LISANTI CAPITAL GROWTH LLC
Adviser information for LISANTI CAPITAL GROWTH LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $438.5M |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $438.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $2.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $31.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $38.8M |
| Pension and profit sharing plans | <5 | $8.5M |
| Charitable organizations | 5 | $107.5M |
| State or municipal gov entities | 15 | $250.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
Identifiers
| SEC RIA File Number | 801-62639 |
|---|---|
| SEC ERA File Number | 801-62639 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130023 |
| Legal Entity Identifier | None |
Principal Office
777 THIRD AVENUE14TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 332-262-3100, Fax: 212-937-2086
Websites
Chief Compliance Officer
MONIQUE SCHULMAN
777 THIRD AVENUE
14TH FLOOR
NEW YORK
NY
United States
Tel:
332-262-3100
Fax:
212-937-2086
M***************@************M
(Full email address available in API data)
Regulatory Contact
MARY LISANTI
PRESIDENT
777 THIRD AVENUE
14TH FLOOR
NEW YORK
NY
United States
Tel:
332-262-3100
Fax:
212-937-2086
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| DCM ADVISORS, LLC | Other investment adviser, including financial planners |
| DINOSAUR FINANCIAL GROUP, L.L.C | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LISANTI, MARY | Individual | – | PRESIDENT/MANAGING MEMBER | 04/2016 | 50-75% |
| SCHULMAN, MONIQUE | Individual | – | CCO | 04/2016 | < 5% |
| DINOSAUR GROUP HOLDINGS LLC | Domestic Entity | – | OWNER | 08/2017 | 25-50% |
| GROSSMAN, GLENN, ANDREW | Individual | DINOSAUR GROUP HOLDINGS LLC | MANAGING MEMBER | 01/2007 | 25-50% |