Hedge Fund Database

ESTABROOK CAPITAL MANAGEMENT LLC

Adviser information for ESTABROOK CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 794 $863.7M
Non-Discretionary 0 $0
Total 794 $863.7M

Clients

Type Number RAUM
Individuals 561 $159.8M
HNW Individuals 152 $529.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 20 $13.0M
Charitable organizations 36 $68.2M
State or municipal gov entities 1 $14.2M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 24 $78.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 194
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPROVIDES NONDISCRETIONARY SERVICES, INCLUDING INVESTMENT PORTFOLIO MODELS TO OTHER SPONSORS.
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 157.6M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGED ACCOUNT PLATFORM ENVESTNET PMC
CLASSIC JANNEY MONTGOMERY SCOTT LLC
MANAGED ACCOUNT PROGRAM RBC CAPITAL MARKETS, LLC
STRATEGIC PORTFOLIO ADVISOR MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OUTSIDE MANAGED ACCOUNTS PROGRAM RAYMOND JAMES & ASSOCIATES, INC.
PRIVATE ADVISORS NETWORK WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
IMS PROGRAM MORGAN STANLEY
PERSONALIZED UMA SINGLE STRATEGY WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PERSONALIZED UMA MULTI-STRATEGY WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MANAGED360 BNY MELLON ADVISORS, INC.
MANAGED ACCOUNT COMMAND BOLTON GLOBAL CAPITAL
MANAGED ACCOUNT COMMAND PERSHING ADVISOR SOLUTIONS LLC

Identifiers

SEC RIA File Number 801-62452
SEC ERA File Number 801-62452
SEC CIK Numbers 1344717
SEC CRD Numbers 128856
Legal Entity Identifier None

Principal Office

900 THIRD AVENUE
SUITE 502
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-605-5500, Fax: 212-605-5503

Websites

www.linkedin.com/company/estabrook-capital-management-llc/ www.estabrookcap.com

Chief Compliance Officer

SARAH
WHITE
900 THIRD AVENUE
SUITE 502
NEW YORK
NY
United States
Tel: 212-605-5555
Fax: 212-605-5503
(Full email address available in API data)

Regulatory Contact

DAVID P. FOLEY
CHIEF OPERATING OFFICER
822 A1A NORTH
SUITE 201
PONTE VEDRA BEACH
FL
United States
Tel: 212-605-5570
Fax: 212-605-5503
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
White, Sarah, Nora Individual – CHIEF COMPLIANCE OFFICER 03/2016 < 5%
FOLEY, CHARLES, THOMAS Individual – CHAIRMAN AND CHIEF INVESTMENT OFFICER 06/2003 25-50%
FOLEY, II, CHARLES, THOMAS Individual – MEMBER 06/2003 10-25%
FOLEY, DAVID, PATRICK Individual – CHIEF OPERATING OFFICER 06/2003 25-50%

No. Employees, Historic

2010020202021202220232024202513 on 3/27/202013 on 6/26/202013 on 3/31/202113 on 10/20/202113 on 10/20/202113 on 3/30/202213 on 9/27/202212 on 3/30/202311 on 3/27/2024

RAUM, Historic

900M450M0202020212022202320242025851337741 on 3/27/2020851337741 on 6/26/2020834447429 on 3/31/2021834447429 on 10/20/2021834447429 on 10/20/2021889706058 on 3/30/2022889706058 on 9/27/2022761366833 on 3/30/2023863679711 on 3/27/2024

No. Clients, Historic

1,0005000202020212022202320242025985 on 3/27/2020985 on 6/26/2020910 on 3/31/2021910 on 10/20/2021910 on 10/20/2021859 on 3/30/2022859 on 9/27/2022828 on 3/30/2023794 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M COMPANY COM COMMON 96K 941 –
A T & T INC COMMON 3M 182K –
ABBOTT LABS COMMON 1M 11K –
ABBVIE INC COM COMMON 3M 16K –
ADOBE SYS INC COMMON 9K 16 –
ADVANCED MICRO DEVICES COMMON 330K 2K –
ADVANSIX INC COM COMMON 8K 345 –
AFLAC INC COMMON 6M 70K –
AGILENT TECHNOLOGIES INC. COMMON 156K 1K –
ALGER FDS II ALGER SPCTRA I MUTUAL 19K 700 –
ALLSTATE CORP COMMON 2M 12K –
ALPHABET CLASS A COMMON 14M 77K –
ALPHABET CLASS C COMMON 4M 19K –
AMAZON COM INC COMMON 5M 27K –
AMERICAN ELECTRIC POWER COMMON 9K 100 –
AMERICAN EXPRESS COMPANY COMMON 520K 2K –
AMERICAN INTERNATIONAL GROUP I COMMON 1K 17 –
AMERICAN TOWER REIT COM COMMON 3K 13 –
AMERIPRISE FINL INC COM COMMON 442K 1K –
AMERISOURCEBERGEN CORP COM COMMON 43K 190 –
AMETEK INC NEW COMMON 1M 8K –
AMGEN INC COMMON 6M 21K –
ANALOG DEVICES INC COMMON 2M 10K –
APPLE COMPUTER INC COMMON 44M 210K –
ARBOR RLTY TR INC COM COMMON 2K 159 –
ARES CAP CORP COM COMMON 34K 2K –
ARRAY TECHNOLOGIES INC COM SHS COMMON 1K 112 –
ASTRAZENECA PLC ADR SPONSORED COMMON 37K 475 –
AT&T INC 5 DEP RP PFD A PREFERR 84K 4K –
AUTODESK INC COMMON 15K 59 –
AUTOMATIC DATA PROCESSING COMMON 30K 125 –
BAKER HUGHES A GE CO CL A COMMON 610K 17K –
BANCO LATINOAMER EXPORT S A CL COMMON 1M 39K –
BANK IRELAND GROUP PLC ORD SHS COMMON 678 66 –
BANK OF AMERICA COMMON 13M 315K –
BANK OF AMERICA CORPORATION PF PREFERR 9K 400 –
BANK OF NEW YORK MELLON CORPOR COMMON 4M 59K –
BARRICK GOLD CORP COMMON 15K 896 –
BEAVER COAL CO, LTD PRTNSH COMMON 102K 35 –
BECTON DICKINSON & CO COMMON 302K 1K –
BERKSHIRE HATHAWAY INC DEL CL COMMON 765K 2K –
BIOGEN, INC. COMMON 471K 2K –
BIONTECH SE SPONSORED ADS COMMON 40K 500 –
BK OF AMERICA CORP 4.750 DP P PREFERR 16K 750 –
BLACKROCK MULTI SECTOR INC TCO COMMON 9K 600 –
BNY MELLON INVT GRADE FDS INEQ MUTUAL 2M 64K –
BNY MELLON INVT GRADE FDS ININ MUTUAL 100K 4K –
BNY MELLON INVT GRADE FDS ININ MUTUAL 88K 2K –
BNY MELLON MUN FDS INC HGH YLD MUTUAL 53K 10K –
BOEING CO COMMON 2M 13K –
BORG WARNER AUTOMOTIVE INC COMMON 61K 2K –
BP AMOCO ADS COMMON 260K 7K –
BRISTOL MYERS SQUIBB CO. COMMON 513K 12K –
BROADCOM INC COM COMMON 40K 250 –
C3IS INC COM NEW COMMON 26 19 –
CANADIAN NATL RY CO COMMON 1M 12K –
CANADIAN PACIFIC KANSAS CITY C COMMON 8M 97K –
CARRIER GLOBAL CORPORATION COM COMMON 881K 14K –
CATERPILLAR COMMON 67K 200 –
CHAMPIONX CORPORATION COM COMMON 14K 427 –
CHARGEPOINT HOLDINGS INC COM C COMMON 91 60 –
CHEVRON CORPORATION COMMON 14M 86K –
CHUBB LIMITED COM COMMON 12M 46K –
CIGNA CORP NEW COMMON 156K 473 –
CISCO SYS INC COMMON 10M 210K –
CITIGROUP CAPITAL 7.875 XIII PREFERR 42K 1K –
CITIGROUP INC COMMON 9M 150K –
CLEVELAND-CLIFFS INC COMMON 20K 1K –
CLOROX CO COMMON 25K 185 –
COCA COLA CO COMMON 925K 15K –
COHERENT CORP COM COMMON 2K 30 –
COINBASE GLOBAL INC COM CL A COMMON 667 3 –
COMCAST CORP NEW COM CL A COMMON 223K 6K –
COMPASS DIVERSIFIED HOLDINGSSH COMMON 45K 2K –
CONDUENT INC COM COMMON 261 80 –
CONOCOPHILLIPS COMMON 14M 123K –
CORNING INC COMMON 5M 128K –
CORTEVA INC COM COMMON 3M 58K –
COSTCO WHOLESALE CORP COMMON 35M 41K –
CSX CORP COMMON 330K 10K –
CUMMINS INC COMMON 12K 43 –
CVS CORPORATION COMMON 3M 42K –
DAIMLER TRUCK HLDG AG SPONSORE COMMON 5K 266 –
DAIMLERCHRYSLER AG ORD COMMON 18K 266 –
DANAHER CORP SHS BEN INT COMMON 52K 210 –
DAVITA INC COM COMMON 184K 1K –
DEERE & CO. COMMON 631K 2K –
DEUTSCHE INVT TR CROCI US FD S MUTUAL 23K 2K –
DEVON ENERGY CORP NEW COMMON 3K 59 –
DISCOVER FINL SVCS COM COMMON 7K 50 –
DISNEY (WALT) PRODUCTIONS COMMON 1M 14K –
DODGE & COX FDS INTL STK FD MUTUAL 30K 582 –
DOUGLAS ELLIMAN INC COM COMMON 1K 979 –
DOVER CORP COMMON 4M 21K –
DOW INC COM COMMON 3M 55K –
DUFF & PHELPS GLB UTL INC FDCO MUTUAL 5K 469 –
DUKE ENERGY CORPORATION COM NE COMMON 5M 54K –
DUPONT DE NEMOURS INC COM COMMON 2M 24K –
DXC TECHNOLOGY CO COM COMMON 10K 549 –
EATON CORP PLC SHS COMMON 10M 31K –
ECOLAB INC COMMON 4K 16 –
EDISON INTERNATIONAL COMMON 409K 6K –
ELECTRONIC ARTS INC COMMON 42K 300 –
EMERSON ELEC CO COMMON 253K 2K –
ENBRIDGE INC COM COMMON 55K 2K –
ENERGY TRANSFER EQUITY L P COM UNITS 72K 4K –
ENTERGY CORP NEW COMMON 44K 415 –
ENTERPRISE PRODS PARTNERS L CO UNITS 403K 14K –
EOG RESOURCES INC. COMMON 1K 10 –
ERICSSON L M TEL CO ADR B SEK COMMON 740 120 –
EVGO INC CL A COM COMMON 318 130 –
EXXON MOBIL CORPORATION COMMON 9M 77K –
F&G ANNUITIES & LIFE INC COMMO COMMON 18K 468 –
FACTSET RESH SYS INC COM COMMON 174K 425 –
FEDEX CORP COMMON 646K 2K –
FIDELITY CONCORD STR TR 500 ID MUTUAL 83K 436 –
FIDELITY NATIONAL FINANCIAL FN COMMON 343K 7K –
FIDELITY PURITAN TR VALU DISCO MUTUAL 127K 4K –
FIDELITY SELECT IT SERVICES MUTUAL 9K 165 –
FIRST EAGLE FDS INC OVERSEAS F MUTUAL 3K 128 –
FIRST HORIZON NATL CORP DP SHS PREFERR 688K 28K –
FIRST SOLAR INC COM COMMON 40K 178 –
FORD MTR CO DEL 6.2 SR NT 59 PREFERR 285K 12K –
FORD MTR CO DEL PAR $0.01 COMMON 2M 169K –
FREEPORT MCMORAN COPPER&GOLDCL COMMON 5K 103 –
FRP HLDGS INC COM COMMON 8M 269K –
GARMIN LTD SHS COMMON 90K 553 –
GARRETT MOTION INC COM COMMON 189 22 –
GE AEROSPACE COMMON 6M 37K –
GE HEALTHCARE TECHNOLOGIES ICO COMMON 2M 24K –
GE VERNOVA LLC COM COMMON 2M 10K –
GENERAL DYNAMICS CORP COMMON 108K 372 –
GENERAL MILLS INC COMMON 89K 1K –
GENERAL MTRS CO COM COMMON 54K 1K –
GILEAD SCIENCES INC COM COMMON 82K 1K –
GLOBE LIFE INC COM COMMON 49K 600 –
GOLD FIELDS LTD NEW SPONSORED COMMON 57K 4K –
GOLDMAN SACHS GROUP INC PFD 1/ PREFERR 26K 1K –
GOLDMAN SACHS PFD VARIABLE RAT PREFERR 8K 344 –
GRAINGER W W INC COMMON 541K 600 –
GSK PLC SPONSORED ADR COMMON 56K 1K –
GUARDANT HEALTH INC COM COMMON 1K 51 –
HANCOCK JOHN INVT TR II REGL B MUTUAL 50K 2K –
HANCOCK JOHN PFD INCOME FD ICO COMMON 8K 509 –
HANESBRANDS INC COM COMMON 4K 792 –
HARTFORD FINANCIAL SERVICES COMMON 6K 56 –
HERSHEY FOODS CORP COMMON 74K 400 –
HEWLETT PACKARD ENTERPRISE CCO COMMON 135K 6K –
HOME DEPOT INC COMMON 6M 18K –
HONEYWELL INTERNATIONAL INC. COMMON 16M 76K –
HP INC COM COMMON 329K 9K –
HUMANA INC COMMON 223K 596 –
HUNTINGTON INGALLS INDS INC CO COMMON 612K 2K –
IDEX CORP COMMON 322K 2K –
ILLINOIS TOOL WORKS INC COMMON 201K 850 –
INGREDION INC COM COMMON 8K 70 –
INTEL CORPORATION COMMON 3M 87K –
INTERNATIONAL BUSINESS MACHINE COMMON 13M 75K –
INTERNATIONAL PAPER CO COMMON 129K 3K –
INTL FLAVORS & FRAGRANCES COMMON 85K 897 –
INVESTMENT CO AMER CL F-2 SHS MUTUAL 63K 1K –
INVESTMENT CO. OF AMERICA MUTUAL 59K 1K –
IRON MTN INC NEW COM COMMON 559K 6K –
J.P. MORGAN CHASE & CO COMMON 39M 191K –
JOHNSON & JOHNSON COMMON 14M 95K –
JOHNSON CONTROLS INTERNATIONAL COMMON 23K 353 –
JPMORGAN CHASE & CO 6 DEP NCM PREFERR 133K 5K –
KEYSIGHT TECHNOLOGIES INC COM COMMON 96K 700 –
KIMBERLY CLARK CORP COMMON 128K 924 –
KINDER MORGAN INC DEL COM COMMON 1M 67K –
KLA INSTRS CORP COMMON 36K 44 –
KNOWLES CORP COM COMMON 3K 200 –
KUBOTA LTD ADR COMMON 1K 17 –
KYNDRYL HLDGS INC COMMON STOCK COMMON 14K 514 –
L3 HARRIS TECHNOLOGIES INC COM COMMON 297K 1K –
LENNAR CORP COMMON 3K 23 –
LEXICON PHARMACEUTICALS INC CO COMMON 17K 10K –
LIBERTY BROADBAND CORP CUM RED PREFERR 902 40 –
LILLY ELI & CO COMMON 6M 7K –
LINDE PLC SHS COMMON 1M 2K –
LOCKHEED MARTIN CORP COMMON 12K 26 –
LOWES CO COMMON 96K 435 –
LULULEMON ATHLETICA INC COM COMMON 4K 12 –
M & T BK CORP COMMON 554K 4K –
MANULIFE FINL CORP COMMON 160K 6K –
MARTIN MARIETTA MTLS INC COMMON 44K 82 –
MASTERCARD INC CL A COMMON 67K 153 –
MATCH GROUP INC NEW COM COMMON 972 32 –
MCDONALDS CORP COMMON 546K 2K –
MCKESSON HBOC INC. COMMON 8K 13 –
MEDTRONIC PLC COMMON 8M 101K –
MERCK & COMPANY COMMON 12M 99K –
META PLATFORMS, INC COMMON 779K 2K –
METLIFE INC COMMON 9K 135 –
MICRON TECHNOLOGY INC COMMON 197K 2K –
MICROSOFT CORPORATION COMMON 80M 179K –
MKS INSTRS INC COMMON 33K 250 –
MODERNA INC COM COMMON 119K 1K –
MONDELEZ INTL INC COM COMMON 4M 63K –
MORGAN STANLEY COMMON 19K 200 –
MORGAN STANLEY PFD A 1/1000 PREFERR 62K 3K –
NATIONAL FUEL GAS CO N J COMMON 22K 414 –
NAVIGATOR HOLDINGS LTD SHS COMMON 2M 137K –
NESTLE ADR COMMON 312K 3K –
NETFLIX COM INC COM COMMON 26K 38 –
NEUBERGER BERMAN MUN FD INC CO COMMON 8K 762 –
NEW PERSPECTIVE FD INC SHS CL MUTUAL 22K 353 –
NEWMONT MNG CORP COMMON 112K 3K –
NEXTERA ENERGY INC COM COMMON 3M 47K –
NEXTERA ENERGY PARTNERS LP COM COMMON 6K 215 –
NIKE INC CLASS B COMMON 2M 24K –
NORFOLK SOUTHN CORP COMMON 5M 25K –
NORTEL NETWORKS COMMON 0 92 –
NORTHERN TECH INTL CORP COMMON 202K 12K –
NORTHROP GRUMMAN CORP COMMON 4M 10K –
NOV INC COM COMMON 9K 449 –
NOW INC COM COMMON 14K 1K –
NUTRIEN LTD COM COMMON 33K 650 –
NVIDIA CORP COM COMMON 2M 20K –
NVR INC COMMON 68K 9 –
NXP SEMICONDUCTORS N V COM COMMON 5M 18K –
OCCIDENTAL PETE CORP WT EXP 08 WARRANT 2K 42 –
OCCIDENTAL PETROLEUM CORP. COMMON 21K 339 –
OLIN CORP PAR $1. COMMON 12K 250 –
OMNICOM GROUP COMMON 526K 6K –
ONEOK INC NEW COMMON 60K 732 –
ORACLE SYS CORP COMMON 509K 4K –
ORGANOGENESIS HLDGS INC COM COMMON 28K 10K –
ORGANON & CO COMMON STOCK COMMON 3K 126 –
OTIS WORLDWIDE CORP COM COMMON 110K 1K –
OVINTIV INC COM COMMON 4K 80 –
PARK HOTELS & RESORTS INC COM COMMON 67K 5K –
PATTERSON UTI ENERGY INC COM COMMON 5K 500 –
PAYLOCITY HLDG CORP COM COMMON 9K 70 –
PAYPAL HLDGS INC COM COMMON 36K 621 –
PENTAIR PLC SHS COMMON 3K 40 –
PEPSICO INC COMMON 3M 17K –
PFIZER INC COMMON 10M 361K –
PHILLIPS 66 COM COMMON 580K 4K –
PIMCO DYNAMIC INCOME FD SHS MUTUAL 6K 327 –
PIMCO FDS INCOME FD CL A MUTUAL 30K 3K –
PINNACLE WEST CAP CORP COMMON 25K 326 –
PNC FINANCIAL GROUP COMMON 12M 77K –
PPG INDS INC COMMON 246K 2K –
PPL CORP COMMON 38K 1K –
PRICE T ROWE RETIREMENT FDS RE MUTUAL 151K 8K –
PROCTER & GAMBLE CO COMMON 5M 29K –
PROGYNY INC COM COMMON 839K 29K –
PROLOGIS INC COMMON 562 5 –
PRUDENTIAL FINL INC COM COMMON 32K 275 –
PUBLIC SVC ENTERPRISES COMMON 52K 710 –
QIAGEN NV SHS NEW COMMON 94K 2K –
QUALCOMM INC COMMON 5M 24K –
RAYTHEON TECHNOLOGIES CORP COM COMMON 2M 23K –
REGENERON PHARMACEUTICALS COM COMMON 263K 250 –
RENAISSANCERE HLDGS LTD ORD COMMON 3M 13K –
RESIDEO TECHNOLOGIES INC COM COMMON 24K 1K –
ROCKWELL INTL CORP NEW COMMON 275K 1K –
ROWE T PRICE INTL FDS INC INTL MUTUAL 132K 7K –
SABRA HEALTH CARE REIT INC COM COMMON 15 1 –
SABRE CORP COM COMMON 267 100 –
SALESFORCE COM INC COM COMMON 85K 331 –
SANOFI-AVENTIS ADR COMMON 182K 4K –
SAP AG ADR SPONS PREF COMMON 5K 27 –
SCHLUMBERGER COMMON 3M 63K –
SCHNEIDER ELECTRIC SA ADR COMMON 5K 103 –
SCHWAB CHARLES CORP NEW COMMON 140K 2K –
SCHWAB CHARLES CORP NEW DEP SH PREFERR 231K 9K –
SCHWAB S&P 500 INDEX FD MUTUAL 409K 5K –
SCHWAB SMALL CAP INDEX FUND MUTUAL 49K 1K –
SEAGATE TECHNOLOGY HLDNGS PLC COMMON 13K 127 –
SEARS ROEBUCK ACCEP CORP NT 7. PREFERR 0 291 –
SECTOR SPDR TR SH BN INT-TCHLY MUTUAL 16K 70 –
SELECT SECTOR SPDR TR SBI INT- MUTUAL 4K 100 –
SEMPRA ENERGY COMMON 5K 64 –
SERVICENOW INC COM COMMON 8K 10 –
SHELL PLC SPON ADS COMMON 586K 8K –
SHERWIN WILLIAMS CO COMMON 45K 150 –
SKECHERS U S A INC CL A COMMON 2K 25 –
SMITH & WESSON BRANDS INC COM COMMON 19K 1K –
SMUCKER J M CO COM NEW COMMON 22K 200 –
SNDL INC COM COMMON 10K 5K –
SOLVENTUM CORP COM SHS COMMON 11K 214 –
SONOCO PRODUCTS COMMON 221K 4K –
SPOTIFY TECHNOLOGY S A SHS COMMON 102K 325 –
STANLEY BLACK AND DECKER INC COMMON 1K 15 –
STARBUCKS CORP COMMON 16K 205 –
STATE STREET CORP COMMON 99K 1K –
STEEL DYNAMICS INC COM COMMON 5K 40 –
STIFEL FINL CORP 6.25 DPSHS PF PREFERR 165K 7K –
STRYKER CORP COMMON 2M 7K –
STURM RUGER & CO INC COM COMMON 27K 650 –
SUNOCO LP/SUNOCO FIN CORP COM COMMON 71K 1K –
SUNPOWER CORP COM COMMON 260 88 –
T ROWE PRICE ALL-CAP OPPORTUNI MUTUAL 6K 80 –
T ROWE PRICE NEW ERA MUTUAL 11K 270 –
T ROWE PRICE NEW HORIZON FD MUTUAL 259K 5K –
TAIWAN SEMICONDUCTOR MFG CO AD COMMON 7K 40 –
TARGA RES CORP COM COMMON 40K 310 –
TARGET CORP COMMON 4M 26K –
TE CONNECTIVITY LTD COMMON 217K 1K –
TECK COMINCO LTD CL B COMMON 13K 275 –
TEEKAY TANKERS LTD CL A COMMON 83K 1K –
TEMPLETON FOREIGN FUND INC. FOREIGN 12K 1K –
TEMPLETON GROWTH FD INC COM MUTUAL 16K 586 –
TESLA MTRS INC COM COMMON 101K 510 –
TEXAS INSTRUMENTS INC COMMON 4M 19K –
TEXTRON INC COMMON 129K 2K –
THERMO FISHER SCIENTIFIC INC. COMMON 7K 12 –
TIDEWATER INC NEW COM COMMON 952K 10K –
TIDEWATER INC NEW WT EXP 11144 WARRANT 21K 207 –
TJX COS INC NEW COMMON 67K 608 –
TOYOTA MTR CORP ADR 1 SH COMMON 45K 220 –
TRACTOR SUPPLY CO COM COMMON 127K 470 –
TRAVELERS COMPANIES INC COMMON 125K 613 –
U S BANCORP COMMON 3M 66K –
UBER TECHNOLOGIES INC COM COMMON 62K 855 –
UGI CORP NEW COMMON 14K 600 –
ULTA SALON COSMETCS & FRAG ICO COMMON 4K 10 –
UNION PAC CORP COMMON 15M 66K –
UNITED PARCEL SERVICE COMMON 5K 40 –
UNITEDHEALTH GROUP INC COMMON 9M 18K –
VANGUARD BD INDEX FDS S-T BDIN MUTUAL 20K 2K –
VANGUARD CHARLOTTE FDS TTINT I MUTUAL 5K 265 –
VANGUARD INDEX FDS 500INDEX AD MUTUAL 136K 269 –
VANGUARD INDEX FDS SMCP INDEX MUTUAL 21K 200 –
VANGUARD SHORT-TERM GOVT BOND MUTUAL 14K 701 –
VANGUARD SPECIALIZED PTFLS ENE MUTUAL 6K 125 –
VANGUARD TAX MANAGED INTL FDDE MUTUAL 65K 4K –
VAREX IMAGING CORP COM COMMON 7K 480 –
VECTOR GROUP LTD COM COMMON 20K 2K –
VENTAS INC COMMON 359 7 –
VERIZON COMMUNICATIONS COMMON 7M 164K –
VERTEX PHARMACEUTICALS INC COMMON 32K 69 –
VESTAS WIND SYS AS UTD KINGDUN COMMON 8K 1K –
VIATRIS INC COM COMMON 2M 169K –
VISA INC COM CL A COMMON 1M 4K –
VULCAN MATERIALS CO COMMON 363K 1K –
WABTEC CORP COM COMMON 8K 53 –
WAL MART STORES INC COMMON 6M 83K –
WARNER BROS DISCOVERY INC SERI COMMON 10K 1K –
WASTE MANAGEMENT INC COMMON 353K 2K –
WELLS FARGO NEW COMMON 8M 131K –
WESTERN DIGITAL CORP COM COMMON 8K 107 –
WEYERHAEUSER CO COMMON 24K 850 –
WILLIAMS CO COMMON 8M 192K –
WPP PLC NEW ADR COMMON 137K 3K –
ZIMMER HLDGS INC COMMON 291K 3K –
ZIMVIE INC COM COMMON 347 19 –
ZOETIS INC CL A COMMON 12K 67 –