BELLEVUE ASSET MANAGEMENT, LLC
Adviser information for BELLEVUE ASSET MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 566 | $319.3M |
| Non-Discretionary | 0 | $0 |
| Total | 566 | $319.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $63.8M |
| HNW Individuals | 71 | $236.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $13.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
11400 SE 8TH STREETSUITE 270
BELLEVUE
WA
United States
Monday - Friday, 6AM TO 3PM
Tel: 425-289-1041, Fax: 425-289-1049
Websites
Chief Compliance Officer
JILL MCVEY
11400 SE 8TH STREET
SUITE 270
BELLEVUE
WA
United States
Tel:
425-289-1041
Fax:
425-289-1049
J****@****************M
(Full email address available in API data)
Regulatory Contact
JOHN CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VILA, MICHAEL, RAMIREZ | Individual | – | MEMBER | 01/2004 | 50-75% |
| MCVEY, JILL, CHRISTINE | Individual | – | CHIEF COMPLIANCE OFFICER/MEMBER | 01/2004 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3-D SYS CORP DEL | COM NEW | 1K | 475 | – |
| AAR CORP | COM | 5K | 66 | Franklin Templeton Private Portfolio Group, LLC |
| ABBOTT LABS | COM | 1M | 13K | – |
| ABBVIE INC | COM | 6K | 33 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 79K | 261 | – |
| ADAPTIVE BIOTECHNOLOGIES COR | COM | 37K | 10K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 2K | 10 | – |
| AGILENT TECHNOLOGIES INC | COM | 2K | 12 | Principal Global Investors LLC |
| ALASKA AIR GROUP INC | COM | 6K | 142 | Franklin Templeton Private Portfolio Group, LLC |
| ALBEMARLE CORP | COM | 15K | 160 | Opal Advisors |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 367K | 5K | – |
| ALKAMI TECHNOLOGY INC | COM | 2K | 64 | Franklin Templeton Private Portfolio Group, LLC |
| ALLEGIANT TRAVEL CO | COM | 3K | 52 | Franklin Templeton Private Portfolio Group, LLC |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| ALPHABET INC | CAP STK CL A | 2M | 9K | Opal Advisors |
| ALTRIA GROUP INC | COM | 164K | 4K | – |
| AMAZON COM INC | COM | 5M | 23K | – |
| AMEREN CORP | COM | 2K | 25 | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 27K | 300 | – |
| AMERICAN TOWER CORP NEW | COM | 10K | 53 | – |
| AMGEN INC | COM | 2M | 5K | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 32K | 823 | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 4K | 109 | – |
| AMPLIFY ETF TR | HIGH INCOME | 18K | 1K | – |
| APOGEE THERAPEUTICS INC | COM | 1K | 36 | Franklin Templeton Private Portfolio Group, LLC |
| APPLE INC | COM | 12M | 58K | Opal Advisors |
| APPLIED MATLS INC | COM | 154K | 654 | – |
| ARCH CAP GROUP LTD | ORD | 3K | 27 | Principal Global Investors LLC |
| ARCOSA INC | COM | 5K | 60 | Franklin Templeton Private Portfolio Group, LLC |
| ARES CAPITAL CORP | COM | 60K | 3K | – |
| ARROW ELECTRS INC | COM | 45K | 372 | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 2K | 15 | Franklin Templeton Private Portfolio Group, LLC |
| ASTRAZENECA PLC | SPONSORED ADR | 16K | 100 | – |
| AT&T INC | COM | 55K | 3K | – |
| AUTODESK INC | COM | 2K | 7 | Principal Global Investors LLC |
| AVEPOINT INC | COM CL A | 1K | 108 | Franklin Templeton Private Portfolio Group, LLC |
| BANNER CORP | COM NEW | 7K | 142 | – |
| BEACON ROOFING SUPPLY INC | COM | 4K | 42 | Franklin Templeton Private Portfolio Group, LLC |
| BELLRING BRANDS INC | COMMON STOCK | 5K | 89 | Franklin Templeton Private Portfolio Group, LLC |
| BERKLEY W R CORP | COM | 707K | 9K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 377K | 927 | – |
| BIGCOMMERCE HLDGS INC | COM SER 1 | 1K | 168 | Franklin Templeton Private Portfolio Group, LLC |
| BK OF AMERICA CORP | COM | 301K | 8K | Opal Advisors |
| BLOCK INC | CL A | 2K | 36 | – |
| BOEING CO | COM | 195K | 1K | – |
| BOOT BARN HLDGS INC | COM | 3K | 23 | Franklin Templeton Private Portfolio Group, LLC |
| BP PLC | SPONSORED ADR | 5K | 150 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 309K | 7K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 1K | 29 | Principal Global Investors LLC |
| BROOKFIELD CORP | CL A LTD VT SH | 6K | 155 | Principal Global Investors LLC |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 3K | 94 | Principal Global Investors LLC |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTS | 1K | 44 | Principal Global Investors LLC |
| BROWN & BROWN INC | COM | 5K | 51 | Principal Global Investors LLC |
| BWX TECHNOLOGIES INC | COM | 6K | 65 | Franklin Templeton Private Portfolio Group, LLC |
| CAMPBELL SOUP CO | COM | 9K | 200 | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 41K | 870 | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 8M | 230K | – |
| CARMAX INC | COM | 3K | 36 | Principal Global Investors LLC |
| CARNIVAL CORP | UNIT 99/99/9999 | 20K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 90K | 1K | – |
| CATERPILLAR INC | COM | 35K | 106 | – |
| CAVA GROUP INC | COM | 3K | 36 | Franklin Templeton Private Portfolio Group, LLC |
| CBRE GROUP INC | CL A | 2K | 28 | Principal Global Investors LLC |
| CCC INTELLIGENT SOLUTIONS HL | COM | 1K | 102 | Principal Global Investors LLC |
| CENCORA INC | COM | 37K | 166 | – |
| CENTURI HOLDINGS INC | COM SHS | 1K | 64 | Franklin Templeton Private Portfolio Group, LLC |
| CERTARA INC | COM | 1K | 101 | Franklin Templeton Private Portfolio Group, LLC |
| CHEVRON CORP NEW | COM | 196K | 1K | – |
| CISCO SYS INC | COM | 614K | 13K | – |
| COCA COLA CO | COM | 195K | 3K | – |
| COHEN & STEERS INFRASTRUCTUR | COM | 52K | 2K | – |
| COHEN & STEERS QUALITY INCOM | COM | 28K | 2K | – |
| COINBASE GLOBAL INC | COM CL A | 4K | 20 | – |
| COLGATE PALMOLIVE CO | COM | 68K | 700 | – |
| COLUMBIA BKG SYS INC | COM | 61K | 3K | – |
| COMCAST CORP NEW | CL A | 4K | 114 | – |
| CONOCOPHILLIPS | COM | 12K | 105 | – |
| COPART INC | COM | 7K | 124 | Principal Global Investors LLC |
| CORNING INC | COM | 9K | 224 | – |
| CORTEVA INC | COM | 1K | 25 | – |
| COSTAR GROUP INC | COM | 4K | 60 | Principal Global Investors LLC |
| COSTCO WHSL CORP NEW | COM | 6M | 7K | – |
| COUCHBASE INC | COM | 2K | 116 | Franklin Templeton Private Portfolio Group, LLC |
| CSX CORP | COM | 30K | 900 | – |
| CVS HEALTH CORP | COM | 12K | 211 | – |
| CYTOKINETICS INC | COM NEW | 1K | 19 | Franklin Templeton Private Portfolio Group, LLC |
| DANAHER CORPORATION | COM | 159K | 636 | – |
| DAVIS FUNDAMENTAL ETF TR | SELCT INTL ETF | 539K | 27K | – |
| DAY ONE BIOPHARMACEUTICALS I | COM | 1K | 93 | Franklin Templeton Private Portfolio Group, LLC |
| DEERE & CO | COM | 149K | 400 | – |
| DELTA AIR LINES INC DEL | COM NEW | 5K | 100 | – |
| DIAGEO PLC | SPON ADR NEW | 20K | 159 | – |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 23K | 689 | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 66K | 2K | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILITY | 114K | 3K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 54K | 2K | – |
| DISNEY WALT CO | COM | 191K | 2K | – |
| DOMINION ENERGY INC | COM | 3K | 58 | – |
| DOMINOS PIZZA INC | COM | 4K | 7 | Principal Global Investors LLC |
| DOVER CORP | COM | 40K | 223 | – |
| DOW INC | COM | 27K | 502 | – |
| DUKE ENERGY CORP NEW | COM NEW | 58K | 574 | – |
| DUPONT DE NEMOURS INC | COM | 2K | 25 | – |
| DYNE THERAPEUTICS INC | COM | 2K | 47 | Franklin Templeton Private Portfolio Group, LLC |
| EASTMAN CHEM CO | COM | 15K | 150 | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 5K | 333 | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 1K | 180 | – |
| EBAY INC. | COM | 21K | 385 | Opal Advisors |
| ECHOSTAR CORP | CL A | 6K | 350 | – |
| ELI LILLY & CO | COM | 181K | 200 | – |
| EMERSON ELEC CO | COM | 99K | 900 | – |
| ENBRIDGE INC | COM | 13K | 352 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 41K | 1K | – |
| ENVESTNET INC | COM | 2K | 28 | Franklin Templeton Private Portfolio Group, LLC |
| ETF SER SOLUTIONS | LHA MKT ST ALP | 10K | 413 | – |
| EVERCORE INC | CLASS A | 3K | 14 | Franklin Templeton Private Portfolio Group, LLC |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 28K | 515 | – |
| EXPEDIA GROUP INC | COM NEW | 50K | 400 | – |
| EXPEDITORS INTL WASH INC | COM | 52K | 420 | – |
| EXTRA SPACE STORAGE INC | COM | 146K | 939 | – |
| EXXON MOBIL CORP | COM | 46K | 396 | – |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 23K | 600 | Opal Advisors |
| FAIR ISAAC CORP | COM | 3K | 2 | Principal Global Investors LLC |
| FASTENAL CO | COM | 27K | 434 | 2,3 |
| FEDEX CORP | COM | 240K | 801 | – |
| FIFTH THIRD BANCORP | COM | 16K | 433 | Opal Advisors |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 48K | 3K | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 122K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 83K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 275K | 4K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 10K | 90 | – |
| FIRST TR EXCHANGE- TRADED FD | FST LOW OPPT ETF | 793K | 16K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 28K | 922 | – |
| FIRST TR EXCHANGE-TRADED FD | MULTI ASSET DI | 27K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 7M | 129K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 3M | 48K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 9M | 210K | – |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 8M | 71K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 151K | 4K | – |
| FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 14K | 1K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 422K | 10K | – |
| FISERV INC | COM | 230K | 2K | – |
| FIVE BELOW INC | COM | 2K | 17 | Franklin Templeton Private Portfolio Group, LLC |
| FLEXSHARES TR | US QT LW VLTY | 236K | 4K | – |
| FLYWIRE CORPORATION | COM VTG | 2K | 144 | Franklin Templeton Private Portfolio Group, LLC |
| FORD MTR CO DEL | COM | 16K | 1K | – |
| FORTINET INC | COM | 8K | 125 | – |
| FORTIVE CORP | COM | 7K | 92 | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 41K | 637 | – |
| FRESHPET INC | COM | 5K | 36 | Franklin Templeton Private Portfolio Group, LLC |
| FRESHWORKS INC | CLASS A COM | 2K | 178 | Franklin Templeton Private Portfolio Group, LLC |
| GARTNER INC | COM | 3K | 7 | Principal Global Investors LLC |
| GENERAL MLS INC | COM | 122K | 2K | – |
| GENWORTH FINL INC | COM CL A | 47K | 8K | Opal Advisors |
| GILEAD SCIENCES INC | COM | 41K | 604 | – |
| GITLAB INC | CLASS A COM | 4K | 78 | Franklin Templeton Private Portfolio Group, LLC |
| GLOBAL X FDS | CYBRSCURTY ETF | 12K | 397 | – |
| GLOBAL X FDS | US INFR DEV ETF | 8K | 203 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 15K | 501 | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 21K | 553 | – |
| GLOBALFOUNDRIES INC | ORDINARY SHARES | 20K | 400 | Opal Advisors |
| GOLDMAN SACHS GROUP INC | COM | 68K | 150 | – |
| GRANITE CONSTR INC | COM | 4K | 57 | Franklin Templeton Private Portfolio Group, LLC |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 8K | 145 | – |
| GSK PLC | SPONSORED ADR | 19K | 482 | – |
| HAEMONETICS CORP MASS | COM | 3K | 38 | Franklin Templeton Private Portfolio Group, LLC |
| HASHICORP INC | COM CL A | 4K | 131 | Franklin Templeton Private Portfolio Group, LLC |
| HEALTHEQUITY INC | COM | 5K | 54 | Franklin Templeton Private Portfolio Group, LLC |
| HEICO CORP NEW | CL A | 7K | 38 | Principal Global Investors LLC |
| HERSHEY CO | COM | 83K | 450 | – |
| HILTON WORLDWIDE HLDGS INC | COM | 6K | 27 | Principal Global Investors LLC |
| HIMS & HERS HEALTH INC | COM CL A | 2K | 95 | Franklin Templeton Private Portfolio Group, LLC |
| HOME DEPOT INC | COM | 533K | 2K | – |
| HORMEL FOODS CORP | COM | 84K | 3K | – |
| HOULIHAN LOKEY INC | CL A | 3K | 24 | Franklin Templeton Private Portfolio Group, LLC |
| HYATT HOTELS CORP | COM CL A | 1K | 9 | Principal Global Investors LLC |
| ILLINOIS TOOL WKS INC | COM | 5K | 21 | – |
| INSMED INC | COM PAR $.01 | 4K | 57 | Franklin Templeton Private Portfolio Group, LLC |
| INSPIREMD INC | COM | 3K | 19 | Franklin Templeton Private Portfolio Group, LLC |
| INTEGER HLDGS CORP | COM | 5K | 42 | Franklin Templeton Private Portfolio Group, LLC |
| INTEL CORP | COM | 683K | 22K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 89K | 650 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 18K | 101 | – |
| INTRA-CELLULAR THERAPIES INC | COM | 2K | 30 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 69K | 2K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 78K | 7K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 34K | 705 | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 167K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 6K | 350 | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 21K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT BASC | 33K | 377 | – |
| INVESCO EXCHANGE TRADED FD T | BLOOMBERG MVP MU | 85K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT UTIL | 25K | 715 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT CSMR | 36K | 369 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT TECH | 154K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT INDS | 99K | 746 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT HE | 62K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT FINL | 72K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT ENRG | 7K | 144 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT CSMR | 56K | 580 | – |
| INVESCO QQQ TR | UNIT SER 1 | 11K | 22 | – |
| IPG PHOTONICS CORP | COM | 19K | 220 | Opal Advisors |
| IROBOT CORP | COM | 2K | 250 | – |
| ISHARES GOLD TR | ISHARES NEW | 41K | 931 | – |
| ISHARES INC | MSCI STH KOR ETF | 7K | 100 | – |
| ISHARES INC | MSCI JPN ETF NEW | 3K | 50 | – |
| ISHARES SILVER TR | ISHARES | 15K | 568 | – |
| ISHARES TR | SELECT DIVID ETF | 437K | 4K | – |
| ISHARES TR | TIPS BD ETF | 9K | 80 | – |
| ISHARES TR | CHINA LG-CAP ETF | 6K | 216 | – |
| ISHARES TR | CORE S&P 500 ETF | 101K | 185 | – |
| ISHARES TR | GBL COMM SVC ETF | 2K | 18 | – |
| ISHARES TR | RUS MDCP VAL ETF | 24K | 200 | – |
| ISHARES TR | RUS MID CAP ETF | 115K | 1K | – |
| ISHARES TR | CORE S&P MCP ETF | 44K | 750 | – |
| ISHARES TR | RUS 1000 VAL ETF | 26K | 150 | – |
| ISHARES TR | RUSSELL 2000 ETF | 31K | 153 | – |
| ISHARES TR | U.S. TECH ETF | 2K | 15 | – |
| ISHARES TR | US HLTHCARE ETF | 31K | 500 | – |
| ISHARES TR | U.S. FINLS ETF | 281K | 3K | – |
| ISHARES TR | U.S. ENERGY ETF | 111K | 2K | – |
| ISHARES TR | IBOXX HI YD ETF | 8K | 100 | – |
| ISHARES TR | ISHS 1-5YR INVS | 2K | 39 | – |
| ISHARES TR | PFD AND INCM SEC | 25K | 782 | – |
| ISHARES TR | US AER DEF ETF | 106K | 804 | – |
| ISHARES TR | CORE HIGH DV ETF | 27K | 250 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 1K | 13 | – |
| ISHARES TR | MSCI USA QUAL FAC | 24K | 137 | – |
| ISHARES TR | US EQUITY FACTR | 39K | 704 | – |
| ISHARES TR | CORE DIV GRWTH | 43K | 750 | – |
| ISHARES TR | BLACKROCK ULTRA | 2K | 34 | – |
| ISHARES TR | HDG MSCI JAPAN | 3K | 64 | – |
| JACOBS SOLUTIONS INC | COM | 26K | 186 | – |
| JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 64K | 983 | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 45K | 825 | – |
| JOHNSON & JOHNSON | COM | 222K | 2K | – |
| JP MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 4M | 67K | – |
| JP MORGAN EXCHANGE TRADED F | DIV RTN INT EQ | 228K | 4K | – |
| JP MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 52K | – |
| JP MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 602K | 6K | – |
| JP MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2K | 34 | – |
| JP MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 39K | – |
| JPMORGAN CHASE & CO | COM | 1M | 5K | – |
| KENNAMETAL INC | COM | 2K | 87 | Franklin Templeton Private Portfolio Group, LLC |
| KIMBERLY-CLARK CORP | COM | 55K | 400 | – |
| KKR & CO INC | COM | 6K | 60 | Principal Global Investors LLC |
| KLA CORP | COM NEW | 375K | 455 | – |
| KRAFT HEINZ CO | COM | 22K | 691 | Opal Advisors |
| KRANESHARES TR | ELEC VEH FUTUR | 27K | 1K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 3K | 161 | Franklin Templeton Private Portfolio Group, LLC |
| L3HARRIS TECHNOLOGIES INC | COM | 60K | 265 | – |
| LAM RESEARCH CORP | COM | 531K | 499 | – |
| LANTHEUS HLDGS INC | COM | 38K | 475 | – |
| LATTICE SEMICONDUCTOR CORP | COM | 3K | 60 | Franklin Templeton Private Portfolio Group, LLC |
| LEGALZOOM COM INC | COM | 2K | 266 | Franklin Templeton Private Portfolio Group, LLC |
| LENNAR CORP | CL A | 3K | 18 | Principal Global Investors LLC |
| LIBERTY ENERGY INC | COM CL A | 4K | 188 | Franklin Templeton Private Portfolio Group, LLC |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S C | 2K | 23 | Principal Global Investors LLC |
| LINDE PLC | SHS | 52K | 119 | – |
| LITHIA MTRS INC | COM | 2K | 6 | Franklin Templeton Private Portfolio Group, LLC |
| LIVE NATION ENTERTAINMENT IN | COM | 3K | 29 | Principal Global Investors LLC |
| LIVERAMP HLDGS INC | COM | 3K | 100 | Franklin Templeton Private Portfolio Group, LLC |
| LOCKHEED MARTIN CORP | COM | 65K | 138 | – |
| LOWES COS INC | COM | 107K | 484 | – |
| M/I HOMES INC | COM | 2K | 19 | Franklin Templeton Private Portfolio Group, LLC |
| MADDEN STEVEN LTD | COM | 2K | 42 | Franklin Templeton Private Portfolio Group, LLC |
| MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 8K | 856 | – |
| MANULIFE FINL CORP | COM | 45K | 2K | – |
| MARKEL GROUP INC | COM | 3K | 2 | Principal Global Investors LLC |
| MARTIN MARIETTA MATLS INC | COM | 2K | 4 | Principal Global Investors LLC |
| MASCO CORP | COM | 52K | 773 | – |
| MASTERBRAND INC | COMMON STOCK | 4K | 300 | – |
| MASTERCARD INCORPORATED | CL A | 154K | 350 | – |
| MATADOR RES CO | COM | 4K | 62 | Franklin Templeton Private Portfolio Group, LLC |
| MCDONALDS CORP | COM | 133K | 520 | – |
| MERCK & CO INC | COM | 77K | 625 | – |
| MERUS N V | COM | 3K | 53 | Franklin Templeton Private Portfolio Group, LLC |
| META PLATFORMS INC | CL A | 125K | 248 | – |
| METLIFE INC | COM | 5K | 69 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 2K | 24 | Principal Global Investors LLC |
| MICRON TECHNOLOGY INC | COM | 7K | 50 | – |
| MICROSOFT CORP | COM | 64M | 142K | – |
| MONDAY COM LTD | SHS | 5K | 21 | Franklin Templeton Private Portfolio Group, LLC |
| MONDELEZ INTL INC | CL A | 186K | 3K | – |
| MSCI INC | COM | 2K | 5 | Principal Global Investors LLC |
| NASDAQ INC | COM | 30K | 504 | – |
| NCINO INC | COM | 2K | 62 | Franklin Templeton Private Portfolio Group, LLC |
| NEOGENOMICS INC | COM NEW | 2K | 112 | Franklin Templeton Private Portfolio Group, LLC |
| NETAPP INC | COM | 6K | 50 | – |
| NETFLIX INC | COM | 226K | 335 | – |
| NEW YORK TIMES CO | CL A | 4K | 81 | Franklin Templeton Private Portfolio Group, LLC |
| NEXTERA ENERGY INC | COM | 15K | 208 | – |
| NIKE INC | CL B | 252K | 3K | – |
| NOKIA CORP | SPONSORED ADR | 102K | 27K | – |
| NORDSTROM INC | COM | 81K | 4K | – |
| NORFOLK SOUTHN CORP | COM | 50K | 235 | – |
| NORTHROP GRUMMAN CORP | COM | 33K | 75 | – |
| NUVEEN CHURCHILL DIRECT LEND | COM SHS | 10K | 564 | – |
| NVIDIA CORPORATION | COM | 709K | 6K | – |
| ODDITY TECH LTD | SHS CLASS A | 2K | 45 | Franklin Templeton Private Portfolio Group, LLC |
| OMEROS CORP | COM | 2K | 511 | – |
| ONEOK INC NEW | COM | 60K | 741 | – |
| ONTO INNOVATION INC | COM | 7K | 32 | Franklin Templeton Private Portfolio Group, LLC |
| ORACLE CORP | COM | 206K | 1K | – |
| OREILLY AUTOMOTIVE INC | COM | 6K | 6 | Principal Global Investors LLC |
| OTIS WORLDWIDE CORP | COM | 69K | 716 | – |
| PACCAR INC | COM | 319K | 3K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 507K | 20K | – |
| PARK-OHIO HLDGS CORP | COM | 5K | 200 | – |
| PAYCHEX INC | COM | 35K | 298 | – |
| PAYCOR HCM INC | COM | 2K | 132 | Franklin Templeton Private Portfolio Group, LLC |
| PAYMENTUS HOLDINGS INC | COM CL A | 3K | 176 | Franklin Templeton Private Portfolio Group, LLC |
| PEBBLEBROOK HOTEL TR | COM | 1K | 85 | Franklin Templeton Private Portfolio Group, LLC |
| PEPSICO INC | COM | 336K | 2K | – |
| PERFORMANCE FOOD GROUP CO | COM | 1K | 21 | Franklin Templeton Private Portfolio Group, LLC |
| PFIZER INC | COM | 53K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 230K | 2K | – |
| PHREESIA INC | COM | 3K | 122 | Franklin Templeton Private Portfolio Group, LLC |
| PIMCO ETF TR | 0-5 HIGH YIELD | 22K | 240 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 74K | 735 | – |
| PINNACLE FINL PARTNERS INC | COM | 3K | 32 | Franklin Templeton Private Portfolio Group, LLC |
| PRIVIA HEALTH GROUP INC | COM | 2K | 106 | Franklin Templeton Private Portfolio Group, LLC |
| PROCTER AND GAMBLE CO | COM | 498K | 3K | – |
| PROGRESSIVE CORP | COM | 2K | 11 | Principal Global Investors LLC |
| PROLOGIS INC. | COM | 3K | 27 | – |
| PRUDENTIAL FINL INC | COM | 4K | 75 | – |
| PUBLIC STORAGE OPER CO | COM | 75K | 260 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 31K | 420 | – |
| QUALCOMM INC | COM | 267K | 1K | – |
| RBC BEARINGS INC | COM | 3K | 12 | Franklin Templeton Private Portfolio Group, LLC |
| REALTY INCOME CORP | COM | 49K | 929 | – |
| RED ROCK RESORTS INC | CL A | 4K | 74 | Franklin Templeton Private Portfolio Group, LLC |
| REGENERON PHARMACEUTICALS | COM | 60K | 57 | Opal Advisors |
| REXFORD INDL RLTY INC | COM | 2K | 51 | Franklin Templeton Private Portfolio Group, LLC |
| RIO TINTO PLC | SPONSORED ADR | 23K | 348 | Opal Advisors |
| RIVIAN AUTOMOTIVE INC | COM CL A | 9K | 705 | – |
| ROPER TECHNOLOGIES INC | COM | 5K | 8 | Principal Global Investors LLC |
| ROYAL CARIBBEAN GROUP | COM | 16K | 100 | – |
| RTX CORPORATION | COM | 5K | 53 | – |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 3K | 420 | – |
| SALESFORCE INC | COM | 18K | 70 | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 2K | 11 | Principal Global Investors LLC |
| SCHLUMBERGER LTD | COM STK | 5K | 106 | – |
| SCHWAB CHARLES CORP | COM | 21K | 290 | Opal Advisors |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 9K | 140 | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 353K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 348K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 4K | 51 | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 5K | 68 | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 7K | 148 | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 1K | 40 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 2K | 58 | – |
| SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 2K | 44 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 95K | 2K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 16K | 242 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 697K | 11K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 768K | 10K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 7K | 153 | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 4K | 200 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 2K | 43 | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 1K | 28 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 5K | 59 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 57K | 391 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 25K | 324 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 25K | 138 | – |
| SELECT SECTOR SPDR TR | ENERGY | 7K | 72 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 41K | 1K | – |
| SELECT SECTOR SPDR TR | INDL | 23K | 192 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 140K | 620 | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 5K | 139 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 19K | 280 | – |
| SERVICENOW INC | COM | 4K | 5 | – |
| SHIFT4 PMTS INC | CL A | 3K | 40 | Franklin Templeton Private Portfolio Group, LLC |
| SILICON LABORATORIES INC | COM | 2K | 15 | Franklin Templeton Private Portfolio Group, LLC |
| SIMPLY GOOD FOODS CO | COM | 3K | 83 | Franklin Templeton Private Portfolio Group, LLC |
| SITIME CORP | COM | 4K | 31 | Franklin Templeton Private Portfolio Group, LLC |
| SMUCKER J M CO | COM NEW | 8K | 75 | – |
| SNOWFLAKE INC | CL A | 3K | 25 | – |
| SOLVENTUM CORP | COM SHS | 1K | 23 | – |
| SONOS INC | COM | 2K | 124 | Franklin Templeton Private Portfolio Group, LLC |
| SOUTHERN CO | COM | 81K | 1K | – |
| SOUTHWEST AIRLS CO | COM | 349K | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 865K | 2K | – |
| SPDR SER TR | AEROSPACE DEF | 37K | 265 | – |
| SPDR SER TR | PORTFOLIO LN TSR | 2K | 78 | – |
| SPDR SER TR | S&P BIOTECH | 19K | 200 | – |
| SPOTIFY TECHNOLOGY S A | SHS | 14K | 44 | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 33K | 532 | Opal Advisors |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 41K | 1K | – |
| STARBUCKS CORP | COM | 5M | 69K | – |
| STRATEGY SHS | NS 7HANDL IDX | 7K | 350 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 9K | 50 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 2K | 15 | – |
| TARGET CORP | COM | 4K | 25 | – |
| TCW ETF TRUST | TRANSFORM SYSTEM | 1M | 21K | – |
| TESLA INC | COM | 568K | 3K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 3K | 200 | – |
| TEXAS INSTRS INC | COM | 45K | 233 | – |
| TEXAS ROADHOUSE INC | COM | 4K | 21 | Franklin Templeton Private Portfolio Group, LLC |
| TEXTRON INC | COM | 38K | 447 | – |
| THE CIGNA GROUP | COM | 95K | 288 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 54K | 97 | – |
| TIMBERLAND BANCORP INC | COM | 173K | 6K | – |
| TRANSDIGM GROUP INC | COM | 18K | 14 | Principal Global Investors LLC |
| TRI POINTE HOMES INC | COM | 2K | 51 | Franklin Templeton Private Portfolio Group, LLC |
| TYLER TECHNOLOGIES INC | COM | 3K | 6 | Principal Global Investors LLC |
| UNION PAC CORP | COM | 81K | 359 | – |
| UNITED PARCEL SERVICE INC | CL B | 158K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 62K | 122 | – |
| US BANCORP DEL | COM NEW | 47K | 1K | Opal Advisors |
| VAIL RESORTS INC | COM | 1K | 7 | Principal Global Investors LLC |
| VANECK ETF TRUST | GOLD MINERS ETF | 5K | 154 | – |
| VANGARD INDEX FDS | S&P 500 ETF SHS | 64K | 127 | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 2K | 6 | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 15K | 150 | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 15K | 150 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 89K | 1K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 51K | 205 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 15K | 83 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 61K | 163 | – |
| VANGUARD INDEX FDS | VALUE ETF | 35K | 218 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 31K | 142 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 620K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 12K | 110 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 11K | 245 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 15K | 200 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 11K | 140 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 110K | 600 | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 10K | 168 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 14K | 281 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 207K | 2K | – |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 1M | 4K | – |
| VANGUARD WORLD FDS | FINANCIALS ETF | 7K | 75 | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 1M | 4K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 4M | 6K | – |
| VANGUARD WORLD FDS | MATERIALS ETF | 67K | 350 | – |
| VANGUARD WORLD FDS | UTILITIES ETF | 78K | 525 | – |
| VAXCYTE INC | COM | 2K | 23 | Franklin Templeton Private Portfolio Group, LLC |
| VENTAS INC | COM | 19K | 375 | – |
| VERALTO CORP | COM SHS | 19K | 194 | – |
| VERISIGN INC | COM | 2K | 9 | Principal Global Investors LLC |
| VERISK ANALYTICS INC | COM | 1K | 4 | Principal Global Investors LLC |
| VERIZON COMMUNICATIONS INC | COM | 63K | 2K | – |
| VIAVI SOLUTIONS INC | COM | 1K | 184 | Franklin Templeton Private Portfolio Group, LLC |
| VISA INC | COM CL A | 605K | 2K | – |
| VONTIER CORPORATION | COM | 6K | 154 | Franklin Templeton Private Portfolio Group, LLC |
| VULCAN MATLS CO | COM | 4K | 18 | Principal Global Investors LLC |
| WAFD INC | COM | 50K | 2K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 5K | 718 | – |
| WELLS FARGO CO NEW | COM | 25K | 427 | Opal Advisors |
| WELLTOWER INC | COM | 18K | 168 | – |
| WESTERN ALLIANCE BANCORP | COM | 1K | 19 | Franklin Templeton Private Portfolio Group, LLC |
| WESTERN ASSET EMERGING MKTS | COM | 16K | 2K | – |
| WESTERN ASSET GBL HIGH INC F | COM | 14K | 2K | – |
| WESTERN DIGITAL CORP | COM | 23K | 300 | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 59K | 2K | – |
| WINGSTOP INC | COM | 5K | 13 | Franklin Templeton Private Portfolio Group, LLC |
| WISDOMTREE TR | US AI ENHANCED | 136K | 1K | – |
| WISDOMTREE TR | CURRNCY INT EQ | 31K | 904 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 15K | 260 | – |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 2K | 180 | Franklin Templeton Private Portfolio Group, LLC |