Hedge Fund Database

SMITH SALLEY WEALTH MANAGEMENT

SMITH, SALLEY & ASSOCIATES, LLC Legal Name

Adviser information for SMITH SALLEY WEALTH MANAGEMENT last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,325 $3.1B
Non-Discretionary 2 $607,233
Total 2,327 $3.1B

Clients

Type Number RAUM
Individuals 387 $182.3M
HNW Individuals 453 $1.5B
Banking or thrift institutions <5 $1.3B
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $26.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 28 $134.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-62538
SEC ERA File Number 801-62538
SEC CIK Numbers 1482012
SEC CRD Numbers 129614
Legal Entity Identifier None

Principal Office

324 WEST WENDOVER AVENUE
SUITE 301
GREENSBORO
NC
United States
Monday - Friday, 8:30 A.M. TO 4:30 P.M.
Tel: 336-379-7556, Fax: 336-379-8606

Websites

linkedin.com/company/smith-salley-associates-llc www.smith-salley.com

Chief Compliance Officer

H. BRIAN MAY
PORTFOLIO MANAGER/MEMBER
324 WEST WENDOVER AVENUE
SUITE 301
GREENSBORO
NC
United States
Tel: 336-379-7556
Fax: 336-379-8606
(Full email address available in API data)

Regulatory Contact

G. GREGORY SMITH, JR.
MANAGING MEMBER
324 WEST WENDOVER AVENUE
SUITE 301
GREENBORO
NC
United States
Tel: 336-379-7556
Fax: 336-379-8606
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, GEORGE, GREGORY Individual – MANAGING MEMBER/CHAIRMAN 11/2003 25-50%
SALLEY, GEORGE, MACKAY Individual – MEMBER/CHAIRMAN EMERITUS 12/2003 5-10%
DAVIS, ANDREW, DOUGLAS Individual – MEMBER 03/2007 5-10%
BATCHELOR, EDMUND, SCOTT Individual – MEMBER/CHIEF EXECUTIVE OFFICER 04/2007 10-25%
MAY, HUGO, BRIAN Individual – CHIEF COMPLIANCE OFFICER/MEMBER 08/2016 < 5%
DONOVAN, WILLIAM, ANDREW Individual – MEMBER 10/2016 10-25%
GUYLER, JAMES, BLAKE Individual – MEMBER 10/2016 < 5%
Clark, Andrew, R. Individual – MEMBER 12/2021 < 5%
ERRICHIELLO, PASQUALE Individual – MEMBER 04/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 6/11/201914 on 7/8/201915 on 3/3/202015 on 3/3/202015 on 4/1/202015 on 6/16/202015 on 6/17/202015 on 9/1/202015 on 3/13/202115 on 7/26/202115 on 8/18/202115 on 1/31/202217 on 3/21/202217 on 3/23/202217 on 4/4/202217 on 10/26/202217 on 11/30/202217 on 3/27/202317 on 7/20/202317 on 10/3/202317 on 1/29/202418 on 2/29/2024

RAUM, Historic

4B2B020192020202120222023202420251377889908 on 6/11/20191377889908 on 7/8/20191691469449 on 3/3/20201691469449 on 3/3/20201691469449 on 4/1/20201691469449 on 6/16/20201691469449 on 6/17/20201691469449 on 9/1/20202026635345 on 3/13/20212026635345 on 7/26/20212026635345 on 8/18/20212026635345 on 1/31/20222717100209 on 3/21/20222717100209 on 3/23/20222717100209 on 4/4/20222717100209 on 10/26/20222717100209 on 11/30/20222709592506 on 3/27/20232709592506 on 7/20/20232709592506 on 10/3/20232709592506 on 1/29/20243061316134 on 2/29/2024

No. Clients, Historic

90045002019202020212022202320242025448 on 6/11/2019448 on 7/8/2019566 on 3/3/2020566 on 3/3/2020566 on 4/1/2020566 on 6/16/2020566 on 6/17/2020566 on 9/1/2020621 on 3/13/2021621 on 7/26/2021621 on 8/18/2021621 on 1/31/2022725 on 3/21/2022725 on 3/23/2022725 on 4/4/2022725 on 10/26/2022725 on 11/30/2022784 on 3/27/2023784 on 7/20/2023784 on 10/3/2023784 on 1/29/2024875 on 2/29/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
MARRIOTT INTL INC NEW CL A 1M 5K –
APPLE INC COM 75M 358K –
ABBVIE INC COM 28M 165K –
ABBOTT LABS COM 17M 166K –
ACCENTURE PLC IRELAND SHS CLASS A 14M 47K –
ADOBE INC COM 3M 6K –
ANALOG DEVICES INC COM 22M 98K –
AUTODESK INC COM 971K 4K –
AMERICAN ELEC PWR CO INC COM 2M 26K –
AFLAC INC COM 466K 5K –
ALLSTATE CORP COM 379K 2K –
APPLIED MATLS INC COM 287K 1K –
ADVANCED MICRO DEVICES INC COM 392K 2K –
AMETEK INC COM 21M 126K –
AMGEN INC COM 5M 15K –
AMAZON COM INC COM 46M 236K –
ARISTA NETWORKS INC COM 5M 15K –
AIR PRODS & CHEMS INC COM 2M 6K –
ASML HOLDING N V N Y REGISTRY SHS 21M 20K –
ATLANTIC UN BANKSHARES CORP COM 2M 51K –
BROADCOM INC COM 11M 7K –
AMERICAN EXPRESS CO COM 3M 13K –
ASTRAZENECA PLC SPONSORED ADR 1M 16K –
BOEING CO COM 216K 1K –
BANK AMERICA CORP COM 4M 108K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 4M 108K –
HEARTBEAM INC COM 643K 250K –
BROOKFIELD RENEWABLE CORP CL A SUB VTG 751K 26K –
BLACKROCK INC COM 2M 2K –
BRISTOL-MYERS SQUIBB CO COM 421K 10K –
BROOKFIELD CORP CL A LTD VT SH 17M 415K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 17M 41K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 22M 54K –
CAL MAINE FOODS INC COM NEW 348K 6K –
CASEYS GEN STORES INC COM 11M 28K –
CATERPILLAR INC COM 3M 9K –
CHUBB LIMITED COM 2M 9K –
CBRE GROUP INC CL A 231K 3K –
CADENCE DESIGN SYSTEM INC COM 236K 768 –
CHEMED CORP NEW COM 9M 16K –
COMCAST CORP NEW CL A 1M 26K –
CME GROUP INC COM 2M 8K –
CHIPOTLE MEXICAN GRILL INC COM 216K 3K –
CUMMINS INC COM 425K 2K –
CONOCOPHILLIPS COM 945K 8K –
COSTCO WHSL CORP NEW COM 503K 591 –
SALESFORCE INC COM 1M 5K –
CISCO SYS INC COM 3M 68K –
CSX CORP COM 558K 17K –
CVS HEALTH CORP COM 1M 20K –
CHEVRON CORP NEW COM 19M 119K –
DEERE & CO COM 258K 691 –
DIAGEO PLC SPON ADR NEW 13M 100K –
DOLLAR GEN CORP NEW COM 9M 66K –
DANAHER CORPORATION COM 210K 842 –
DIGITAL RLTY TR INC COM 2M 10K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 18K 54K –
DUKE ENERGY CORP NEW COM NEW 5M 48K –
ELECTRONIC ARTS INC COM 936K 7K –
ECOLAB INC COM 1M 6K –
ELEVANCE HEALTH INC COM 16M 30K –
EMERSON ELEC CO COM 3M 25K –
ENBRIDGE INC COM 2M 60K –
EOG RES INC COM 807K 6K –
EATON CORP PLC SHS 5M 15K –
FIRST BANCORP N C COM 4M 112K –
FIRST CTZNS BANCSHARES INC N CL A 1M 760 –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 3M 59K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 2M 24K –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 1M 59K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 3M 44K –
FIDELITY COVINGTON TRUST MSCI INDL INDX 2M 31K –
FIDELITY COVINGTON TRUST MSCI MATLS INDEX 658K 13K –
FIDELITY COVINGTON TRUST MSCI FINLS IDX 2M 41K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 251K 5K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 430K 17K –
FIDELITY COVINGTON TRUST CONSMR STAPLES 1M 24K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 8M 45K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 605K 14K –
GENERAL DYNAMICS CORP COM 291K 1K –
GLOBE LIFE INC COM 300K 4K –
ALPHABET INC CAP STK CL C 41M 223K –
ALPHABET INC CAP STK CL A 12M 64K –
HUNTINGTON BANCSHARES INC COM 2M 169K –
HOME DEPOT INC COM 6M 18K –
HONEYWELL INTL INC COM 14M 66K –
INTERNATIONAL BUSINESS MACHS COM 2M 9K –
ISHARES TR 7-10 YR TRSY BD 4M 42K –
ISHARES TR CORE MSCI EAFE 8M 105K –
ISHARES TR 3 7 YR TREAS BD 5M 46K –
ISHARES INC CORE MSCI EMKT 4M 70K –
ISHARES TR ISHS 5-10YR INVT 4M 74K –
ISHARES TR CORE S&P MCP ETF 429K 7K –
ISHARES TR CORE S&P SCP ETF 351K 3K –
INTEL CORP COM 10M 314K –
INTUIT COM 1M 2K –
IQVIA HLDGS INC COM 2M 10K –
INTUITIVE SURGICAL INC COM NEW 330K 742 –
GARTNER INC COM 2M 5K –
ISHARES TR CORE S&P TTL STK 225K 2K –
ISHARES TR CORE TOTAL USD 10M 229K –
ISHARES TR CORE S&P500 ETF 886K 2K –
ISHARES TR RUS 1000 ETF 659K 2K –
ISHARES TR RUS 1000 VAL ETF 263K 2K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS MD CP GR ETF 1M 10K –
ISHARES TR RUSSELL 3000 ETF 984K 3K –
ISHARES TR US HLTHCARE ETF 215K 4K –
JACOBS SOLUTIONS INC COM 357K 3K –
JOHNSON & JOHNSON COM 6M 43K –
JPMORGAN CHASE & CO. COM 37M 182K –
KLA CORP COM NEW 1M 1K –
KIMBERLY-CLARK CORP COM 359K 3K –
COCA COLA CO COM 4M 59K –
LINDE PLC SHS 20M 45K –
ELI LILLY & CO COM 1M 2K –
LOCKHEED MARTIN CORP COM 2M 5K –
LIVE OAK BANCSHARES INC COM 314K 9K –
LOWES COS INC COM 25M 113K –
ISHARES TR U S EQUITY FACTR 1M 26K –
MASTERCARD INCORPORATED CL A 20M 46K –
ISHARES TR MBS ETF 4M 41K –
MCDONALDS CORP COM 2M 8K –
MOODYS CORP COM 4M 9K –
MONDELEZ INTL INC CL A 2M 32K –
MEDTRONIC PLC SHS 12M 157K –
MERCADOLIBRE INC COM 2M 1K –
META PLATFORMS INC CL A 38M 75K –
MARKEL GROUP INC COM 14M 9K –
MARSH & MCLENNAN COS INC COM 437K 2K –
ALTRIA GROUP INC COM 250K 5K –
MARATHON PETE CORP COM 591K 3K –
MERCK & CO INC COM 20M 164K –
MORGAN STANLEY COM NEW 2M 16K –
MICROSOFT CORP COM 93M 209K –
MICRON TECHNOLOGY INC COM 363K 3K –
NASDAQ INC COM 504K 8K –
NEXTERA ENERGY INC COM 20M 281K –
NETFLIX INC COM 957K 1K –
NIKE INC CL B 2M 27K –
NORTHROP GRUMMAN CORP COM 10M 23K –
SERVICENOW INC COM 237K 301 –
NORFOLK SOUTHN CORP COM 307K 1K –
NORTHERN TR CORP COM 490K 6K –
NUCOR CORP COM 254K 2K –
NVIDIA CORPORATION COM 76M 613K –
NOVARTIS AG SPONSORED ADR 366K 3K –
NXP SEMICONDUCTORS N V COM 25M 94K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 479K 9K –
ORACLE CORP COM 510K 4K –
PAYCHEX INC COM 2M 17K –
PEPSICO INC COM 20M 123K –
PROCTER AND GAMBLE CO COM 24M 148K –
PROGRESSIVE CORP COM 1M 6K –
PULTE GROUP INC COM 424K 4K –
PROLOGIS INC. COM 1M 9K –
PHILIP MORRIS INTL INC COM 325K 3K –
PNC FINL SVCS GROUP INC COM 9M 61K –
PPG INDS INC COM 332K 3K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 2M 59K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 722K 19K –
QUALCOMM INC COM 4M 19K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
ROPER TECHNOLOGIES INC COM 19M 34K –
RTX CORPORATION COM 19M 187K –
ROYAL BK CDA COM 415K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 225K 801 –
STARBUCKS CORP COM 3M 36K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 18K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 212K 3K –
SCHWAB STRATEGIC TR INTL EQTY ETF 488K 13K –
SCHWAB STRATEGIC TR US LCAP GR ETF 392K 4K –
SCHWAB STRATEGIC TR US LCAP VA ETF 505K 7K –
SCHWAB STRATEGIC TR US LRG CAP ETF 636K 10K –
ISHARES TR SHORT TREAS BD 203K 2K –
ISHARES TR 1 3 YR TREAS BD 6M 74K –
SYNOPSYS INC COM 1M 2K –
SOUTHERN CO COM 473K 6K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 241K 7K –
S&P GLOBAL INC COM 16M 36K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 1M 19K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
CONSTELLATION BRANDS INC CL A 17M 65K –
AT&T INC COM 2M 107K –
TRANSDIGM GROUP INC COM 236K 185 –
TRUIST FINL CORP COM 387K 10K –
TJX COS INC NEW COM 28M 251K –
ISHARES TR 20 YR TR BD ETF 4M 41K –
THERMO FISHER SCIENTIFIC INC COM 23M 42K –
TRAVELERS COMPANIES INC COM 1M 7K –
TESLA INC COM 569K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 224K 1K –
TEXAS INSTRS INC COM 3M 18K –
TYLER TECHNOLOGIES INC COM 750K 1K –
UNITEDHEALTH GROUP INC COM 1M 3K –
UNION PAC CORP COM 17M 75K –
UNITED PARCEL SERVICE INC CL B 546K 4K –
US BANCORP DEL COM NEW 2M 43K –
VISA INC COM CL A 28M 106K –
VANGUARD WORLD FD CONSUM DIS ETF 229K 732 –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 20K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 456K 8K –
VANGUARD WORLD FD INF TECH ETF 4M 7K –
VANGUARD WORLD FD HEALTH CAR ETF 221K 830 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VALERO ENERGY CORP COM 335K 2K –
VANGUARD INDEX FDS MID CAP ETF 328K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 626K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 369K 8K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 9K –
VERIZON COMMUNICATIONS INC COM 2M 37K –
WELLS FARGO CO NEW COM 2M 42K –
WASTE MGMT INC DEL COM 919K 4K –
WALMART INC COM 4M 64K –
SPDR SER TR S&P HOMEBUILD 327K 3K –
SELECT SECTOR SPDR TR FINANCIAL 1M 26K –
SELECT SECTOR SPDR TR INDL 852K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 362K 2K –
SELECT SECTOR SPDR TR SBI CONS STPLS 317K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 9K –
SELECT SECTOR SPDR TR SBI CONS DISCR 626K 3K –
EXXON MOBIL CORP COM 6M 55K –
XYLEM INC COM 11M 78K –
YUM BRANDS INC COM 796K 6K –