CWC ADVISORS, LLC
Adviser information for CWC ADVISORS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,001 | $159.7M |
| Non-Discretionary | 13 | $3.8M |
| Total | 1,014 | $163.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 174 | $123.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $39.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Principal Office
5800 MEADOWS ROADSUITE 230
LAKE OSWEGO
OR
United States
Monday - Friday, 6.30AM-5.00PM
Tel: 503-968-0950, Fax: 503-968-0898
Chief Compliance Officer
GARY WOOLWORTH
PRESIDENT
5800 MEADOWS RD SUITE 230
LAKE OSWEGO
OR
United States
Tel:
503-968-0950
Fax:
503-968-0898
G*@***********M
(Full email address available in API data)
Regulatory Contact
ERIC HAMILTON
ANALYST
5800 MEADOWS RD SUITE 230
LAKE OSWEGO
OR
United States
Tel:
503-968-0950
Fax:
503-968-0898
E*@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALERA BRIDGE FUND LLC | Real Estate Fund | $39.8M | $0.1M | 135 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOOLWORTH, GARY, RICHARD | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 04/2000 | < 5% |
| CLELAND, THANE, ALAN | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2000 | < 5% |
| CLELAND WOOLWORTH CAPITAL GROUP LLC | Domestic Entity | – | OWNER | 12/2000 | > 75% |
| WOOLWORTH, GARY, RICHARD | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2000 | 25-50% |
| CLELAND, THANE, ALAN | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | CHIEF EXECUTIVE OFFICER | 12/2000 | 50-75% |
| DASKALOS, JAMES, WILLIAM | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | MEMBER | 12/2000 | |
| CLELAND, LARRY, DEE | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | MEMBER | 12/2000 | |
| HAMILTON, ERIC, WARD | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | MEMBER | 12/2011 | |
| WOOLWORTH TRUST, RICHARD, LEE | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | MEMBER | 12/2000 | |
| LANDGRAF, DIANE, CATHERINE | Individual | CLELAND WOOLWORTH CAPITAL GROUP LLC | MEMBER | 02/2015 |