Hedge Fund Database

NELSON CAPITAL MANAGEMENT, LLC

Adviser information for NELSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 586 $637.6M
Non-Discretionary 0 $0
Total 586 $637.6M

Clients

Type Number RAUM
Individuals 6 $810,519
HNW Individuals 165 $547.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $6.7M
Charitable organizations 14 $61.1M
State or municipal gov entities 0 $0
Other investment advisers <5 $21.3M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-62601
SEC ERA File Number 801-62601
SEC CIK Numbers 1512611
SEC CRD Numbers 129776
Legal Entity Identifier None

Principal Office

545 MIDDLEFIELD ROAD
SUITE 200
MENLO PARK
CA
United States
Monday - Friday, 7:30AM - 4:30 PM
Tel: (650) 322-4000, Fax: 650 322-4002

Websites

www.youtube.com/channel/ucyhfdt2xdvhj_7btqtszhma www.nelsoncap.com www.linkedin.com/company/822268 twitter.com/nelsonrobertsia www.facebook.com/nelsonrobertsinvestmentadvisors www.instagram.com/nelson_capital/?igshid=ymmymta2m2y%3d

Chief Compliance Officer

STEPHEN P. PHILPOTT
PRINCIPAL, MEMBER
545 MIDDLEFIELD ROAD
SUITE 200
MENLO PARK
CA
United States
Tel: (650) 322-4000
Fax: 650-322-4002
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NELSON, BROOKS, PHILLIPS Individual – PRESIDENT 12/2003 > 75%
PHILPOTT, STEPHEN, PATRICK Individual – MEMBER AND CHIEF COMPLIANCE OFFICER 01/2006 10-25%
SMOOT, DARCY, NELSON Individual – PRINCIPAL 12/2021 5-10%
Nelson, Evan, Philip Individual – PRINCIPAL 12/2021 5-10%

No. Employees, Historic

10502020202120222023202420258 on 3/16/20208 on 3/16/20208 on 3/17/20208 on 5/19/20208 on 11/9/20208 on 1/11/20218 on 2/25/20218 on 4/15/20218 on 11/12/20219 on 3/10/20229 on 6/2/202210 on 3/15/202310 on 3/19/2024

RAUM, Historic

700M350M0202020212022202320242025675268230 on 3/16/2020675268230 on 3/16/2020675268230 on 3/17/2020675268230 on 5/19/2020675268230 on 11/9/2020675268230 on 1/11/2021574552255 on 2/25/2021574552255 on 4/15/2021574552255 on 11/12/2021626079810 on 3/10/2022626079810 on 6/2/2022511391449 on 3/15/2023637647197 on 3/19/2024

No. Clients, Historic

3001500202020212022202320242025226 on 3/16/2020226 on 3/16/2020215 on 3/17/2020215 on 5/19/2020215 on 11/9/2020215 on 1/11/2021162 on 2/25/2021162 on 4/15/2021162 on 11/12/2021174 on 3/10/2022174 on 6/2/2022178 on 3/15/2023190 on 3/19/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 590K 6K –
ABBVIE INC COM 4M 25K –
ADOBE INC COM 4M 8K –
AGNICO EAGLE MINES LTD COM 4M 66K –
AIRBNB INC COM CL A 1M 8K –
ALPHABET INC CAP STK CL A 733K 4K –
ALPHABET INC CAP STK CL C 16M 89K –
AMAZON COM INC COM 12M 62K –
AMGEN INC COM 6M 18K –
APPLE INC COM 20M 97K –
AUTOMATIC DATA PROCESSING IN COM 322K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 509K 1K –
BOOKING HOLDINGS INC COM 4M 1K –
CARIBOU BIOSCIENCES INC COM 139K 85K –
CHEVRON CORP NEW COM 5M 35K –
CHUBB LIMITED COM 3M 10K –
CISCO SYS INC COM 6M 120K –
COCA COLA CO COM 2M 35K –
COMCAST CORP NEW CL A 3M 71K –
COSTCO WHSL CORP NEW COM 9M 11K –
CSX CORP COM 207K 6K –
DIAGEO PLC SPON ADR NEW 2M 16K –
DISNEY WALT CO COM 2M 22K –
ELI LILLY & CO COM 295K 326 –
EMERSON ELEC CO COM 3M 25K –
ENBRIDGE INC COM 284K 8K –
ENVIRI CORP COM 325K 38K –
EXXON MOBIL CORP COM 6M 52K –
GALLAGHER ARTHUR J & CO COM 4M 14K –
GENERAL MLS INC COM 2M 38K –
GLOBAL X FDS US PFD ETF 578K 29K –
GOLDMAN SACHS GROUP INC COM 317K 700 –
HOME DEPOT INC COM 3M 9K –
INTEL CORP COM 2M 50K –
INTERNATIONAL BUSINESS MACHS COM 239K 1K –
INTUIT COM 1M 2K –
INVESCO QQQ TR UNIT SER 1 412K 859 –
ISHARES INC MSCI EMRG CHN 11M 193K –
ISHARES TR CORE S&P SCP ETF 1M 12K –
ISHARES TR CORE S&P500 ETF 7M 12K –
ISHARES TR CYBERSECURITY 3M 72K –
ISHARES TR GL CLEAN ENE ETF 220K 16K –
ISHARES TR ISHS 1-5YR INVS 21M 401K –
ISHARES TR RUS 2000 GRW ETF 335K 1K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 34K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1M 26K –
JOHNSON & JOHNSON COM 807K 6K –
JPMORGAN CHASE & CO. COM 9M 44K –
KIMBERLY-CLARK CORP COM 205K 1K –
LAM RESEARCH CORP COM 479K 450 –
LINDE PLC SHS 6M 13K –
MASCO CORP COM 3M 39K –
MCDONALDS CORP COM 208K 815 –
MEDTRONIC PLC SHS 3M 39K –
MERCK & CO INC COM 4M 35K –
META PLATFORMS INC CL A 532K 1K –
MICROSOFT CORP COM 33M 74K –
MONDELEZ INTL INC CL A 204K 3K –
NUCOR CORP COM 495K 3K –
NVIDIA CORPORATION COM 123M 996K –
ORACLE CORP COM 1M 9K –
PALO ALTO NETWORKS INC COM 260K 767 –
PEPSICO INC COM 491K 3K –
PFIZER INC COM 3M 96K –
PROCTER AND GAMBLE CO COM 8M 51K –
QUALCOMM INC COM 10M 49K –
ROPER TECHNOLOGIES INC COM 5M 10K –
SALESFORCE INC COM 2M 7K –
SCHWAB CHARLES CORP COM 3M 37K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 67K –
SCHWAB STRATEGIC TR SHT TM US TRES 745K 15K –
SELECT SECTOR SPDR TR COMMUNICATION 2M 25K –
SELECT SECTOR SPDR TR ENERGY 1M 15K –
SELECT SECTOR SPDR TR FINANCIAL 2M 54K –
SELECT SECTOR SPDR TR INDL 15M 124K –
SELECT SECTOR SPDR TR RL EST SEL SEC 4M 96K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 11K –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 24K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 20K –
SELECT SECTOR SPDR TR SBI MATERIALS 959K 11K –
SELECT SECTOR SPDR TR TECHNOLOGY 10M 43K –
SHELL PLC SPON ADS 3M 36K –
SPDR GOLD TR GOLD SHS 2M 7K –
SPDR S&P 500 ETF TR TR UNIT 8M 14K –
SPDR SER TR PORTFOLIO SH TSR 21M 726K –
STRYKER CORPORATION COM 4M 12K –
TARGET CORP COM 259K 2K –
TE CONNECTIVITY LTD SHS 2M 15K –
TESLA INC COM 211K 1K –
THERMO FISHER SCIENTIFIC INC COM 5M 8K –
TJX COS INC NEW COM 5M 45K –
UNITED PARCEL SERVICE INC CL B 201K 1K –
UNITEDHEALTH GROUP INC COM 5M 10K –
VANGUARD INDEX FDS S&P 500 ETF SHS 289K 577 –
VANGUARD INDEX FDS SMALL CP ETF 18M 82K –
VANGUARD INDEX FDS TOTAL STK MKT 372K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 6M 149K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 22M 446K –
VANGUARD WORLD FD UTILITIES ETF 8M 55K –
VERIZON COMMUNICATIONS INC COM 2M 60K –
VISA INC COM CL A 8M 29K –
WALMART INC COM 380K 6K –
WELLS FARGO CO NEW COM 319K 5K –
WISDOMTREE TR US HIGH DIVIDEND 446K 5K –
XYLEM INC COM 3M 21K –