Hedge Fund Database

CONRAD SIEGEL INVESTMENT ADVISORS

CONRAD SIEGEL INVESTMENT ADVISORS, INC. Legal Name

Adviser information for CONRAD SIEGEL INVESTMENT ADVISORS last updated from Form ADV on September 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 906 $2.6B
Non-Discretionary 51 $5.2B
Total 957 $7.8B

Clients

Type Number RAUM
Individuals 191 $117.5M
HNW Individuals 149 $490.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 78 $6.5B
Charitable organizations 13 $264.6M
State or municipal gov entities 37 $343.9M
Other investment advisers 0 $0
Insurance companies <5 $34.1M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $63.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients401(K) PARTICIPANT CONSULTING AND EDUCATIONAL SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-62505
SEC ERA File Number 801-62505
SEC CIK Numbers 1905875
SEC CRD Numbers 123560
Legal Entity Identifier None

Principal Office

501 CORPORATE CIRCLE
HARRISBURG
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (717) 652-5633, Fax: (717) 540-9106

Websites

www.my-benefits-info.com www.conradsiegelactuaries.com www.conradsiegelinvestmentadvisors.com www.investcsia.com www.cmsbenefits.com www.conradsiegel.com www.my-benefit-info.com www.linkedin.com/company/conrad-siegel/ www.facebook.com/conradsiegel/ www.twitter.com/conradsiegelact www.myconradsiegel.com www.conradsiegel.co www.youtube.com/user/conradsiegel conradsiegeladvisors.com/ www.conradsiegelactuaries.co conradsiegel.com/centralpa401k/

Chief Compliance Officer

FRANK S. RHODES
501 CORPORATE CIRCLE
HARRISBURG
PA
United States
Tel: (717) 652-5633
Fax: (717) 540-9106
(Full email address available in API data)

Industry Affiliates

CONRAD SIEGEL Pension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SIEGEL, CONRAD, MURRAY Individual – DIRECTOR 07/2002 < 5%
RHODES, FRANK, SCOTT Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%
CONRAD M. SIEGEL, INC. Domestic Entity – SOLE SHAREHOLDER 07/2002 > 75%
BONSALL, MARK, ALLEN Individual – DIRECTOR 12/2003 < 5%
JEFFREY, JOHN, WESLEY Individual – DIRECTOR 07/2007 < 5%
REESE, THOMAS, WAYNE Individual – DIRECTOR 07/2007 < 5%
VARGO, JOHN, DAVID Individual – DIRECTOR 07/2007 < 5%
GLUS, ROBERT, MATTHEW Individual – DIRECTOR 07/2007 < 5%
CRAMER, JONATHAN, DAVID Individual – DIRECTOR 08/2008 < 5%
MASHACK-BEHNEY, TARA, LEE Individual – PRESIDENT 01/2009 < 5%
HESS, LAURA, VIGNATI Individual – DIRECTOR 08/2011 < 5%
MYERS, JEFFREY, SCOTT Individual – DIRECTOR 08/2011 < 5%
FORTINO, ABIGAIL, SUSAN Individual – DIRECTOR 07/2014 < 5%
BURKE, TRACY, SCOTT Individual – DIRECTOR 07/2015 < 5%
SAPOCHAK, JONATHAN, ANDREW Individual – DIRECTOR 01/2018 < 5%
BARE, TREVOR, SCOTT Individual – DIRECTOR 07/2020 < 5%
PYNE, JAMES, PATRICK Individual – DIRECTOR 07/2020 < 5%
WISE, ASHLEY, ANN Individual – DIRECTOR 07/2020 < 5%
LYTLE, DAVID, PRESTON Individual – DIRECTOR 07/2020 < 5%
MAYHUE, JOSHUA, RYAN Individual – DIRECTOR 07/2021 < 5%
AZELES, CATHERINE, LORETTA Individual – DIRECTOR 07/2023 < 5%

No. Employees, Historic

3015020192020202120222023202426 on 9/25/201926 on 6/15/202024 on 9/18/202024 on 2/5/202125 on 9/22/202125 on 1/11/202225 on 1/25/202226 on 9/28/202226 on 11/3/202226 on 3/8/202322 on 9/25/2023

RAUM, Historic

8B4B02019202020212022202320245834056251 on 9/25/20195834056251 on 6/15/20206170054239 on 9/18/20206170054239 on 2/5/20217888019145 on 9/22/20217888019145 on 1/11/20227888019145 on 1/25/20226987640642 on 9/28/20226987640642 on 11/3/20226987640642 on 3/8/20237774909225 on 9/25/2023

No. Clients, Historic

5002500201920202021202220232024320 on 9/25/2019320 on 6/15/2020349 on 9/18/2020349 on 2/5/2021379 on 9/22/2021379 on 1/11/2022379 on 1/25/2022435 on 9/28/2022435 on 11/3/2022435 on 3/8/2023473 on 9/25/2023

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 2M 10K –
AMAZON COM INC COM 1M 7K –
AMERICAN CENTY ETF TR US SML CP VALU 4M 50K –
APPLE INC COM 2M 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 208K 511 –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 94M 3M –
DIMENSIONAL ETF TRUST US TARGETED VLU 20M 387K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 15M 594K –
ELI LILLY & CO COM 289K 319 –
EXXON MOBIL CORP COM 229K 2K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 3M 69K –
ISHARES TR 10-20 YR TRS ETF 4M 40K –
ISHARES TR NEW YORK MUN ETF 1M 21K –
ISHARES TR CORE MSCI EAFE 35M 484K –
ISHARES TR IBONDS DEC25 ETF 776K 31K –
ISHARES TR IBONDS DEC24 ETF 764K 30K –
ISHARES TR U S EQUITY FACTR 24M 437K –
ISHARES TR IBONDS DEC2026 786K 33K –
ISHARES TR IBONDS 27 ETF 736K 31K –
ISHARES TR IBONDS 26 TRM TS 523K 23K –
ISHARES TR IBONDS 25 TRM TS 517K 22K –
ISHARES TR IBONDS 24 TRM TS 585K 24K –
ISHARES TR IBONDS 27 TRM TS 491K 22K –
JPMORGAN CHASE & CO. COM 200K 990 –
META PLATFORMS INC CL A 845K 2K –
MICROSOFT CORP COM 2M 4K –
NVIDIA CORPORATION COM 991K 8K –
PNC FINL SVCS GROUP INC COM 331K 2K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 639K 9K –
VANGUARD INDEX FDS TOTAL STK MKT 545K 2K –
VANGUARD INDEX FDS EXTEND MKT ETF 465K 3K –
VANGUARD INDEX FDS VALUE ETF 4M 26K –
VANGUARD INDEX FDS MID CAP ETF 28M 117K –
VANGUARD INDEX FDS SM CP VAL ETF 913K 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 79M 158K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 822K 19K –
VANGUARD MALVERN FDS STRM INFPROIDX 3M 70K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 311K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 990K 20K –
VANGUARD WORLD FD UTILITIES ETF 595K 4K –
VANGUARD WORLD FD EXTENDED DUR 7M 98K –