TARGETED FINANCIAL SERVICES, LLC
Adviser information for TARGETED FINANCIAL SERVICES, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 397 | $282.6M |
| Non-Discretionary | 0 | $0 |
| Total | 397 | $282.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 316 | $81.8M |
| HNW Individuals | 56 | $176.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $21.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62542 |
|---|---|
| SEC ERA File Number | 801-62542 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129049 |
| Legal Entity Identifier | None |
Principal Office
3301 ROUTE 66BUILDING A/2ND FL., SUITE 220B
NEPTUNE CITY
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 732-750-9880, Fax: 732-750-1004
Websites
Chief Compliance Officer
JAMES CHARLES PAYNE, JR.
MEMBER
429 HORIZON CREST
BOERNE
TX
United States
Tel:
732-750-9880 EXT 201
Fax:
732-750-1004
J*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBIN, ALAN | Individual | – | MEMBER, CFO, CEO | 08/2000 | 25-50% |
| PAYNE JR, JAMES, CHARLES | Individual | – | MEMBER / CCO, COO | 08/2000 | 25-50% |