CMC ADVISORS, INC.
Adviser information for CMC ADVISORS, INC. last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 281 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 281 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Pension consulting services |
---|---|
Compensation | PERCENTAGE OF ASSETS UNDER ADVISEMENT |
Identifiers
SEC RIA File Number | 801-62466 |
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SEC ERA File Number | 801-62466 |
SEC CIK Numbers | None |
SEC CRD Numbers | 123811 |
Legal Entity Identifier | None |
Principal Office
433 PLAZA REALSUITE 275
BOCA RATON
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-402-1850, Fax: 212-402-1851
Chief Compliance Officer
PATRICIA E. CARABELLO
PRINCIPAL
433 PLAZA REAL
SUITE 275
BOCA RATON
FL
United States
Tel:
212-402-1850 X860
Fax:
212-402-1851
P**********@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CARABELLO, PATRICIA, EDNA | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 08/2001 | 10-25% |
CALANDRA, MICHAEL, E. | Individual | – | PRINCIPAL | 08/2001 | 25-50% |
MEDJID, AMAR | Individual | – | PRINCIPAL | 08/2001 | 25-50% |
BERG, MICHAEL, DAVID | Individual | – | PRINCIPAL | 01/2007 | 5-10% |