Hedge Fund Database

FINANCIAL SYMMETRY INC.

FINANCIAL SYMMETRY INCORPORATED Legal Name

Adviser information for FINANCIAL SYMMETRY INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,870 $562.5M
Non-Discretionary 1,729 $441.9M
Total 4,599 $1.0B

Clients

Type Number RAUM
Individuals 369 $167.8M
HNW Individuals 390 $835.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-62698
SEC ERA File Number 801-62698
SEC CIK Numbers 2004843
SEC CRD Numbers 118443
Legal Entity Identifier None

Principal Office

5438 WADE PARK BLVD
SUITE 310
RALEIGH
NC
United States
Monday - Friday, 9:30 AM TO 4:30 PM
Tel: 919-851-8200, Fax: 888-494-7878

Websites

www.financialsymmetry.com clientcenter.financialsymmetry.com www.linkedin.com/company/financial-symmetry-inc- www.facebook.com/financialsymmetry/ twitter.com/teamfsinc directory.libsyn.com/shows/view/id/87939 www.instagram.com/teamfsinc/ www.youtube.com/c/financialsymmetryincraleigh/

Chief Compliance Officer

WILLIAM RAMSAY
5438 WADE PARK BLVD SUITE 310
RALEIGH
NC
United States
Tel: 919-851-8200
(Full email address available in API data)

Regulatory Contact

HEATHER GUDAC
COO
5438 WADE PARK BLVD SUITE 310
RALEIGH
NC
United States
Tel: 919-851-8200
Fax: 888-494-7878
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAMSAY, WILLIAM, ALEXANDER Individual – PRESIDENT- CHIEF COMPLIANCE OFFICER 06/2001 10-25%
SMITH, MICHEAL, C Individual – PRINCIPAL 04/2006 10-25%
BERGER, ALLISON, MARIE Individual – PRINCIPAL 01/2008 10-25%
HOLT, WILLIAM, DOUGLAS Individual – PRINCIPAL 11/2009 10-25%
EKLUND, MICHAEL, BARRY Individual – PRINCIPAL 03/2015 10-25%
GUDAC, HEATHER, SUE Individual – SECRETARY, COO 04/2014 < 5%
HENDRICKS, CAMERON, HILL Individual – PRINCIPAL 04/2016 5-10%
KVANTAS, GRACE, ROOTH Individual – PRINCIPAL 01/2019 < 5%
Blazek, Grayson, Edward Individual – PRINCIPAL 01/2020 < 5%
Modlin, Haley, Jo Individual – PRINCIPAL 01/2022 < 5%
Keeley-White, Angela, Rose Individual – PRINCIPAL 03/2023 < 5%
Tickle, Colton, Morgan Individual – PRINCIPAL 03/2023 < 5%
Billingsley, Darian, Chantel Individual – PRINCIPAL 03/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202514 on 8/22/201914 on 8/22/201917 on 4/1/202017 on 6/30/202017 on 9/1/202017 on 11/9/202017 on 2/5/202124 on 3/31/202124 on 4/9/202126 on 3/31/202226 on 1/12/202326 on 2/3/202327 on 3/31/202327 on 4/3/202327 on 5/11/202327 on 5/11/202327 on 6/29/202327 on 6/29/202329 on 3/25/202429 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025447438179 on 8/22/2019447438179 on 8/22/2019478080490 on 4/1/2020478080490 on 6/30/2020478080490 on 9/1/2020478080490 on 11/9/2020478080490 on 2/5/2021664733649 on 3/31/2021664733649 on 4/9/2021812657352 on 3/31/2022812657352 on 1/12/2023812657352 on 2/3/2023807615757 on 3/31/2023807615757 on 4/3/2023807615757 on 5/11/2023807615757 on 5/11/2023807615757 on 6/29/2023807615757 on 6/29/20231004433560 on 3/25/20241004433560 on 3/27/2024

No. Clients, Historic

80040002019202020212022202320242025496 on 8/22/2019496 on 8/22/2019519 on 4/1/2020519 on 6/30/2020519 on 9/1/2020519 on 11/9/2020519 on 2/5/2021565 on 3/31/2021565 on 4/9/2021646 on 3/31/2022646 on 1/12/2023646 on 2/3/2023705 on 3/31/2023705 on 4/3/2023705 on 5/11/2023705 on 5/11/2023705 on 6/29/2023705 on 6/29/2023760 on 3/25/2024760 on 3/27/2024

Holdings

From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
DFA World Ex U S Core Equity 2 Etf COM 34M 1M –
DFA ETF Tr US Core Equity 2 ETF COM 33M 1M –
Vanguard Total World Stock ETF COM 8M 70K –
DFA Emerging Markets Core 2 ETF COM 8M 290K –
Avantis US Equity ETF COM 6M 63K –
Avantis International Equity ETF COM 5M 84K –
DFA International Small Cap Value ETF COM 4M 162K –
Avantis Emerging Markets Equity ETF COM 3M 55K –
DFA International Core Equity 2 ETF COM 3M 115K –
Apple Computer Inc COM 2M 12K –
DFA Emerging Core Equity ETF COM 2M 92K –
Dimensional US Small Cap Value ETF COM 2M 83K –
DFA International Core Equity ETF COM 2M 68K –
iShares S&P 500 COM 2M 3K –
Vanguard Total International Stock ETF COM 2M 26K –
DFA Core Fixed Income ETF COM 2M 36K –
Vanguard Total Stock Market ETF COM 1M 4K –
Microsoft Corp COM 859K 2K –
Netflix Inc Com COM 764K 1K –
DFA US Core Equity ETF COM 745K 20K –
Nvidia Corp COM 677K 5K –
Amazon Com Inc COM 614K 3K –
Broadcom Inc Com COM 599K 373 –
Tesla Motors Inc. COM 397K 2K –
DFA ETF Tr US Target Value ETF COM 376K 7K –
Avantis US Small Cap Value ETF COM 361K 4K –
Cisco Systems Inc COM 355K 7K –
Vertex Pharm Inc COM 354K 755 –
Dimensional Short-Duration Fixed Inc ETF COM 345K 7K –
DFA Etf Tr Intl Vale Etf COM 324K 9K –
International Business Machines COM 320K 2K –
DFA Ultrashort Fixed Income ETF COM 317K 6K –
DFA ETF Tr US Sm Cap ETF COM 277K 5K –
McDonalds Corp COM 264K 1K –
Procter & Gamble Co COM 262K 2K –
Txo Partners L P Com Unit Repstg Ltd Partner Int COM 253K 13K –
Alphabet Inc. Class C COM 250K 1K –
Ishares Tr Global Consumer Staples Etf COM 234K 4K –
Littelfuse Inc Com COM 229K 897 –
Mastercard Inc Class A COM 207K 470 –
Provectus Biopharmaceuticals Inc COM 1K 10K –