MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	7

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,641	$824.9M
Non-Discretionary	238	$64.1M
Total	1,879	$889.0M

Clients

Type	Number	RAUM
Individuals	1,241	$255.5M
HNW Individuals	528	$500.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	74	$37.6M
Charitable organizations	19	$79.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	<5	$680,144
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	16	$14.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	221.1M
Both for Same	0

Portfolio Manager to Program	Sponsor
OSM-OUTSIDE MANAGER PLATFORM	RAYMOND JAMES FINANCIAL, INC.
SEPARATE ACCOUNT NETWORK	FIDELITY BROKERAGE SERVICES, LLC
SEPARATELY MANAGED ACCOUNT	WEDBUSH SECURITIES INC.
MAP PROGRAM	RBC WEALTH MANAGEMENT
STIFEL MANAGED ASSET PROGRAM	STIFEL FINANCIAL CORP
CONSULTING SOLUTIONS	RBC WEALTH MANAGEMENT
CONSULTING AND EVALUTION SERVICES	MORGAN STANLEY
PRIVATE ADVISOR NETWORK	WELLS FARGO & COMPANY
AMERIPRISE SELECT SEPARATE ACCOUNT PROGRAM	AMERIPRISE FINANCIAL
CLIENT SELECT MANAGER	ROBERT W. BAIRD & CO. INCORPORATED
MASTERS INVESTMENT CONSULTING SERVICES	WELLS FARGO & COMPANY
MAC	UBS FINANCIAL SERVICES

Identifiers

SEC RIA File Number	801-62669
SEC ERA File Number	801-62669
SEC CIK Numbers	1317253
SEC CRD Numbers	129963
Legal Entity Identifier	None

Principal Office

80 SOUTH 8TH STREET
SUITE 2825
MINNEAPOLIS
MN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic