AFFINITY FINANCIAL ADVISORS
AFA INC. Legal Name
Adviser information for AFFINITY FINANCIAL ADVISORS last updated from Form ADV on February 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,278 | $466.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2,278 | $466.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 930 | $145.1M |
| HNW Individuals | 210 | $292.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.5M |
| Charitable organizations | <5 | $25,191 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $22.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-62611 |
|---|---|
| SEC ERA File Number | 801-62611 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114412 |
| Legal Entity Identifier | None |
Principal Office
3705 CLINTON PARKWAYSUITE 200
LAWRENCE
KS
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 785-841-4664, Fax: 785-841-7719
Websites
www.facebook.com/mcdanielknutson/
twitter.com/mcdanielknutson
www.affinityfinancialadvisors.com
www.mcdanielknutson.com
www.youtube.com/results?search_query=mcdaniel+knutson+financial+partners
www.facebook.com/pfadvisor
twitter.com/phillipsfinance
www.instagram.com/phillipsfinancialadvisors/
www.linkedin.com/company/phillips-financial-advisors/
phillipsfinancialadvisors.com
www.linkedin.com/company/mcdaniel-knutson-financial-partners
ryansmithfinancial.com
Chief Compliance Officer
KAREY CHESTER
CHIEF OPERATIONS OFFICER
3705 CLINTON PARKWAY
SUITE 200
LAWRENCE
KS
United States
Tel:
785 841-4664
Fax:
785 841-7719
K****@******************M
(Full email address available in API data)
Regulatory Contact
VICTORIA BOGNER
CHIEF EXECUTIVE OFFICER
3705 CLINTON PARKWAY
SUITE 200
LAWRENCE
KS
United States
Tel:
785 841-4664
Fax:
785 841-7719
V*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDANIEL, JUDITH, LYNN | Individual | – | SECRETARY | 04/2019 | 10-25% |
| CHESTER, KAREY, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |
| KNUTSON, PETER, DOUGLAS | Individual | – | PRESIDENT | 04/2019 | 25-50% |
| BOGNER, VICTORIA, MARIE | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2019 | 25-50% |
| McDaniel, Wayne, Logan | Individual | – | TREASURER, CHIEF FINANCIAL OFFICER | 04/2019 | < 5% |
| MOORE, JAMES, M | Individual | – | SHAREHOLDER | 01/2021 | 10-25% |