VAN BERKOM AND ASSOCIATES INC.
Adviser information for VAN BERKOM AND ASSOCIATES INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JULY |
| Legal Location | Canada |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 49 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $23.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.3M |
| Pension and profit sharing plans | 16 | $815.9M |
| Charitable organizations | <5 | $390.2M |
| State or municipal gov entities | 9 | $1.8B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $91.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 63 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
600 DE MAISONNEUVE BLVD. WESTSUITE 2510
MONTREAL, QUEBEC
Canada
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 514-985-5759, Fax: 514-985-2430
Websites
Chief Compliance Officer
LOUIS-PHILIPPE MARINEAU
600 DE MAISONNEUVE BLVD. WEST
SUITE 2510
MONTREAL, QUEBEC
Canada
Tel:
514-798-3204
Fax:
514-985-2430
L*********@******************M
(Full email address available in API data)
Regulatory Contact
PATRICK LAMONTAGNE
CHIEF OPERATING OFFICER
600 DE MAISONNEUVE BLVD. WEST
SUITE 2510
MONTREAL, QUEBEC
Canada
Tel:
514-798-3201
Fax:
514-985-2430
P**********@******************M
(Full email address available in API data)
Industry Affiliates
| VAN BERKOM GOLDEN DRAGON LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JSVB INVESTMENTS INC. | Foreign Entity | – | HOLDING COMPANY, WHOLLY-OWNED BY J SEBASTIAN VAN BERKOM | 07/1991 | 25-50% |
| VAN BERKOM, JOANNES, SEBASTIAN | Individual | – | FOUNDER & PARTNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ULTIMATE DESIGNATED PERSON | 01/2021 | < 5% |
| SIROIS, MATHIEU | Individual | – | PARTNER, PRESIDENT, SENIOR PORTFOLIO MANAGER, U.S. SMALL-CAP EQUITIES | 01/2021 | < 5% |
| ALI, MUHAMMAD AMMAR | Individual | – | PARTNER & SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | 03/2011 | < 5% |
| 9245-3588 QUEBEC INC. | Foreign Entity | – | HOLDING COMPANY, WHOLLY-OWNED BY MATHIEU SIROIS | 06/2011 | 25-50% |
| VAN BERKOM J SEBASTIAN | Foreign Entity | JSVB INVESTMENTS INC. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 07/1991 | > 75% |
| SIROIS MATHIEU | Foreign Entity | 9245-3588 QUEBEC INC. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 06/2011 | > 75% |
| VAN BERKOM, GHISLAINE | Individual | – | SECRETARY | 07/1991 | < 5% |
| BOUCHARD- PHILLIPS, GABRIEL | Individual | – | PARTNER & SENIOR PORTFOLIO MANAGER, CANADIAN SMALL-CAP EQUITIES | 01/2021 | < 5% |
| LUSSIER, SIMON | Individual | – | PARTNER, FORMER VICE-PRESIDENT AND SENIOR ADVISOR (RETIRED) | 01/2024 | < 5% |
| Cicci, Julien | Individual | – | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | 03/2019 | < 5% |
| INNES, ALEXANDRE | Individual | – | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | 03/2019 | < 5% |
| Ling, Zhuo | Individual | – | PARTNER, SENIOR PORTFOLIO MANAGER, GLOBAL EQUITIES | 03/2017 | 5-10% |
| FOUR LAKES INVESTMENTS INC. | Foreign Entity | – | HOLDING COMPANY, WHOLLY-OWNED BY OWEN GIBBONS | 07/2020 | 10-25% |
| GIBBONS, OWEN | Individual | FOUR LAKES INVESTMENTS INC. | PRESIDENT | 07/2020 | > 75% |
| SNOWY OWL CAPITAL INC. | Foreign Entity | – | HOLDING COMPANY, WHOLLY-OWNED BY GABRIEL BOUCHARD-PHILLIPS | 01/2022 | 10-25% |
| WATIER, FRANCOIS | Individual | – | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES | 05/2022 | < 5% |
| ROBILLARD, MAXIME | Individual | – | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES | 05/2022 | < 5% |
| Lamontagne, Patrick | Individual | – | PARTNER, CHIEF OPERATING OFFICER | 05/2022 | < 5% |
| LAMBRINOS, PHILIP | Individual | – | HEAD TRADER AND MANAGER, TRADING DEPARTMENT | 05/2022 | < 5% |
| GASSER, MELISSA | Individual | – | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES | 05/2022 | < 5% |
| HADDAD, KARIM | Individual | – | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES | 05/2022 | < 5% |
| BOUCHARD-PHILLIPS, GABRIEL | Foreign Entity | SNOWY OWL CAPITAL INC. | PRESIDENT | 12/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ARMSTRONG WORLD INDS INC. | COM | 82K | 726K | – |
| ATOUR LIFESTYLE HLDGS LTD SPONSORED | SPONSORED ADS | 492 | 27K | – |
| ATS CORPORATION | COM | 8K | 247K | – |
| BAIDU INC SPON ADR REP A | SPON ADR REP A | 138 | 2K | – |
| BANK OZK | COM | 83K | 2M | – |
| BIO-TECHNE CORP | COM | 1K | 20K | – |
| BLACKBAUD INC. | COM | 50K | 657K | – |
| BRADY CORP CL A | CL A | 54K | 825K | – |
| BRUNSWICK CORP. | COM | 67K | 922K | – |
| CANADA GOOSE HOLDINGS INC. | SHS SUB VTG | 4K | 344K | – |
| CCC INTELLIGENT SOLUTIONS HLD | COM | 62K | 6M | – |
| CHARLES RIVER LABORATORIES | COM | 66K | 318K | – |
| CHEMED CORP. | COM | 71K | 130K | – |
| COLLIERS INTERNATIONAL GROUP INC. | SUB VTG SHS | 7K | 63K | – |
| DADA NEXUS LTD. ADR | ADS | 283 | 225K | – |
| DIGITALOCEAN HLDGS INC. | COM | 44K | 1M | – |
| DOUBLEVERIFY HOLDINGS INC. | COM | 59K | 3M | – |
| DYNATRACE INC. | COM NEW | 1K | 28K | – |
| ENSIGN GROUP INC. | COM | 109K | 877K | – |
| ENVESTNET INC. | COM | 90K | 1M | – |
| EURONET WORLDWIDE INC. | COM | 106K | 1M | – |
| FEDERAL SIGNAL CORP. | COM | 101K | 1M | – |
| FIRST ADVANTAGE CORP. | COM | 2K | 106K | – |
| FIVE9 INC | COM | 57K | 1M | – |
| FOX FACTORY HOLDING CORP. | COM | 44K | 913K | – |
| FTI CONSULTING INC. | COM | 75K | 347K | – |
| GENTHERM INC. | COM | 67K | 1M | – |
| GLOBUS MEDICAL INC. | CL A | 101K | 1M | – |
| GRAB HOLDINGS LIMITED CLASS A ORD | CLASS A ORD | 413 | 116K | – |
| GRAND CANYON EDUCATION INC. | COM | 106K | 757K | – |
| GROCERY OUTLET HLDG CORP. | COM | 77K | 3M | – |
| HAMILTON LANE INC. | CL A | 110K | 893K | – |
| HEALTHEQUITY INC. | COM | 80K | 930K | – |
| HOULIHAN LOKEY INC. | CL A | 89K | 659K | – |
| INSTALLED BLDG PRODS INC. | COM | 62K | 303K | – |
| IRIDIUM COMMUNICATIONS INC. | COM | 93K | 3M | – |
| KULICKE & SOFFA INDUSTRIES ADR | COM | 1K | 23K | – |
| LAUREATE EDUCATION INC. | COMMON STOCK | 104K | 7M | – |
| MARKETAXESS HOLDINGS INC. | COM | 33K | 164K | – |
| MARRIOTT VACATIONS WORLDWIDE CORP. | COM | 63K | 722K | – |
| MAXIMUS INC. | COM | 98K | 1M | – |
| NMI HOLDINGS INC. | COM | 83K | 2M | – |
| ORMAT TECHNOLOGIES INC. | COM | 95K | 1M | – |
| PAYLOCITY HLDG CORP. | COM | 76K | 580K | – |
| PENNANT GROUP INC. | COM | 2K | 78K | – |
| PLANET FITNESS INC CL A | CL A | 78K | 1M | – |
| PRIMORIS SERVICES CORP. | COM | 69K | 1M | – |
| PTC INC. | COM | 2K | 11K | – |
| QUALYS INC. | COM | 53K | 372K | – |
| RLI CORP. | COM | 78K | 557K | – |
| SHAKE SHACK INC. CL A | CL A | 66K | 730K | – |
| SILICON LABORATORIES INC. | COM | 67K | 609K | – |
| SOTERA HEALTH CO. | COM | 857 | 72K | – |
| STONEX GROUP INC. | COM | 107K | 1M | – |
| TEMPUR SEALY INTERNATIONAL INC. | COM | 71K | 2M | – |
| TRACTOR SUPPLY COMPANY | COM | 2K | 6K | – |
| TUCOWS INC. | COM NEW | 2K | 92K | – |
| VICTORY CAP HLDGS INC. COM CL A | COM CL A | 91K | 2M | – |
| VIPSHOP HOLDINGS LIMITED ADR | SPONSORED ADS A | 700 | 54K | – |
| YETI HOLDINGS INC. | COM | 73K | 2M | – |
| YUM CHINA HOLDINGS | COM | 827 | 27K | – |