HINDS FINANCIAL GROUP INC
Adviser information for HINDS FINANCIAL GROUP INC last updated from Form ADV on November 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 611 | $414.2M |
| Non-Discretionary | 14 | $7.1M |
| Total | 625 | $421.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $45.9M |
| HNW Individuals | 94 | $312.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $409,489 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $63.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-62684 |
|---|---|
| SEC ERA File Number | 801-62684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129971 |
| Legal Entity Identifier | None |
Principal Office
141 UNION BLVD.SUITE 350
LAKEWOOD
CO
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 303-985-9889, Fax: 303-985-0146
Chief Compliance Officer
JONATHAN KELLEY
VICE PRESIDENT
141 UNION BLVD.
SUITE 350
LAKEWOOD
CO
United States
Tel:
303-985-9889
Fax:
303-985-0146
J******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HINDS, CYNTHIA, KELLEY | Individual | – | SECRETARY/ADVISOR/PARTNER | 12/2003 | 25-50% |
| KELLEY, JONATHAN, RUSSELL | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 12/2003 | 50-75% |