THE RETIREMENT PLANNING GROUP, LLC
Adviser information for THE RETIREMENT PLANNING GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,793 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 6,793 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,314 | $344.7M |
| HNW Individuals | 640 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Principal Office
4811 W. 136TH STREETLEAWOOD
KS
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 913-498-8898, Fax: 913-498-8897
Chief Compliance Officer
ALEXIS BARLING
4811 W. 136TH STREET
LEAWOOD
KS
United States
Tel:
913-498-8898
Fax:
913-498-8897
L****@**********************M
(Full email address available in API data)
Industry Affiliates
| ASSOCIATES IN EXCELLENCE, INC. | Pension consultant |
| AVANTAX ADVISORY SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
| AVANTAX INVESTMENT SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institutionInsurance company or agency |
| AVANTAX PLANNING PARTNERS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersAccountant or accounting firmInsurance company or agency |
| CETERA ADVISOR NETWORKS INSURANCE SERVICES LLC | Insurance company or agency |
| CETERA ADVISOR NETWORKS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| CETERA ADVISORS INSURANCE SERVICES LLC | Insurance company or agency |
| CETERA ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorInsurance company or agencyPension consultant |
| CETERA ADVISORY SERVICES LLC | Other investment adviser, including financial planners |
| CETERA FINANCIAL SPECIALISTS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| CETERA INSURANCE AGENCY LLC | Insurance company or agency |
| CETERA INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| CETERA INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersRegistered municipal advisor |
| CETERA INVESTMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| FASI INSURANCE SERVICES, INC | Insurance company or agency |
| FASI OF TX, INC. | Insurance company or agency |
| FIRST ALLIED RETIREMENT SERVICES, INC. | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSTELLO, RYAN, PATRICK | Individual | – | PRESIDENT | 02/2004 | < 5% |
| CONARD, KEVIN, MORRIS | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2004 | < 5% |
| BARLING, ALEXIS, DIANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |
| JAEGERS, KEVIN, MATTHEW | Individual | – | CHIEF OPERATING OFFICER | 06/2016 | < 5% |
| BOUFFARD, CHRISTOPHER, M | Individual | – | CHIEF INVESTMENT OFFICER | 09/2021 | < 5% |
| ARETEC GROUP, INC | Domestic Entity | – | SOLE MEMBER | 05/2023 | > 75% |
| BURCHARD, MICHELLE, RENEE | Individual | – | DIRECTOR OF HR & CLIENT SERVICES | 03/2020 | < 5% |
| STRIEGEL, MATTHEW, ALLEN | Individual | – | DIRECTOR OF FINANCE & ACCOUNTING | 12/2021 | < 5% |
| CROWTHER, LUKE, AARON | Individual | – | DIRECTOR OF TAX | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 275K | 3K | – |
| ABBVIE INC | COM | 796K | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 583K | 4K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| ALPS ETF TR | ALERIAN MLP | 365K | 8K | – |
| ALTO INGREDIENTS INC | COM | 21K | 15K | – |
| ALTRIA GROUP INC | COM | 725K | 16K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| AMGEN INC | COM | 272K | 869 | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 122M | 3M | – |
| AON PLC | SHS CL A | 261K | 889 | – |
| APPLE INC | COM | 22M | 102K | – |
| AT&T INC | COM | 251K | 13K | – |
| BANK AMERICA CORP | COM | 202K | 5K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 604K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
| BLACKROCK 2037 MUNICIPAL TAR | COM | 2M | 73K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 1M | 28K | – |
| BLOCK H & R INC | COM | 213K | 4K | – |
| BROADCOM INC | COM | 382K | 238 | – |
| CANADIAN NATL RY CO | COM | 254K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 4M | 47K | – |
| CATERPILLAR INC | COM | 367K | 1K | – |
| CAVA GROUP INC | COM | 816K | 9K | – |
| CBOE GLOBAL MKTS INC | COM | 238K | 1K | – |
| CELSIUS HLDGS INC | COM NEW | 408K | 7K | – |
| CISCO SYS INC | COM | 643K | 14K | – |
| CLEARWAY ENERGY INC | CL A | 648K | 29K | – |
| CLOROX CO DEL | COM | 304K | 2K | – |
| COPART INC | COM | 298K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 28M | 33K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 3M | 93K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 2M | 36K | – |
| DISNEY WALT CO | COM | 358K | 4K | – |
| EA SERIES TRUST | FREEDOM 100 EM | 63M | 2M | – |
| EATON VANCE NATL MUN OPPORT | COM SHS | 2M | 90K | – |
| ELEVANCE HEALTH INC | COM | 201K | 371 | – |
| ETF SER SOLUTIONS | CLEARSHS ULTRA | 1M | 13K | – |
| ETFIS SER TR I | VIRTUS NEWFLEET | 16M | 722K | – |
| EVERGY INC | COM | 1M | 24K | – |
| EXXON MOBIL CORP | COM | 963K | 8K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 9M | 190K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 932K | 16K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 888K | 13K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 569K | 3K | – |
| FIDELITY COVINGTON TRUST | SML MID MLTFCT | 80M | 2M | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 21M | 466K | – |
| FIRST HAWAIIAN INC | COM | 683K | 33K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 868K | 8K | – |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 622K | 9K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 426K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 339K | 14K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 469K | 9K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 672K | 16K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 5M | 215K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 382K | 9K | – |
| FORTINET INC | COM | 383K | 6K | – |
| FRANKLIN TEMPLETON ETF TR | FRANKLN SWZLND | 264K | 8K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE CANADA | 320K | 10K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE UNTD KGDM | 433K | 16K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 45M | 1M | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 8M | 267K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 3M | 93K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 110M | 1M | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 472K | 32K | – |
| HEALTHPEAK PROPERTIES INC | COM | 593K | 30K | – |
| HENRY JACK & ASSOC INC | COM | 958K | 6K | – |
| HOME DEPOT INC | COM | 729K | 2K | – |
| HONEYWELL INTL INC | COM | 248K | 1K | – |
| INNOVATIVE INDL PPTYS INC | COM | 913K | 8K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 346K | 10K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 974K | 29K | – |
| INNOVATOR ETFS TRUST | US EQTY BUF NOV | 327K | 9K | – |
| INNOVATOR ETFS TRUST | US EQTY BUF SEP | 409K | 10K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR MAR | 6M | 129K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR MAY | 1M | 29K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 831K | 23K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 756K | 20K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 284K | 8K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 309K | 9K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 434K | 11K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 607K | 18K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 220K | 6K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 4M | 78K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 2M | 47K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 313K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 129M | 1M | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL STP | 380K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 696K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 15M | 31K | – |
| ISHARES INC | MSCI EM ASIA ETF | 842K | 12K | – |
| ISHARES INC | MSCI EMRG CHN | 8M | 132K | – |
| ISHARES INC | MSCI WORLD ETF | 1M | 8K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 1M | 14K | – |
| ISHARES TR | BLACKROCK ULTRA | 342K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 269K | 4K | – |
| ISHARES TR | CORE MSCI INTL | 2M | 27K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 17K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 10K | – |
| ISHARES TR | CORE S&P TTL STK | 7M | 61K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | CORE US AGGBD ET | 584K | 6K | – |
| ISHARES TR | EXPANDED TECH | 1M | 15K | – |
| ISHARES TR | GLOBAL ENERG ETF | 295K | 7K | – |
| ISHARES TR | ISHARES SEMICDTR | 3M | 14K | – |
| ISHARES TR | MORNINGSTAR GRWT | 3M | 37K | – |
| ISHARES TR | MRGSTR MD CP VAL | 2M | 23K | – |
| ISHARES TR | MSCI INTL QUALTY | 82M | 2M | – |
| ISHARES TR | MSCI USA MIN VOL | 2M | 22K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 9K | – |
| ISHARES TR | RUS 1000 ETF | 885K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 612K | 2K | – |
| ISHARES TR | RUS MD CP GR ETF | 208K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 677K | 8K | – |
| ISHARES TR | RUSSELL 2000 ETF | 586K | 3K | – |
| ISHARES TR | RUSSELL 3000 ETF | 1M | 4K | – |
| ISHARES TR | S&P 500 GRWT ETF | 5M | 59K | – |
| ISHARES TR | S&P MC 400GR ETF | 3M | 29K | – |
| ISHARES TR | SELECT DIVID ETF | 964K | 8K | – |
| ISHARES TR | SHORT TREAS BD | 1M | 13K | – |
| ISHARES TR | TRS FLT RT BD | 741K | 15K | – |
| ISHARES TR | U S EQUITY FACTR | 501K | 9K | – |
| ISHARES TR | U.S. ENERGY ETF | 315K | 7K | – |
| ISHARES TR | U.S. FINLS ETF | 247K | 3K | – |
| ISHARES TR | U.S. REAL ES ETF | 206K | 2K | – |
| ISHARES TR | U.S. UTILITS ETF | 235K | 3K | – |
| ISHARES TR | US CONSUM DISCRE | 918K | 11K | – |
| ISHARES TR | US TELECOM ETF | 406K | 19K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 602K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 2M | 51K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 46K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 2M | 40K | – |
| J P MORGAN EXCHANGE TRADED F | US VALUE FACTR | 5M | 132K | – |
| JOHNSON & JOHNSON | COM | 827K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KROGER CO | COM | 252K | 5K | – |
| LOCKHEED MARTIN CORP | COM | 269K | 576 | – |
| MATSON INC | COM | 239K | 2K | – |
| META PLATFORMS INC | CL A | 594K | 1K | – |
| MICROSOFT CORP | COM | 8M | 18K | – |
| MUELLER WTR PRODS INC | COM SER A | 260K | 15K | – |
| NEOS ETF TRUST | NEOS ENH INC 1-3 | 66M | 1M | – |
| NVIDIA CORPORATION | COM | 1M | 11K | – |
| OCCIDENTAL PETE CORP | COM | 255K | 4K | – |
| ONEOK INC NEW | COM | 906K | 11K | – |
| ORACLE CORP | COM | 425K | 3K | – |
| PACER FDS TR | US CASH COWS 100 | 26M | 486K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 494K | 20K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 4M | 72K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 5M | 60K | – |
| PIMCO ETF TR | MULTISECTOR BD | 48M | 2M | – |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 2M | 41K | – |
| PROCTER AND GAMBLE CO | COM | 651K | 4K | – |
| QUALCOMM INC | COM | 269K | 1K | – |
| ROYAL GOLD INC | COM | 751K | 6K | – |
| SCHWAB CHARLES CORP | COM | 694K | 9K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 367K | 14K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 673K | 10K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 4M | 104K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 4M | 81K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 114M | 2M | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 758K | 10K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 3M | 29K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 2M | 23K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 1M | 19K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 756K | 10K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 527K | 6K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 23K | – |
| SELECT SECTOR SPDR TR | INDL | 743K | 6K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 23K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 39K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 7M | 47K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 11K | – |
| SIMPLIFY EXCHANGE TRADED FUN | VOLATILITY PREM | 436K | 19K | – |
| SOUTHERN CO | COM | 414K | 5K | – |
| SPDR GOLD TR | GOLD SHS | 4M | 17K | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 1M | 26K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 327K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 636K | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 238K | 444 | – |
| SPDR SER TR | AEROSPACE DEF | 6M | 40K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 201K | 2K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 9M | 330K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 287K | 4K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 3M | 64K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 307K | 7K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 680K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 19M | 380K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 298K | 4K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 310K | 4K | – |
| STAG INDL INC | COM | 2M | 66K | – |
| TESLA INC | COM | 237K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 247K | 446 | – |
| TOUCHSTONE ETF TRUST | SECURITIZED INCO | 1M | 53K | – |
| TOUCHSTONE ETF TRUST | ULTRA SHORT INCM | 4M | 166K | – |
| UNIVERSAL HLTH SVCS INC | CL B | 335K | 2K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 2M | 5K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 428K | 6K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 63M | 879K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 18M | 49K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 263K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 13K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 26K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 41M | 82K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 705K | 4K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7M | 25K | – |
| VANGUARD INDEX FDS | VALUE ETF | 10M | 61K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 404K | 7K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 42K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 390K | 3K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 44K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 7M | 119K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 730K | 9K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 470K | 2K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 125M | 683K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 866K | 14K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 342K | 7K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 207K | 3K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 3M | 13K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 1M | 10K | – |
| VANGUARD WORLD FD | INF TECH ETF | 3M | 5K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 433K | 2K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 433K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 851K | 21K | – |
| VISA INC | COM CL A | 579K | 2K | – |
| WALMART INC | COM | 1M | 19K | – |
| WISDOMTREE TR | INTRST RATE HDGE | 735K | 33K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 4M | 56K | – |