BELVOIR WEALTH MANAGEMENT AG
Adviser information for BELVOIR WEALTH MANAGEMENT AG last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $116.0M |
| Non-Discretionary | 18 | $108.3M |
| Total | 38 | $224.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 38 | $224.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-62473 |
|---|---|
| SEC ERA File Number | 801-62473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128649 |
| Legal Entity Identifier | 391200SJ1BVGS37KHA88 |
Principal Office
T�DISTRASSE 16ZURICH
Switzerland
Monday - Friday, 9.00-17.00
Tel: 41-43-244-7550, Fax: None
Chief Compliance Officer
KATHARINA STUMM, CFA
CHIEF COMPLIANCE OFFICER
T�DISTRASSE
16
ZURICH
Switzerland
Tel:
41-43-244-7550
K**************@****************M
(Full email address available in API data)
Regulatory Contact
SABINA WEBER SAUSER
CHIEF INVESTMENT OFFICER
T�DISTRASSE
16
ZURICH
Switzerland
Tel:
+41 43 244 75 55
S***********@****************M
(Full email address available in API data)
Industry Affiliates
| BELVOIR CAPITAL AG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELVOIR CAPITAL AG | Foreign Entity | – | SHAREHOLDER | 01/2017 | 25-50% |
| WEINTRAUB, ALEXANDRE | Individual | – | CHAIRMAN | 12/2017 | < 5% |
| SONI, DEEPAK | Individual | – | CEO / BOARD MEMBER | 06/2021 | 25-50% |
| STUMM, KATHARINA | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| Weber Sauser, Sabina | Individual | – | BOARD MEMBER, CIO | 08/2021 | 25-50% |
| bauke, steffen | Individual | – | BOARD MEMBER | 01/2022 | < 5% |
| bauke, steffen | Individual | BELVOIR CAPITAL AG | SHAREHOLDER | 01/2022 | 25-50% |
| PKB PRIVATE BANK SA | Foreign Entity | BELVOIR CAPITAL AG | SHAREHOLDER | 03/2024 | 50-75% |
| AURIGA HOLDING SA | Foreign Entity | PKB PRIVATE BANK SA | SHAREHOLDER | 12/2016 | > 75% |
| PLENITUDE SA | Foreign Entity | AURIGA HOLDING SA | SHAREHOLDER | 07/1992 | 25-50% |
| ANTIPODES SA | Foreign Entity | AURIGA HOLDING SA | SHAREHOLDER | 07/1992 | 25-50% |
| Trabaldo Togna, Umberto | Individual | PLENITUDE SA | SHAREHOLDER | 02/2006 | 25-50% |
| Trabaldo Togna, Umberto | Individual | ANTIPODES SA | SHAREHOLDER | 02/2006 | 25-50% |
| Trabaldo Togna, Massimo | Individual | PLENITUDE SA | SHAREHOLDER | 02/2006 | 25-50% |
| Trabaldo Togna, Massimo | Individual | ANTIPODES SA | SHAREHOLDER | 02/2006 | 25-50% |