Hedge Fund Database

SOUND POINT LUNA LLC

Adviser information for SOUND POINT LUNA LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 29 $10.9B
Non-Discretionary 8 $2.9B
Total 37 $13.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 37 $13.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 90

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-62330
SEC ERA File Number 801-62330
SEC CIK Numbers 1427430
SEC CRD Numbers 128132
Legal Entity Identifier TQGGX44O6QNOWG6KDA63

Principal Office

375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-895-2280, Fax: None

Websites

www.soundpointcap.com/ www.linkedin.com/company/sound-point-capital-management-lp/

Chief Compliance Officer

ANDREA SAYAGO
CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL
375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-895-2280
(Full email address available in API data)

Regulatory Contact

WENDY RUBERTI
GENERAL COUNSEL
375 PARK AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel: 212-895-2288
(Full email address available in API data)

Industry Affiliates

BLUEMOUNTAIN MONTENVERS GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS GP, LLC Sponsor, GP, manager of pooled investment vehicles
BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT ASSET BACKED GP, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT BEACON GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CAPITAL MANAGEMENT UK, LLP Other investment adviser, including financial planners
SOUND POINT CAPITAL MANAGEMENT, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO C-MOA, LLC Other investment adviser, including financial planners
SOUND POINT CLO GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO MANAGEMENT GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CLO WAREHOUSE II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CO-INVEST GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC Other investment adviser, including financial planners
SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT CRE MANAGEMENT, LP Other investment adviser, including financial planners
SOUND POINT CREDIT OPPORTUNITIES GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT DISCOVERY MANAGER, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT GLS GP LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT GP PARENT, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT HARBOR FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT LUNA GP HOLDINGS LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT MERIDIAN FUND GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC Other investment adviser, including financial planners
SOUND POINT SENIOR GP II, LLC Sponsor, GP, manager of pooled investment vehicles
SOUND POINT SENIOR GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP II, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT STRATEGIC CAPITAL GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (GP) LTD. Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. DIRECT LENDING III GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SOUND POINT U.S. LENDING I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP COMMERCIAL FUNDING CAYMAN GP II, LLC Sponsor or syndicator of limited partnerships
SP COMMERCIAL FUNDING CAYMAN GP, LLC Sponsor or syndicator of limited partnerships
SP TECHNOLOGY PAYMENTS I GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SP TECHNOLOGY PAYMENTS II GP, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
SPCRE INPOINT ADVISORS LLC Other investment adviser, including financial planners
STONE POINT CAPITAL LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLUEMOUNTAIN CLO 2014-2 LTD. Securitized Asset Fund $520.0M $0.3M 1
BLUEMOUNTAIN CLO 2015-3 LTD. Securitized Asset Fund $392.9M $0.3M 1
BLUEMOUNTAIN CLO 2015-4 LTD. Securitized Asset Fund $434.3M $0.3M 1
BLUEMOUNTAIN CLO 2016-2 LTD. Securitized Asset Fund $472.9M $0.3M 1
BLUEMOUNTAIN CLO 2016-3 LTD. Securitized Asset Fund $457.4M $0.3M 1
BLUEMOUNTAIN CLO 2018-1 LTD. Securitized Asset Fund $421.2M $0.3M 1
BLUEMOUNTAIN CLO 2018-2 LTD. Securitized Asset Fund $457.5M $0.3M 1
BLUEMOUNTAIN CLO 2018-3 LTD. Securitized Asset Fund $576.2M $0.3M 1
BLUEMOUNTAIN CLO XXII LTD. Securitized Asset Fund $374.4M $0.3M 1
BLUEMOUNTAIN CLO XXIII LTD. Securitized Asset Fund $492.8M $0.3M 1
BLUEMOUNTAIN CLO XXIV LTD. Securitized Asset Fund $479.7M $0.3M 1
BLUEMOUNTAIN CLO XXIX LTD. Securitized Asset Fund $485.0M $0.3M 2
BLUEMOUNTAIN CLO XXV LTD. Securitized Asset Fund $479.5M $0.3M 1
BLUEMOUNTAIN CLO XXVI LTD. Securitized Asset Fund $484.8M $0.3M 2
BLUEMOUNTAIN CLO XXVIII LTD. Securitized Asset Fund $484.8M $0.3M 2
BLUEMOUNTAIN CLO XXX LTD. Securitized Asset Fund $388.9M $0.3M 2
BLUEMOUNTAIN CLO XXXI LTD. Securitized Asset Fund $387.3M $0.3M 1
BLUEMOUNTAIN CLO XXXII LTD. Securitized Asset Fund $485.3M $0.3M 2
BLUEMOUNTAIN CLO XXXIII LTD. Securitized Asset Fund $389.0M $0.3M 2
BLUEMOUNTAIN CLO XXXIV LTD Securitized Asset Fund $485.5M $0.3M 2
BLUEMOUNTAIN CLO XXXV LTD. Securitized Asset Fund $537.3M $0.3M 2
BLUEMOUNTAIN EUR 2021-1 CLO DAC Securitized Asset Fund $376.3M $0.1M 3
BLUEMOUNTAIN EUR 2021-2 CLO DAC Securitized Asset Fund $374.2M $0.1M 3
BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF Hedge Fund $22.1M $50.0M 20
SOUND POINT ASSET BACKED INCOME FUND (US) L.P. Private Equity Fund $57.6M $13.5M 2
SOUND POINT GLS FUND L.P. Private Equity Fund $89.6M $0.0M 14
SOUND POINT GLS FUND PV L.P. Private Equity Fund $356.0M $0.0M 14

Control Persons

Name Type Entity Title Since Ownership
ASSURED GUARANTY LTD. Foreign Entity ASSURED GUARANTY US HOLDINGS INC. SHAREHOLDER 02/2004 > 75%
SOUND POINT CAPITAL MANAGEMENT, LP Domestic Entity – MEMBER 07/2023 > 75%
KETCHUM, STEPHEN, JEROME Individual – CHIEF EXECUTIVE OFFICER 07/2023 < 5%
GERLITZ, KEVIN, PETER Individual – CHIEF FINANCIAL OFFICER 07/2023 < 5%
RUBERTI, WENDY, LYNNE Individual – GENERAL COUNSEL 07/2023 < 5%
SEELAUS, SARAH, ZELLER Individual – CHIEF OPERATING OFFICER 07/2023 < 5%
SAYAGO, ANDREA, J.S. Individual – CHIEF COMPLIANCE OFFICER 07/2023 < 5%
SPC CONSOLIDATOR LLC Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER 12/2020 25-50%
KETCHUM, STEPHEN, JEROME Individual SPC CONSOLIDATOR LLC MEMBER 12/2020 > 75%
SPC PARTNERS GP, LLC Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER 09/2009
ASSURED GUARANTY US HOLDINGS INC. Domestic Entity SOUND POINT CAPITAL MANAGEMENT, LP LIMITED PARTNER 07/2023 25-50%

No. Employees, Historic

30015002019202020212022202320242025227 on 10/31/2019227 on 11/27/2019227 on 2/28/2020120 on 3/26/2020120 on 8/6/2020120 on 8/24/2020120 on 9/22/2020120 on 9/24/2020120 on 9/26/2020120 on 10/14/2020120 on 10/25/2020120 on 1/5/2021120 on 2/25/202195 on 3/29/202195 on 11/24/202195 on 2/28/202285 on 3/31/202285 on 4/29/202285 on 8/29/202285 on 10/28/202285 on 10/28/2022100 on 3/30/202312 on 7/28/202313 on 3/29/2024

RAUM, Historic

20B10B0201920202021202220232024202515992675000 on 10/31/201915992675000 on 11/27/201915992675000 on 2/28/202014806543000 on 3/26/202014806543000 on 8/6/202014806543000 on 8/24/202014806543000 on 9/22/202014806543000 on 9/24/202014806543000 on 9/26/202014806543000 on 10/14/202014806543000 on 10/25/202014806543000 on 1/5/202114806543000 on 2/25/202113676116000 on 3/29/202113676116000 on 11/24/202113676116000 on 2/28/202218302976915 on 3/31/202218302976915 on 4/29/202218302976915 on 8/29/202218302976915 on 10/28/202218302976915 on 10/28/202216731739782 on 3/30/202314577492000 on 7/28/202313788087425 on 3/29/2024

No. Clients, Historic

70350201920202021202220232024202552 on 10/31/201952 on 11/27/201952 on 2/28/202054 on 3/26/202054 on 8/6/202054 on 8/24/202054 on 9/22/202054 on 9/24/202054 on 9/26/202054 on 10/14/202054 on 10/25/202054 on 1/5/202154 on 2/25/202166 on 3/29/202166 on 11/24/202166 on 2/28/202257 on 3/31/202257 on 4/29/202257 on 8/29/202257 on 10/28/202257 on 10/28/202268 on 3/30/202343 on 7/28/202337 on 3/29/2024

Holdings

From latest 13F, filed November 13th, 2020 for period ending September 30th, 2020
Name Class Value $USD # Shares Private Fund
ADAPTHEALTH CORP COM CL A 80K 4M –