ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC.
Adviser information for ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. last updated from Form ADV on December 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 203 | $214.4M |
| Non-Discretionary | 46 | $154.8M |
| Total | 249 | $369.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $38.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 188 | $331.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-62457 |
|---|---|
| SEC ERA File Number | 801-62457 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126685 |
| Legal Entity Identifier | None |
Principal Office
45 EXECUTIVE DRIVESUITE 301
PLAINVIEW
NY
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 516-887-4433, Fax: 516-887-1470
Chief Compliance Officer
BRUCE HOWARD SHAPIRO
SR. INVESTMENT SPECIALIST
45 EXECUTIVE DRIVE
SUITE 301
PLAINVIEW
NY
United States
Tel:
212-319-1489
Fax:
516-887-1470
B************@******M
(Full email address available in API data)
Regulatory Contact
DANIEL R. BYSTROM
PRESIDENT/CEO
45 EXECUTIVE DRIVE
SUITE 301
PLAINVIEW
NY
United States
Tel:
212-319-1489
Fax:
516-887-1470
D**********@******M
(Full email address available in API data)
Industry Affiliates
| NFP EXECUTIVE BENEFITS, LLC | Insurance company or agency |
| NFP PROPERTY & CASUALTY SERVICES, INC. | Insurance company or agency |
| NFP RETIREMENT INC. | Other investment adviser, including financial planners |
| WEALTHSPIRE ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, BRUCE, HOWARD | Individual | – | SR. INVESTMENT SPECIALIST / CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| IMPROVED FUNDING TECHNIQUES, INC. | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| BYSTROM, DANIEL, ROBERT | Individual | – | SVP | 12/2021 | < 5% |
| SCHNEIDER, BRETT, RONALD | Individual | – | DIRECTOR | 12/2021 | < 5% |
| MOO, VERONICA, EI CHUN | Individual | – | DIRECTOR | 12/2021 | < 5% |
| O'MALLEY, EDWARD, GEORGE | Individual | – | DIRECTOR | 12/2021 | < 5% |
| LIESER, LORI, MICHELL | Individual | – | VICE PRESIDENT | 12/2021 | < 5% |
| NFP RETIREMENT INC. | Domestic Entity | IMPROVED FUNDING TECHNIQUES, INC. | OWNER | 12/2021 | > 75% |
| NFP CORP. | Domestic Entity | NFP RETIREMENT INC. | OWNER | 07/2006 | > 75% |
| NFP INTERMEDIATE HOLDINGS B. CORP. | Domestic Entity | NFP CORP. | OWNER | 07/2013 | > 75% |
| NFP INTERMEDIATE HOLDINGS A. CORP. | Domestic Entity | NFP INTERMEDIATE HOLDINGS B. CORP. | OWNER | 07/2013 | > 75% |
| NFP PARENT CO, LLC | Domestic Entity | NFP INTERMEDIATE HOLDINGS A. CORP. | OWNER | 10/2014 | > 75% |
| NFP HOLDINGS, LLC | Domestic Entity | NFP PARENT CO, LLC | OWNER | 07/2013 | > 75% |
| NFP ULTIMATE HOLDINGS, LLC | Domestic Entity | NFP HOLDINGS, LLC | OWNER | 02/2017 | > 75% |
| PATRIOT SPV, L.P. | Domestic Entity | NFP ULTIMATE HOLDINGS, LLC | OWNER | 03/2021 | 25-50% |
| PATRIOT SPV GP, L.P. | Domestic Entity | PATRIOT SPV, L.P. | GENERAL PARTNER | 03/2021 | |
| MADISON DEARBORN PARTNERS | Domestic Entity | PATRIOT SPV GP, L.P. | GENERAL PARTNER | 03/2021 |