PARK PIEDMONT ADVISORS LLC
Adviser information for PARK PIEDMONT ADVISORS LLC last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 529 | $391.6M |
| Non-Discretionary | 969 | $470.3M |
| Total | 1,498 | $862.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 312 | $90.5M |
| HNW Individuals | 210 | $731.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.1M |
| Charitable organizations | <5 | $8.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 5 | $13.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $11.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-62540 |
|---|---|
| SEC ERA File Number | 801-62540 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129451 |
| Legal Entity Identifier | None |
Principal Office
330 N WABASH AVE23RD FLOOR
CHICAGO
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 312-722-6760, Fax: 312-722-6766
Chief Compliance Officer
THOMAS M. LEVINSON
CO-MANAGING MEMBER
330 N WABASH AVE
23RD FLOOR
CHICAGO
IL
United States
Tel:
312-722-6760
Fax:
312-722-6766
T***@***************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS LEVINSON
CO- MANAGING MEMBER
315 PERSHING DRIVE
OAKLAND
CA
United States
Tel:
415-420-2164
Fax:
3127226766
N****@***************M
(Full email address available in API data)
Industry Affiliates
| GEORGE GOTTHOLD | Accountant or accounting firm |
| RICHARD BACKER | Accountant or accounting firm |
| STUART GREENBERG | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVINSON, NICHOLAS, LOUIS | Individual | – | MEMBER | 10/2003 | 50-75% |
| LEVINSON, THOMAS, MALCOLM | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 12/2014 | 25-50% |