PGIM QUANTITATIVE SOLUTIONS
PGIM QUANTITATIVE SOLUTIONS LLC Legal Name
Adviser information for PGIM QUANTITATIVE SOLUTIONS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 173 |
|---|---|
| Investment Advisory/Research | 59 |
| Registered Broker-Dealer Representatives | 18 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $93.4B |
| Non-Discretionary | 0 | $0 |
| Total | 170 | $93.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 35 | $74.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $3.1B |
| Pension and profit sharing plans | 12 | $1.8B |
| Charitable organizations | 2 | $223.3M |
| State or municipal gov entities | 6 | $2.1B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 4 | $11.0B |
| Sovereign wealth funds and foreign official institutions | 1 | $323.9M |
| Corporations or other businesses | 1 | $271.8M |
| Other | 1 | $253.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
655 BROAD STREETNEWARK
NJ
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 973-367-4653, Fax: 0
Chief Compliance Officer
DAWN PALLITTO
655 BROAD STREET
NEWARK
NJ
United States
Tel:
(973) 802-3675
D************@*******M
(Full email address available in API data)
Industry Affiliates
| AST INVESTMENT SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| JENNISON ASSOCIATES | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KEYNES DYNAMIC BETA STRATEGY (US) FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PGIM (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| PGIM CUSTOM HARVEST LLC | Other investment adviser, including financial planners |
| PGIM DC SOLUTIONS | Other investment adviser, including financial planners |
| PGIM FINANCIAL LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PGIM INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM JAPAN CO. LTD. | Other investment adviser, including financial planners |
| PGIM LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM NETHERLANDS B.V. | Other investment adviser, including financial planners |
| PGIM PORTFOLIO ADVISORY | Other investment adviser, including financial planners |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM REAL ESTATE ADVISORS LLC | Other investment adviser, including financial planners |
| PGIM SITE | Other investment adviser, including financial planners |
| PGIM WADHWANI LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| PRUDENTIAL SELECT STRATEGIES LLC | Other investment adviser, including financial planners |
| PRUDENTIAL TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PGIM QUANT SOLUTIONS EMERGING MARKETS EX CHINA CORE EQUITY FUND OF THE PRUDENTIAL TRUST COMPANY INST | TRUST COMPANY COLLECTIVE INVESTMENT FUND | $0.0M | $5.0M | 0 |
| PGIM QUANT SOLUTIONS EMERGING MARKETS SMALL CAP EQUITY FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUT | TRUST COMPANY COLLECTIVE INVESTMENT FUND | $0.0M | $5.0M | 0 |
| PGIM QUANT SOLUTIONS S&P 500 INDEX FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUST | TRUST COMPANY COLLECTIVE INVESTMENT FUND | $85.3M | $5.0M | 3 |
| PGIM QUANT SOLUTIONS US SMALL-CAP CORE EQUITY FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUS | TRUST COMPANY COLLECTIVE INVESTMENT FUND | $139.6M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PGIM, INC. | Domestic Entity | – | MEMBER | 11/2003 | > 75% |
| PGIM HOLDING COMPANY LLC | Domestic Entity | PGIM, INC. | SHAREHOLDER | 06/2000 | > 75% |
| PRUDENTIAL FINANCIAL, INC. | Domestic Entity | PGIM HOLDING COMPANY LLC | SHAREHOLDER | 12/2001 | > 75% |
| HUNT, DAVID, ALEXANDER | Individual | – | MEMBER, BOARD OF MANAGERS | 11/2011 | < 5% |
| GIBSON, LINDA, TILTON | Individual | – | PRESIDENT, CEO & CHAIRMAN, BOARD OF MANAGERS | 07/2019 | < 5% |
| Parangi, Mahsa | Individual | – | CHIEF LEGAL OFFICER | 04/2020 | < 5% |
| Patterson, George, Nicholas | Individual | – | CHIEF INVESTMENT OFFICER | 07/2020 | < 5% |
| KLOCZKOWSKI, ADAM | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CONTROLLER | 09/2020 | < 5% |
| PALLITTO, DAWN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| CARROLL, BRIAN, JAMES | Individual | – | MEMBER, BOARD OF MANAGERS | 12/2021 | < 5% |