Hedge Fund Database

CM WEALTH ADVISORS LLC

Adviser information for CM WEALTH ADVISORS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 571 $3.1B
Non-Discretionary 10 $141.9M
Total 581 $3.2B

Clients

Type Number RAUM
Individuals 29 $6.0M
HNW Individuals 139 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 27 $1.5B
Pension and profit sharing plans 0 $0
Charitable organizations 11 $246.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING
Compensation % of AUMHourly chargesFixed fees% OF ASSETS MONITORED
Other Business Activities Accountant or accounting firm

Identifiers

SEC RIA File Number 801-62376
SEC ERA File Number 801-62376
SEC CIK Numbers 1764581
SEC CRD Numbers 119467
Legal Entity Identifier None

Principal Office

2000 AUBURN DRIVE
SUITE 400
BEACHWOOD
OH
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 216-831-9667, Fax: 216-831-3779

Websites

linkedin.com/company/cm-wealth-advisors www.cmwealthadvisors.com

Chief Compliance Officer

NEAL B. COLBY
CHIEF FINANCIAL OFFICER
2000 AUBURN DRIVE
SUITE 400
BEACHWOOD
OH
United States
Tel: 216-831-9667
Fax: 216-831-3779
(Full email address available in API data)

Regulatory Contact

DOUGLAS J. SMORAG
CHIEF OPERATING OFFICER
2000 AUBURN DRIVE
SUITE 400
BEACHWOOD
OH
United States
Tel: 216-831-9667
Fax: 216-831-3779
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CLANCO OPPORTUNITIES II PARTNERSHIP LLC Private Equity Fund $12.1M $0.1M 32
CLANCO OPPORTUNITIES PARTNERSHIP LLC Private Equity Fund $2.0M $0.1M 47
CLANCO OPPS I ANNEX LLC Private Equity Fund $1.0M $0.1M 38
CLANCO PRIVATE EQUITY 2010 LLC Private Equity Fund $0.9M $0.1M 36
CMWA BIOMOTIV Private Equity Fund $1.5M $0.1M 13
CMWA CAPITAL APPRECIATION FUND LLC FUND OF FUNDS $233.4M $0.1M 192
CMWA CAPITAL APPRECIATION NQ FUND OF FUNDS $41.1M $0.1M 40
CMWA DEFENSIVE STRATEGIES PARTNERSHIP FUND OF SEPARATELY MANAGED ACCOUNTS $43.1M $0.1M 56
CMWA EMERGING MARKETS PARTNERSHIP FUND OF FUNDS $53.0M $0.1M 79
CMWA FOREIGN DEVELOPED PARTNERSHIP FUND OF FUNDS $80.3M $0.1M 71
CMWA LARGE CAP PARTNERSHIP LLC FUND OF SEPARATELY MANAGED ACCOUNTS $62.3M $0.1M 60
CMWA MICRO CAP FUND LLC FUND OF SEPARATELY MANAGED ACCOUNTS $147.9M $0.1M 94
CMWA MID CAP PARTNERSHIP LLC FUND OF SEPARATELY MANAGED ACCOUNTS $194.1M $0.1M 63
CMWA PRIVATE EQUITY 2011 LLC Private Equity Fund $6.2M $0.1M 63
CMWA PRIVATE EQUITY 2012 Private Equity Fund $14.7M $0.1M 80
CMWA PRIVATE EQUITY 2014 Private Equity Fund $15.7M $0.1M 69
CMWA PRIVATE EQUITY 2015 Private Equity Fund $37.6M $0.1M 76
CMWA PRIVATE EQUITY 2016 LLC Private Equity Fund $37.2M $0.1M 74
CMWA PRIVATE EQUITY 2017 Private Equity Fund $41.2M $0.1M 74
CMWA PRIVATE EQUITY 2018 LLC Private Equity Fund $35.6M $0.1M 67
CMWA PRIVATE EQUITY 2019 Private Equity Fund $45.2M $0.1M 70
CMWA PRIVATE EQUITY 2020 Private Equity Fund $34.6M $0.1M 70
CMWA PRIVATE EQUITY 2021 Private Equity Fund $45.2M $0.1M 87
CMWA PRIVATE EQUITY 2022 LLC Private Equity Fund $85.9M $0.1M 93
CMWA PRIVATE OPPORTUNITIES FUND III Private Equity Fund $43.9M $0.1M 89
CMWA PRIVATE OPPORTUNITIES I Private Equity Fund $12.7M $0.1M 37
CMWA PRIVATE OPPORTUNITIES II Private Equity Fund $31.6M $0.1M 56
CMWA SMALL CAP FUND LLC FUND OF SEPARATELY MANAGED ACCOUNTS $118.7M $0.1M 85

Control Persons

Name Type Entity Title Since Ownership
SMORAG, DOUGLAS, JOHN Individual – CHIEF OPERATING OFFICER 01/2018 < 5%
COLBY, NEAL, BRUCE Individual – CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 03/2018 < 5%
CMWA LLC Domestic Entity – SOLE MEMBER 01/2019 > 75%
SMORAG, DOUGLAS, JOHN Individual CMWA LLC MEMBER, BOARD OF MANAGERS MEMBER, MEMBER OF ADVISORY BOARD OF CMWA LLC 01/2019
MCCREERY, ROBERT, DOUGLAS Individual CMWA LLC MEMBER, BOARD OF MANAGERS MEMBER, MEMBER OF ADVISORY BOARD OF CMWA LLC 01/2020
MCCREERY, ROBERT, DOUGLAS Individual – MANAGER & CEO 07/2021 < 5%
BODNAR, PAUL, ANDREW Individual – CHIEF INVESTMENT OFFICER 07/2023 < 5%
COLBY, NEAL, BRUCE Individual CMWA LLC MEMBER, CHIEF FINANCIAL OFFICER, MEMBER BOARD OF MANAGERS MEMBER 03/2023
BOST, AILEEN, PATRICIA Individual – CHIEF CLIENT OFFICER 01/2024 < 5%
BODNAR, PAUL, ANDREW Individual CMWA LLC MEMBER, CHIEF INVESTMENT OFFICER, MEMBER BOARD OF MANAGERS MEMBER 07/2023
BOST, AILEEN, PATRICIA Individual CMWA LLC MEMBER, CHIEF CLIENT OFFICER, MEMBER BOARD OF MANAGERS MEMBER 01/2024

No. Employees, Historic

3015020202021202220232024202521 on 3/23/202021 on 5/19/202021 on 6/18/202020 on 3/19/202120 on 7/14/202120 on 7/14/202121 on 3/11/202221 on 10/27/202222 on 3/21/202322 on 7/20/202322 on 7/21/202323 on 3/18/202423 on 3/18/2024

RAUM, Historic

4B2B02020202120222023202420252937697827 on 3/23/20202937697827 on 5/19/20202937697827 on 6/18/20203036985995 on 3/19/20213036985995 on 7/14/20213036985995 on 7/14/20213533968481 on 3/11/20223533968481 on 10/27/20222984526622 on 3/21/20232984526622 on 7/20/20232984526622 on 7/21/20233236591668 on 3/18/20243236591668 on 3/18/2024

No. Clients, Historic

3001500202020212022202320242025165 on 3/23/2020165 on 5/19/2020165 on 6/18/2020170 on 3/19/2021170 on 7/14/2021170 on 7/14/2021179 on 3/11/2022179 on 10/27/2022197 on 3/21/2023197 on 7/20/2023197 on 7/21/2023206 on 3/18/2024206 on 3/18/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 669K 6K –
ABBVIE INC COM 578K 3K –
AIR PRODS & CHEMS INC COM 560K 2K –
ALPHABET INC CAP STK CL C 363K 2K –
ALPHABET INC CAP STK CL A 418K 2K –
AMAZON COM INC COM 491K 3K –
APPLE INC COM 2M 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 235K 577 –
CHEVRON CORP NEW COM 704K 5K –
CINCINNATI FINL CORP COM 226K 2K –
CISCO SYS INC COM 638K 13K –
COCA COLA CO COM 226K 4K –
CONOCOPHILLIPS COM 202K 2K –
COSTCO WHSL CORP NEW COM 429K 505 –
CSX CORP COM 361K 11K –
EATON CORP PLC SHS 326K 1K –
EXXON MOBIL CORP COM 1M 9K –
META PLATFORMS INC CL A 200K 397 –
FISERV INC COM 359K 2K –
ILLINOIS TOOL WKS INC COM 203K 850 –
INTEL CORP COM 342K 11K –
INTERNATIONAL BUSINESS MACHS COM 395K 2K –
ISHARES TR CORE MSCI EAFE 864K 12K –
ISHARES TR MSCI EMG MKT ETF 590K 14K –
ISHARES TR RUS 1000 VAL ETF 696K 4K –
ISHARES TR RUS 2000 VAL ETF 7M 43K –
ISHARES TR CORE S&P500 ETF 5M 9K –
ISHARES TR SP SMCP600VL ETF 245K 3K –
ISHARES TR MSCI EAFE ETF 2M 27K –
ISHARES TR RUS 1000 ETF 7M 24K –
ISHARES TR RUSSELL 2000 ETF 639K 3K –
ISHARES TR RUSSELL 3000 ETF 780K 3K –
ISHARES TR S&P 100 ETF 42M 158K –
ISHARES TR CORE S&P SCP ETF 2M 18K –
JOHNSON & JOHNSON COM 600K 4K –
JPMORGAN CHASE & CO. COM 519K 3K –
KEYCORP COM 221K 16K –
LINCOLN ELEC HLDGS INC COM 31M 162K –
LOWES COS INC COM 334K 2K –
MCDONALDS CORP COM 644K 3K –
MICROSOFT CORP COM 6M 12K –
NEWELL BRANDS INC COM 176K 27K –
NIKE INC CL B 201K 3K –
NORFOLK SOUTHN CORP COM 808K 4K –
NORTHROP GRUMMAN CORP COM 636K 1K –
NVIDIA CORPORATION COM 2M 14K –
ORACLE CORP COM 211K 1K –
PARK-OHIO HLDGS CORP COM 3M 118K –
PEPSICO INC COM 945K 6K –
PROCTER AND GAMBLE CO COM 1M 6K –
ROPER TECHNOLOGIES INC COM 282K 500 –
SCHWAB STRATEGIC TR US LRG CAP ETF 690K 11K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 390K 5K –
SCHWAB STRATEGIC TR US LCAP VA ETF 747K 10K –
SHERWIN WILLIAMS CO COM 438K 1K –
SPDR DOW JONES INDL AVERAGE UT SER 1 43M 109K –
SPDR SER TR S&P 600 SMCP VAL 2M 24K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 338K 629 –
SPDR SER TR S&P REGL BKG 260K 5K –
STRYKER CORPORATION COM 241K 708 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 317K 2K –
THERMO FISHER SCIENTIFIC INC COM 532K 962 –
UNITEDHEALTH GROUP INC COM 237K 465 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 6M 33K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 331K 7K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 570K 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 271K 1K –
VANGUARD INDEX FDS MID CAP ETF 2M 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 23M 45K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 356K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 314K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 670K 2K –
VANGUARD INDEX FDS VALUE ETF 488K 3K –
VANGUARD WORLD FD ESG US STK ETF 764K 8K –
VISA INC COM CL A 453K 2K –