WEALTHHARBOR CAPITAL GROUP, LLC
Adviser information for WEALTHHARBOR CAPITAL GROUP, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 356 | $264.5M |
| Non-Discretionary | 4 | $28.0M |
| Total | 360 | $292.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $17.7M |
| HNW Individuals | 67 | $89.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 57 | $176.5M |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $6.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | 401(K) PLANS |
Identifiers
| SEC RIA File Number | 801-62721 |
|---|---|
| SEC ERA File Number | 801-62721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118614 |
| Legal Entity Identifier | None |
Principal Office
433 METAIRIE RDSUITE 500
METAIRIE
LA
United States
Monday - Friday, 8:30-5:00
Tel: 504-482-1962, Fax: 504-267-9881
Websites
Chief Compliance Officer
BRANDON GRANDBOUCHE
MANAGING PARTNER
433 METAIRIE RD
SUITE 500
METAIRIE
LA
United States
Tel:
504-482-1962
Fax:
504-267-9881
B*****@***************M
(Full email address available in API data)
Industry Affiliates
| ADG WEALTH MANAGEMENT GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRANDBOUCHE, BRANDON, SCOTT | Individual | – | MANAGING PARTNER, CCO | 03/2019 | > 75% |
| DANNA, NICHOLAS, ALOYSIUS | Individual | – | PARTNER | 03/2019 | < 5% |
| ADAMS, PIERRE, LEMOINE | Individual | – | PARTNER | 03/2019 | < 5% |