THE PRIVATE INVESTMENT GROUP, INC.
Adviser information for THE PRIVATE INVESTMENT GROUP, INC. last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 424 | $147.2M |
| Non-Discretionary | 14 | $590,432 |
| Total | 438 | $147.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $36.5M |
| HNW Individuals | 33 | $111.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-62497 |
|---|---|
| SEC ERA File Number | 801-62497 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128876 |
| Legal Entity Identifier | None |
Principal Office
800 EAST FRANKLIN STREETCENTERVILLE
OH
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 937-434-0500, Fax: 937-428-9200
Websites
Chief Compliance Officer
NICK SCHUBELER
CHIEF INVESTMENT OFFICER
800 EAST FRANKLIN STREET
CENTERVILLE
OH
United States
Tel:
937-434-0500
Fax:
937-428-9200
N***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOWMAN, JACK, RICHARD | Individual | – | PRESIDENT | 04/1996 | 50-75% |
| SANDOVAL, ALFREDO, ARTURO | Individual | – | VICE PRESIDENT | 05/2002 | 50-75% |
| SCHUBELER, NICHOLAS, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | 01/2022 | < 5% |