CHILTON INVESTMENT COMPANY, INC.
Adviser information for CHILTON INVESTMENT COMPANY, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $79.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $622.4M |
| Pension and profit sharing plans | <5 | $207.3M |
| Charitable organizations | <5 | $214.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $143.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-62678 |
|---|---|
| SEC ERA File Number | 801-62678 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120107 |
| Legal Entity Identifier | QB6ND4QUUIF2DWNYD688 |
Principal Office
1290 EAST MAIN STREET1ST FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 203-352-4000, Fax: (646) 443-7701
Chief Compliance Officer
PETER SUNIL KIM
MANAGING DIRECTOR-GENERAL COUNSEL-CHIEF COMPLIANCE OFFICER
1290 EAST MAIN STREET
1ST FLOOR
STAMFORD
CT
United States
Tel:
(203) 352-4000
Fax:
(646) 443-7701
P***@*************M
(Full email address available in API data)
Regulatory Contact
NICOLE LIONETTI
VP, SENIOR COMPLIANCE OFFICER
1290 EAST MAIN STREET
1ST FLOOR
STAMFORD
CT
United States
Tel:
(203) 352-4000
Fax:
(646) 443-7701
L********@*************M
(Full email address available in API data)
Industry Affiliates
| CHILTON INVESMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| CHILTON INVESTMENT SERVICES, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CHILTON TRUST COMPANY, NATIONAL ASSOCIATION | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHILTON INVESTMENT PARTNERS, L.P. | Hedge Fund | $283.2M | $1.0M | 29 |
| CHILTON OPPORTUNITY TRUST, L.P. | Hedge Fund | $79.1M | $1.0M | 50 |
| CHILTON SMALL CAP & MID CAP PARTNERS, L.P. | Hedge Fund | $26.2M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURR, ANDREW, EDWARDS | Individual | – | EXECUTIVE VICE PRESIDENT, DIRECTOR OF TRADING | 02/2017 | < 5% |
| CHILTON, RICHARD, LOCKWOOD | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, DIRECTOR | 05/2005 | < 5% |
| FOSTER, JENNIFER, LEAHY | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | 05/2005 | < 5% |
| CHILTON, RICHARD, LOCKWOOD | Individual | BIRCHWOOD INVESTMENT COMPANY, INC. | SHAREHOLDER | 04/1992 | 25-50% |
| KIM, PETER, SUNIL | Individual | – | MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| CHILTON INVESTMENT COMPANY, LLC | Domestic Entity | – | SOLE SHAREHOLDER | 05/2022 | > 75% |
| BIRCHWOOD INVESTMENT COMPANY, INC. | Domestic Entity | CHILTON INVESTMENT COMPANY, LLC | SHAREHOLDER | 05/2005 | > 75% |
| WEISSMAN, ROSS, MICHAEL | Individual | – | MANAGING DIRECTOR - CHIEF FINANCIAL OFFICER | 08/2023 | < 5% |