BUSEY CAPITAL MANAGEMENT, INC.
Adviser information for BUSEY CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 647 | $338.8M |
| Non-Discretionary | 0 | $0 |
| Total | 647 | $338.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 471 | $141.3M |
| HNW Individuals | 8 | $11.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $88.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $97.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 186.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BUSEY'S SIGNATURE SOLUTIONS | RAYMOND JAMES & ASSOCIATES, INC. |
Identifiers
| SEC RIA File Number | 801-62359 |
|---|---|
| SEC ERA File Number | 801-62359 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128044 |
| Legal Entity Identifier | None |
Principal Office
201 W. MAIN STREETURBANA
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 217-365-4800, Fax: 217-351-6551
Chief Compliance Officer
NICOLE CHAPUT
EXECUTIVE VICE PRESIDENT AND COMPLIANCE & FIDUCIARY OFFICER
190 CARONDELET PLAZA
SUITE 100
CLAYTON
MO
United States
Tel:
314-317-5026, X. 25026
N************@********M
(Full email address available in API data)
Regulatory Contact
ZACHARY HILLARD
EVP, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR
201 W MAIN ST.
URBANA
IL
United States
Tel:
217-351-6639
Z**************@************M
(Full email address available in API data)
Industry Affiliates
| BUSEY BANK | Registered municipal advisorBanking or thrift institutionReal estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRST BUSEY CORPORATION | Domestic Entity | BUSEY BANK | OWNER | 03/1980 | > 75% |
| BUSEY BANK | Domestic Entity | – | OWNER | 11/2018 | > 75% |
| BALLSRUD, ROBERT, JAMES | Individual | – | DIRECTOR | 03/2010 | < 5% |
| HILLARD, ZACHARY, EDWARD | Individual | – | TREASURER | 01/2011 | < 5% |
| SUTTON, AARON, M. | Individual | – | DIRECTOR | 09/2016 | < 5% |
| CHAPUT, NICOLE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |
| MCKAY, GRANT, KENT | Individual | – | DIRECTOR | 12/2018 | < 5% |
| MOORE, MERCIA, SAIN | Individual | – | SECRETARY | 03/2019 | < 5% |
| PFLEGER, KEVIN, DAVID | Individual | – | DIRECTOR | 12/2020 | < 5% |
| BURGESS, JEFFREY, DANIEL | Individual | – | PRESIDENT AND CEO | 03/2024 | < 5% |