HUNTLEIGH ADVISORS, INC.
Adviser information for HUNTLEIGH ADVISORS, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 53 |
| Registered Broker-Dealer Representatives | 49 |
| Registered State Investment Advisers | 53 |
| Licensed Agents of an Insurance Company | 40 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,408 | $444.3M |
| Non-Discretionary | 14 | $1.2M |
| Total | 1,422 | $445.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,309 | $270.5M |
| HNW Individuals | 78 | $153.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 13 | $8.8M |
| State or municipal gov entities | <5 | $6.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $6.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMSOLICITOR/THIRD PARTY MANAGER FEES |
Identifiers
| SEC RIA File Number | 801-62677 |
|---|---|
| SEC ERA File Number | 801-62677 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113412 |
| Legal Entity Identifier | None |
Principal Office
7800 FORSYTH BLVD.5TH FLOOR
ST. LOUIS
MO
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 314-236-2400, Fax: 314-236-2402
Websites
Chief Compliance Officer
CHRISTOPHER C. OCONNELL
CHIEF COMPLIANCE OFFICER
7800 FORSYTH BLVD 5TH FLOOR
SAINT LOUIS
MO
United States
Tel:
314-236-8888
Fax:
314-236-2402
C********@******************M
(Full email address available in API data)
Regulatory Contact
NICOLE GILBERT
7800 FORSYTH BLVD
5TH FLOOR
SAINT LOUIS
MO
United States
Tel:
314-236-2213
Fax:
314-236-2427
N*******@*********M
(Full email address available in API data)
Industry Affiliates
| HUNTLEIGH SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| K. W. CHAMBERS & CO. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAMBERS, ROBERT, LEWIS | Individual | – | MANAGING DIRECTOR | 11/2000 | > 75% |
| O'CONNELL, CHRISTOPHER, CORY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2006 | < 5% |
| ROWAN, MICHAEL, BARRY | Individual | – | PRESIDENT SHAREHOLDER | 10/2010 | 10-25% |