ASPECT CAPITAL LIMITED
Adviser information for ASPECT CAPITAL LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 140 |
|---|---|
| Investment Advisory/Research | 61 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $3.4B |
| Pension and profit sharing plans | 1 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 4 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 1 | $0 |
| Corporations or other businesses | 2 | $0 |
| Other | 1 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 84 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-62408 |
|---|---|
| SEC ERA File Number | 801-62408 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127600 |
| Legal Entity Identifier | 549300HYQ08YB71NN340 |
Principal Office
10 PORTMAN SQUARELONDON
United Kingdom
Monday - Friday, 8AM-6PM(LONDON TIME)
Tel: +442071709700, Fax: +442071709701
Chief Compliance Officer
SUKHMINDER KAUR CHEEMA
DIRECTOR OF LEGAL AND COMPLIANCE
10 PORTMAN SQUARE
LONDON
United Kingdom
Tel:
+442071709700
Fax:
+442071709701
S****************@****************M
(Full email address available in API data)
Regulatory Contact
ELIZABETH DANIEL
HEAD OF COMPLIANCE
10 PORTMAN SQUARE
LONDON
United Kingdom
Tel:
+442071709700
Fax:
+442071709701
E***************@****************M
(Full email address available in API data)
Industry Affiliates
| ASPECT CAPITAL INC. | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASPECT ALTERNATIVE MARKETS MASTER FUND | Hedge Fund | $310.8M | $0.1M | 4 |
| ASPECT BLUE RIDGE FUND | Hedge Fund | $52.9M | $0.1M | 2 |
| ASPECT CORE TREND HV FUND | Hedge Fund | $2,013.4M | $0.1M | 24 |
| ASPECT DIVERSIFIED FUND | Hedge Fund | $284.1M | $0.1M | 84 |
| ASPECT DIVERSIFIED TREND HV LP | Hedge Fund | $49.0M | $0.1M | 2 |
| ASPECT DIVERSIFIED TRENDS FUND | SUB-FUND OF UCITS | $439.8M | $0.1M | 134 |
| ASPECT MULTI STRATEGY MASTER FUND | Hedge Fund | $58.5M | $0.1M | 2 |
| OBSIDIAN LP | Hedge Fund | $54.8M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUECK, MARTIN, ANTHONY | Individual | – | RESEARCH DIRECTOR | 01/1998 | 10-25% |
| TODD, ANTHONY, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER | 01/1998 | 50-75% |
| COMMERCE HOUSE TRUSTEES LIMITED AS TRUSTEE OF ASPECT CAPITAL EMPLOYEE BENEFIT TRUST NUMBER 2 | Foreign Entity | – | SHAREHOLDER | 07/2005 | 10-25% |
| HOPE, KENNETH | Individual | – | CHIEF OPERATING OFFICER | 01/2012 | < 5% |
| Cheema, Sukhminder, Kaur | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| COMMERCE HOUSE TRUSTEES LIMITED | Foreign Entity | COMMERCE HOUSE TRUSTEES LIMITED AS TRUSTEE OF ASPECT CAPITAL EMPLOYEE BENEFIT TRUST NUMBER 2 | TRUSTEE | 12/2004 | |
| CARTER, KEVIN, JAMES | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2015 | < 5% |
| REYNOLDS, ROSEMARY, JANE | Individual | – | CHIEF COMMERCIAL OFFICER | 03/2018 | < 5% |