%
CASTIGLIONI, DEBORAH MARIE Individual – CEO, CHIEF COMPLIANCE OFFICER-RA 01/2015 25-50%
RICHTER, NANCY L Individual – CHIEF COMPLIANCE OFFICER - BD 01/2015 < 5%

No. Employees, Historic

60300201920202021202220232024202544 on 9/10/201944 on 10/18/201944 on 10/18/201944 on 12/24/201945 on 4/23/202045 on 6/26/202046 on 3/29/202146 on 5/18/202146 on 8/5/202146 on 12/17/202146 on 1/3/202246 on 2/22/202250 on 3/22/202250 on 12/1/202250 on 1/3/202351 on 3/30/202351 on 3/31/202351 on 8/14/202349 on 3/25/2024

RAUM, Historic

900M450M02019202020212022202320242025600168948 on 9/10/2019600168948 on 10/18/2019600168948 on 10/18/2019600168948 on 12/24/2019645142305 on 4/23/2020645142305 on 6/26/2020726213778 on 3/29/2021726213778 on 5/18/2021726213778 on 8/5/2021726213778 on 12/17/2021726213778 on 1/3/2022726213778 on 2/22/2022887346918 on 3/22/2022887346918 on 12/1/2022887346918 on 1/3/2023751691096 on 3/30/2023751691096 on 3/31/2023751691096 on 8/14/2023865616238 on 3/25/2024

No. Clients, Historic

3,0001,500020192020202120222023202420252025 on 9/10/20192025 on 10/18/20192025 on 10/18/20192025 on 12/24/20191880 on 4/23/20201880 on 6/26/20201953 on 3/29/20211953 on 5/18/20211953 on 8/5/20211953 on 12/17/20211953 on 1/3/20221953 on 2/22/20222202 on 3/22/20222202 on 12/1/20222202 on 1/3/20232306 on 3/30/20232306 on 3/31/20232306 on 8/14/20232329 on 3/25/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES COM 262K 3K NON
ABBVIE INC COM 1M 7K NON
ABRDN PRECIOUS MTLS ETF COM 347K 3K NON
ACCO BRANDS CORP COM 172K 37K NON
ADOBE SYS INC COM COM 308K 555 NON
ADVANCED MICRO DEVICES COM 433K 3K NON
AGILYSYS INC COM 208K 2K NON
AIR PRODUCTS CHEMICALS COM 3M 12K NON
ALLIANCE RESOURCE PARTNERS L P UNIT LTD PARTNER INT COM 478K 20K NON
ALPHABET INC CL A COM 2M 9K NON
ALPHABET INC CL C COM 20M 107K NON
ALTRIA GROUP INC COM 425K 9K NON
AMARIN CORP COM 289K 420K NON
AMAZON COM INC COM 5M 24K NON
AMERICAN TOWER CORP REIT COM 334K 2K NON
AMERICAN WATER WORKS CO COM 7M 54K NON
AMGEN INC COM 258K 826 NON
AMMO INC COM 32K 19K NON
ANGI INC CLASS A COM 79K 41K NON
APPLE INC COM 8M 36K NON
ARCHER DANIELS MIDLAND COM 5M 88K NON
ARES CAPITAL CORP COM 1M 64K NON
ARISTA NETWORKS INC COM 348K 993 NON
ASML HOLDING NV COM 370K 361 NON
AT T INC COM 1M 70K NON
ATLANTA BRAVES HOLDINGS INC SER C COM 405K 10K NON
BALCHEM CORP COM 7M 43K NON
BANCO SANTANDER S A COM 150K 32K NON
BANK OF AMERICA CORP COM 469K 12K NON
BERKSHIRE HATHAWAY CL A COM 612K 1 NON
BERKSHIRE HATHAWAY INC B COM 56M 138K NON
BIOLINERX LTD SPON ADR COM 10K 17K NON
BJS WHOLESALE CLUB COM 3M 39K NON
BLACKROCK CR ALLOC INCM COM 151K 14K NON
BLOCK INC CL A COM 265K 4K NON
BRISTOL MYERS SQUIBB COM 798K 19K NON
BROADCOM INC COM 3M 2K NON
BROWN FORMAN CORP CL B COM 777K 18K NON
BUILD A BEAR WORKSHOP COM 625K 25K NON
BUNGE GLOBAL SA COM 815K 8K NON
CADENCE DESIGN SYS INC COM 255K 829 NON
CANADIAN PACIFIC KANSAS CITY COM 17M 211K NON
CARDINAL HEALTH INC COM 544K 6K NON
CARPARTS.COM INC NEW COM 10K 10K NON
CATERPILLAR INC COM 257K 772 NON
CEL SCI CORPORATION COM 126K 108K NON
CHEVRON CORPORATION COM 3M 19K NON
CHUBB LTD COM 372K 1K NON
CIGNA CORP NEW COM 740K 2K NON
CIRRUS LOGIC INC COM 289K 2K NON
CISCO SYSTEM INC COM 377K 8K NON
COCA COLA COMPANY COM 548K 9K NON
COSTAMARE INC COM 258K 16K NON
COSTCO WHSL CORP NEW COM 467K 549 NON
CROWN CRAFTS INC COM 294K 56K NON
CSX CORP COM 277K 8K NON
CUMMINS INC COM 291K 1K NON
DANAHER CORP COM 508K 2K NON
DISNEY WALT COMPANY COM 240K 2K NON
DNP SELECT INCOME FD INC COM 205K 25K NON
DOW INC COM 235K 4K NON
ELI LILLY CO COM 6M 7K NON
ENERGY SECTOR SPDR ETF COM 239K 3K NON
ENERGY TRANSFER LP COM 7M 437K NON
ENOVIX CORP COM 684K 44K NON
ENTERPRISE PRODUCTS COM 19M 642K NON
EVEREST GROUP LTD COM 381K 1K NON
EXXON MOBIL CORP COM 369K 3K NON
FIRST LOW DURATN MTG ETF COM 233K 5K NON
FIRST NASDAQ CYBERSC ETF COM 2M 32K NON
FIRST TR DORSEY ETF COM 621K 11K NON
FIRST TR GLOBL TACTL ETF COM 212K 9K NON
FIRST TR NASDAQ ETF COM 430K 14K NON
FIRST TR VII TCW OPP ETF COM 2M 44K NON
FIRST TRUST FINANCL ETF COM 725K 16K NON
FIRST TRUST WATER ETF COM 1M 14K NON
FISERV INC COM 259K 2K NON
FORD MOTOR COMPANY COM 293K 23K NON
FREEPORT MCMORAN INC COM 661K 14K NON
GABELLI DIVIDEND COM 500K 22K NON
GALECTIN THERAPEUTICS INC COM 261K 115K NON
GENASYS INC COM 403K 190K NON
GENERAL MOTORS CO COM 292K 6K NON
GILEAD SCIENCES INC COM 295K 4K NON
GOLDMAN SACHS ETF COM 572K 25K NON
GRAYSCALE BITCOIN TR COM 208K 4K NON
HANESBRANDS INC COM 83K 17K NON
HAWKINS INC COM 568K 6K NON
HEICO CORP COM 14M 61K NON
HEWLETT PACKARD COM 282K 13K NON
HOME DEPOT INC COM 701K 2K NON
HONEYWELL INTERNATIONAL COM 418K 2K NON
HUNTINGTON BANCSHARES INC COM 185K 14K NON
HUNTINGTON INGALLS COM 1M 4K NON
I SHARES SILVER TR ETF COM 1M 56K NON
INTERNATIONAL BUSINESS MACHINES CORP COM 756K 4K NON
INVESCO BEARISH FUND ETF COM 303K 17K NON
INVESCO NASDAQ 100 ETF COM 624K 3K NON
INVESCO QQQ TR ETF COM 2M 5K NON
INVESCO SR INCOME TRUST COM 400K 93K NON
INVESCO TR II PFD ETF COM 139K 12K NON
IQVIA HLDGS INC COM 346K 2K NON
ISHARES CORE S P 500 ETF COM 288K 526 NON
ISHARES EDGE MSCI ETF COM 308K 4K NON
ISHARES MSCI EMG ETF COM 842K 14K NON
ISHARES TIP BOND ETF COM 570K 5K NON
ISHARES U S TECHNOLOGY ETF COM 727K 5K NON
ISHS N AMERN TCH SFT ETF COM 220K 3K NON
JOHNSON JOHNSON COM 370K 3K NON
JPMORGAN CHASE CO COM 935K 5K NON
JPMORGAN EQUITY ETF COM 487K 9K NON
KEYCORP NEW COM 222K 16K NON
KINDER MORGAN INC COM 4M 194K NON
KLA CORP COM 282K 341 NON
KRAFT HEINZ CO COM 485K 15K NON
L3HARRIS TECHNOLOGIES COM 4M 17K NON
LAM RESEARCH CORPORATION COM 3M 3K NON
LCNB CORPORATION COM 220K 16K NON
LEIDOS HOLDINGS INC COM 345K 2K NON
LIFECORE BIOMEDICAL INC COM 63K 12K NON
LINDE PLC NEW COM 15M 33K NON
LOCKHEED MARTIN COM 2M 5K NON
MANITEX INTL INC COM 98K 22K NON
MARATHON PETROLEUM CORP COM 247K 1K NON
MASTERCARD INC CL A COM 2M 4K NON
MCCORMICK CO INC COM 594K 8K NON
MCDONALDS CORP COM 552K 2K NON
MEDALLION FINANCIAL CORP COM 114K 15K NON
MERCK CO INC NEW COM 905K 7K NON
META PLATFORMS INC A COM 5M 10K NON
MICRON TECHNOLOGY INC COM 306K 2K NON
MICROSOFT CORP COM 4M 8K NON
MP MATERIALS CORP COM 2M 189K NON
NATIONAL FUEL GAS CO COM 2M 41K NON
NATURAL ALTERNATIVES INTL INC COM 101K 17K NON
NERDY INC COM 18K 11K NON
NEXTERA ENERGY INC COM 856K 12K NON
NORFOLK SOUTHERN CORP COM 4M 16K NON
NORTHROP GRUMMAN CORP COM 3M 7K NON
NOVO NORDISK A S ADR COM 41M 284K NON
NVIDIA CORP COM 3M 24K NON
NXP SEMICONDUCTORS NV COM 475K 2K NON
OCCIDENTAL PETE CORP COM 5M 80K NON
OMEGA HEALTHCARE INVS COM 281K 8K NON
PALANTIR TECHNOLOGIES COM 736K 29K NON
PALO ALTO NETWORKS INC COM 516K 2K NON
PEPSICO INC COM 3M 18K NON
PFIZER INC COM 3M 119K NON
PHILIP MORRIS INTL INC COM 368K 4K NON
PITNEY BOWES INC COM 162K 32K NON
PLAINS GP HLDGS LP COM 2M 98K NON
PROCTER GAMBLE CO COM 327K 2K NON
PROFIRE ENERGY INC COM 23K 16K NON
PROSHARES S P 500 ETF COM 405K 4K NON
PROSHARES TR ETF COM 478K 21K NON
PROSHARES TR EQTYS ETF COM 219K 4K NON
PROSPECT CAPITAL CORP COM 67K 12K NON
QUALCOMM INC COM 273K 1K NON
QUANTA SVCS INC COM 338K 1K NON
QURATE RETAIL INC SER A COM 16K 25K NON
REGENERON PHARM INC COM 8M 8K NON
RGC RESOURCES INC COM 2M 116K NON
S W SEED CO COM 687K 2M NON
SCHWAB US DIVIDEND ETF COM 2M 22K NON
SCHWAB US LARGE CAP ETF COM 1M 10K NON
SCHWB STRTGC TR BROD ETF COM 275K 4K NON
SENSEONICS HOLDINGS INC COM 4K 10K NON
SHELL PLC ADR COM 1M 17K NON
SOFI TECHNOLOGIES INC COM 93K 14K NON
SOUTHERN COMPANY COM 363K 5K NON
SPDR DOW JONES INDL ETF COM 1M 3K NON
SPDR GOLD TRUST COM 446K 2K NON
SPDR S P 500 TRUST ETF COM 2M 5K NON
SPDR S P DIVIDEND ETF COM 304K 2K NON
SPROTT PHYSICAL GOLD COM 228K 10K NON
SPROTT PHYSICAL SILVER TRUST UNIT COM 321K 32K NON
ST JOE COMPANY COM 3M 54K NON
TAKEDA PHARM CO LTD ADR COM 543K 42K NON
TARGET CORP COM 276K 2K NON
THERMO FISHER SCI INC COM 399K 722 NON
TRINITY PLACE HOLDINGS INC COM 1K 12K NON
ULTRAPAR PARTICIPACOES S A COM 57K 15K NON
UNION PACIFIC CORP COM 5M 22K NON
UNITED STS OIL FD LP ETF COM 340K 4K NON
UNITEDHEALTH GROUP COM 351K 689 NON
VAALCO ENERGY INC NEW COM 129K 21K NON
VALERO ENERGY CORP NEW COM 763K 5K NON
VANECK GOLD MINERS ETF COM 941K 28K NON
VANGUARD DIV APPREC ETF COM 499K 3K NON
VANGUARD ENERGY ETF COM 2M 15K NON
VANGUARD INDX S P500 ETF COM 5M 11K NON
VANGUARD INFO TECH ETF COM 3M 4K NON
VANGUARD MATERIALS ETF COM 2M 8K NON
VANGUARD S P 500 GRW ETF COM 213K 639 NON
VANGUARD S P 500 VAL ETF COM 426K 2K NON
VANGUARD TOTAL INTL ETF COM 224K 4K NON
VANGUARD TOTL STK MK ETF COM 278K 1K NON
VERIZON COMMUNICATIONS COM 911K 22K NON
VERTEX PHARM INC COM 5M 12K NON
VISA INC CLASS A COM 2M 7K NON
WALMART INC COM 424K 6K NON
WARNER BROS DISCOVERY COM 217K 29K NON
WASTE MGMT INC DEL COM 412K 2K NON
WATSCO INC COM 6M 13K NON
WELLS FARGO CO NEW COM 289K 5K NON
WILLIAMS COMPANIES INC COM 2M 39K NON
ZEBRA TECHNOLOGIES CL A COM 4M 14K NON