THOMPSON SIEGEL & WALMSLEY LLC
Adviser information for THOMPSON SIEGEL & WALMSLEY LLC last updated from Form ADV on December 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 29 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 18 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,419 | $18.3B |
| Non-Discretionary | 3,531 | $778.4M |
| Total | 4,950 | $19.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 129 | $616.2M |
| HNW Individuals | 49 | $524.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 13 | $9.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $2.4B |
| Pension and profit sharing plans | 15 | $1.4B |
| Charitable organizations | 23 | $155.1M |
| State or municipal gov entities | 10 | $2.7B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $362.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.5M |
| Other | 9 | $941.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)UNIFIED MANAGED ACCOUNTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 941.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| UBS ACCESS | UBS FINANCIAL SERVICES INC. |
| MORGAN STANLEY SELECT UMA | MORGAN STANLEY |
| MERRILL LYNCH MAA | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MERRILL LYNCH UDP SELECTS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| LOCKWOOD FINANCIAL | BNY MELLON ADVISORS, INC. |
| UBS SWP | UBS FINANCIAL SERVICES INC. |
| NORTHERN TRUST SMA | NORTHERN TRUST INVESTMENTS, INCORPORATED |
| ENVESTNET UMA | ENVESTNET PMC |
| WELLS FARGO PERSONALIZED UMA PROGRAM | WELLS FARGO CLEARING SERVICES, LLC |
| UBS AAP | UBS FINANCIAL SERVICES INC. |
| ADHESION UMA | ADHESION WEALTH ADVISOR SOLUTIONS |
Principal Office
6641 WEST BROAD STREETSUITE 600
RICHMOND
VA
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 804-353-4500, Fax: 804-353-0925
Chief Compliance Officer
BOYLES, WAYNE WINBORNE
6641 WEST BROAD STREET
SUITE 600
RICHMOND
VA
United States
Tel:
804-353-4500
W******@************M
(Full email address available in API data)
Regulatory Contact
VAN SAUN, PIETER EVERETT
CHIEF OPERATING OFFICER
6641 WEST BROAD STREET
SUITE 600
RICHMOND
VA
United States
Tel:
804-353-4500
P*******@************M
(Full email address available in API data)
Industry Affiliates
| JOHCM (USA) INC | Other investment adviser, including financial planners |
| PERPETUAL INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| PGIA | Other investment adviser, including financial planners |
| TSW OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WPS CAPITAL MANAGEMENT | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WS&T INVESTMENT HOLDINGS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TS&W INVESTMENT HOLDINGS LP | POOLED INVESTMENT VEHICLE (SEE SCHEDULE D MISCELLANEOUS FOR ADDITIONAL INFORMATION) | $3.1M | $0.0M | 0 |
| TSW OPPORTUNITIES FUND LP | Hedge Fund | $2.7M | $1.0M | 0 |
| WPS CAPITAL FUND, LLC | Hedge Fund | $79.1M | $1.0M | 38 |
| WPS DIRECT, LLC | Hedge Fund | $73.2M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAWKINS, BRETT, PHELAN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2015 | < 5% |
| BOYLES, WAYNE, WINBORNE | Individual | – | CHIEF COMPLIANCE OFFICER; EXECUTIVE OFFICER | 03/2018 | < 5% |
| VANCASTER, JOSEPH, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | 09/2019 | < 5% |
| PENDAL GROUP LIMITED | Foreign Entity | PENDAL USA INC. | SHAREHOLDER | 07/2021 | > 75% |
| PENDAL USA INC. | Domestic Entity | – | MEMBER OF THOMPSON, SIEGEL & WALMSLEY LLC | 07/2021 | > 75% |
| HORSLEY, JOHN, SHELTON | Individual | – | DIRECTOR OF CLIENT SERVICE; EXECUTIVE OFFICER; MEMBER OF BOARD OF MANAGERS | 01/2022 | < 5% |
| VAN SAUN, PIETER, EVERETT | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| PERPETUAL LIMITED | Foreign Entity | PERPETUAL ACQUISITION COMPANY LTD. | SHAREHOLDER | 01/2023 | > 75% |
| DURAND, BRYAN, FRANCIS | Individual | – | PORTFOLIO MANAGER; RESEARCH ANALYST; EXECUTIVE OFFICER; MEMBER BOARD OF MANAGERS | 01/2023 | < 5% |
| Mosse, Simone, Alison | Individual | – | MEMBER BOARD OF MANAGERS | 01/2023 | < 5% |
| GOLDEN, CHRISTOPHER, MARK | Individual | – | MEMBER BOARD OF MANAGERS | 01/2023 | < 5% |
| PERPETUAL ACQUISITION COMPANY LTD. | Foreign Entity | PENDAL GROUP LIMITED | SHAREHOLDER | 01/2023 | > 75% |
| SQUIRES, CRAIG | Individual | – | MEMBER BOARD OF MANAGERS | 01/2023 | < 5% |
| Lo Proto, Alan, Jay | Individual | – | MEMBER BOARD OF MANAGERS | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGNC INVT CORP | COM | 15K | 2M | Perpetual Ltd |
| ANI PHARMACEUTICALS INC | COM | 12K | 196K | Perpetual Ltd |
| API GROUP CORP | COM | 4K | 118K | Perpetual Ltd |
| ABBOTT LABS | COM | 299 | 3K | Perpetual Ltd |
| ABBVIE INC | COM | 12K | 73K | Perpetual Ltd |
| ACADEMY SPORTS & OUTDOORS | COM | 9K | 162K | Perpetual Ltd |
| ADEIA INC | COM | 11K | 956K | Perpetual Ltd |
| ADVANCE AUTO PARTS | COM | 19K | 295K | Perpetual Ltd |
| ADVISORSHARES TR | COM | 470 | 64K | Perpetual Ltd |
| ADVANSIX INC | COM | 7K | 286K | Perpetual Ltd |
| ADVANCED MICRO DEVICES | COM | 2K | 10K | Perpetual Ltd |
| AIR TRANSPORT SERVICES GROUP | COM | 15K | 1M | Perpetual Ltd |
| ALASKA AIR GROUP INC. | COM | 13K | 320K | Perpetual Ltd |
| ALBERMARLE CORP. | COM | 215 | 2K | Perpetual Ltd |
| ALLISON TRANSMISSION HLDG | COM | 24K | 319K | Perpetual Ltd |
| ALLSTATE CORP. | COM | 3K | 16K | Perpetual Ltd |
| ALLY FINL INC | COM | 52K | 1M | Perpetual Ltd |
| ALPHABET INC | COM | 63K | 342K | Perpetual Ltd |
| ALPHABET INC | COM | 730 | 4K | Perpetual Ltd |
| ALTICE USA INC-A | COM | 14K | 7M | Perpetual Ltd |
| AMAZON COM INC | COM | 957 | 5K | Perpetual Ltd |
| AMERICAN EXPRESS | COM | 8K | 35K | Perpetual Ltd |
| AMERICAN INTERNATIONAL GROUP | COM NEW | 8K | 105K | Perpetual Ltd |
| AMERICAN WATER WORKS CO INC | COM | 209 | 2K | Perpetual Ltd |
| AMGEN INC. | COM | 12K | 39K | Perpetual Ltd |
| ANHEUSER-BUSCH INBEV SPN ADR | SPONSORED ADR | 8K | 138K | Perpetual Ltd |
| ANSYS, INC. | COM | 819 | 3K | Perpetual Ltd |
| ANTERO RES CORP | COM | 7K | 216K | Perpetual Ltd |
| APPLE COMPUTER INC | COM | 44K | 210K | Perpetual Ltd |
| APPLIED MATERIALS INC | COM | 6K | 24K | Perpetual Ltd |
| ARCH RESOURCES INC | COM | 6K | 37K | Perpetual Ltd |
| ARCHER-DANIELS-MIDLAND CO | COM | 63K | 1M | Perpetual Ltd |
| ARLO TECHNOLOGIES INC | COM | 6K | 455K | Perpetual Ltd |
| VERTIV HOLDINGS CO | COM | 1K | 17K | Perpetual Ltd |
| ARISTA NETWORKS INC | COM | 4K | 10K | Perpetual Ltd |
| ASTRAZENECA PLC-SPONS ADR | SPONSORED ADR | 322 | 4K | Perpetual Ltd |
| ATLANTA BRAVES HLDGS INC | COM | 395 | 10K | Perpetual Ltd |
| ATLANTA BRAVES HLDGS INC | COM | 8K | 210K | Perpetual Ltd |
| ATMUS FILTRATION TECHNOLOGIE | COM | 8K | 289K | Perpetual Ltd |
| AVALONBAY COMMUNITIES INC | COM | 10K | 48K | Perpetual Ltd |
| AVERY DENNISON CORPORATION | COM | 4K | 19K | Perpetual Ltd |
| AXON ENTERPRISE INC | COM | 273 | 929 | Perpetual Ltd |
| BAKER HUGHES CO | COM | 4K | 113K | Perpetual Ltd |
| BANCORP INC | COM | 961 | 25K | Perpetual Ltd |
| BANK OF AMERICA CORP | COM | 12K | 290K | Perpetual Ltd |
| BANK OF NEW YORK MELLON CORP | COM | 369 | 6K | Perpetual Ltd |
| BAXTER INTERNATIONAL | COM | 67K | 2M | Perpetual Ltd |
| BELLRING BRANDS INC | COM | 376 | 7K | Perpetual Ltd |
| WR BERKLEY CORP | COM | 644 | 8K | Perpetual Ltd |
| BERKSHIRE HATHAWAY INC-CL B | CL B NEW | 27K | 67K | Perpetual Ltd |
| BEST BUY CO INC. | COM | 8K | 92K | Perpetual Ltd |
| BGC GROUP INC | COM | 6K | 719K | Perpetual Ltd |
| BIO-RAD LABORATORIES-CL A | COM | 107K | 390K | Perpetual Ltd |
| BLACKROCK INC | COM | 8K | 11K | Perpetual Ltd |
| BOOKING HLDGS INC | COM | 5K | 1K | Perpetual Ltd |
| BOSTON SCIENTIFIC CORP | COM | 748 | 10K | Perpetual Ltd |
| BRIGHTVIEW HLDGS INC | COM | 560 | 42K | Perpetual Ltd |
| BRISTOL MYERS SQUIBB CO. | COM | 7K | 159K | Perpetual Ltd |
| BROADCOM INC | COM | 15K | 10K | Perpetual Ltd |
| BROOKFIELD CORP | COM | 1K | 31K | Perpetual Ltd |
| BUILDERS FIRSTSOURCE INC | COM | 21K | 155K | Perpetual Ltd |
| CBIZ INC | COM | 4K | 58K | Perpetual Ltd |
| CBRE GROUP INC | COM | 5K | 54K | Perpetual Ltd |
| CDW CORP | COM | 5K | 23K | Perpetual Ltd |
| C.H. ROBINSON WORLDWIDE INC | COM | 6K | 74K | Perpetual Ltd |
| CIGNA GROUP | COM | 18K | 54K | Perpetual Ltd |
| CSX CORP. | COM | 367 | 11K | Perpetual Ltd |
| CVS HEALTH CORP | COM | 7K | 119K | Perpetual Ltd |
| CACI INTERNATIONAL INC - CL A | COM | 1K | 3K | Perpetual Ltd |
| CADENCE DESIGN SYSTEMS INC | COM | 7K | 22K | Perpetual Ltd |
| CANNAE HOLDINGS INC | COM | 13K | 724K | Perpetual Ltd |
| CARMAX INC | COM | 336 | 5K | Perpetual Ltd |
| CASEYS GENERAL STORES INC | COM | 3K | 8K | Perpetual Ltd |
| CATERPILLAR INC. | COM | 2K | 6K | Perpetual Ltd |
| CENTENE CORP | COM | 66K | 988K | Perpetual Ltd |
| CENTERPOINT ENERGY INC | COM | 64K | 2M | Perpetual Ltd |
| CHESAPEAKE ENERGY CORP | COM | 527 | 6K | Perpetual Ltd |
| CHEVRON CORP | COM | 15K | 95K | Perpetual Ltd |
| CHIPOTLE MEXICAN GRILL-CL A | COM | 5K | 77K | Perpetual Ltd |
| CIENA CORP | COM | 5K | 101K | Perpetual Ltd |
| CISCO SYSTEMS INC. | COM | 13K | 273K | Perpetual Ltd |
| CINTAS CORP | COM | 1K | 2K | Perpetual Ltd |
| CITIGROUP INC | COM NEW | 5K | 74K | Perpetual Ltd |
| COCA COLA CO | COM | 1K | 16K | Perpetual Ltd |
| COLUMBIA BANKING SYSTEM INC | COM | 6K | 301K | Perpetual Ltd |
| COMCAST CORP-CL A | CL A | 242 | 6K | Perpetual Ltd |
| COMMERCIAL METALS CO. | COM | 50K | 912K | Perpetual Ltd |
| COMPASS MINERALS INTERNATIONAL | COM | 9K | 861K | Perpetual Ltd |
| CONOCOPHILLIPS | COM | 295 | 3K | Perpetual Ltd |
| CONSTELLATION BRANDS INC-A | COM | 264 | 1K | Perpetual Ltd |
| CONSTELLATION ENERGY | COM | 2K | 10K | Perpetual Ltd |
| CONSTELLATION ENERGY | COM | 2K | 9K | Perpetual Ltd |
| COPART INC. | COM | 4K | 78K | Perpetual Ltd |
| QUIDELORTHO CORP | COM | 9K | 268K | Perpetual Ltd |
| CORPAY INC | COM | 71K | 266K | Perpetual Ltd |
| CORTEVA INC | COM | 1K | 21K | Perpetual Ltd |
| CREATIVE REALITIES INC | COM | 206 | 44K | Perpetual Ltd |
| CROWN CASTLE INTL CORP NE | COM | 29K | 301K | Perpetual Ltd |
| CUMMINS INC | COM | 476 | 2K | Perpetual Ltd |
| DT MIDSTREAM INC | COM | 8K | 111K | Perpetual Ltd |
| DANAHER CORP | COM | 5K | 22K | Perpetual Ltd |
| DEERE & COMPANY | COM | 1K | 3K | Perpetual Ltd |
| DELL TECHNOLOGIES INC | COM | 4K | 31K | Perpetual Ltd |
| DEVON ENERGY CORPORATION | COM | 2K | 43K | Perpetual Ltd |
| DIAMONDBACK ENERGY INC | COM | 3K | 14K | Perpetual Ltd |
| DIEBOLD NIXDORF INC | COM | 931 | 24K | Perpetual Ltd |
| WALT DISNEY COMPANY | COM | 2K | 25K | Perpetual Ltd |
| DOLLAR GENERAL CORP | COM | 17K | 128K | Perpetual Ltd |
| DOLLAR TREE INC | COM | 46K | 432K | Perpetual Ltd |
| DOMINION ENERGY INC | COM | 130K | 3M | Perpetual Ltd |
| DOUGLAS DYNAMICS INC | COM | 5K | 226K | Perpetual Ltd |
| DOUGLAS ELLIMAN INC | COM | 157 | 136K | Perpetual Ltd |
| DRDGOLD LIMITED | COM | 86 | 10K | Perpetual Ltd |
| DUKE ENERGY CORP NEW | COM NEW | 4K | 38K | Perpetual Ltd |
| EBAY INC | COM | 2K | 32K | Perpetual Ltd |
| ECHOSTAR CORP-A | CL A | 21K | 1M | Perpetual Ltd |
| ECOVYST INC | COM | 16K | 2M | Perpetual Ltd |
| EQUINIX INC | COM | 11K | 14K | Perpetual Ltd |
| EQUITY COMMONWEALTH | COM | 34K | 2M | Perpetual Ltd |
| ETON PHARMACEUTICALS INC | COM | 420 | 128K | Perpetual Ltd |
| EURONET WORLDWIDE INC | COM | 16K | 153K | Perpetual Ltd |
| EVERGY INC | COM | 106K | 2M | Perpetual Ltd |
| SABA CLOSED END FUNDS | COM | 213 | 10K | Perpetual Ltd |
| EXTREME NETWORKS INC | COM | 7K | 491K | Perpetual Ltd |
| EXXON MOBIL CORPORATION | COM | 6K | 48K | Perpetual Ltd |
| META PLATFORMS INC | COM | 15K | 30K | Perpetual Ltd |
| FEDEX CORPORATION | COM | 6K | 20K | Perpetual Ltd |
| FIDELITY NATIONAL INFORMATION | COM | 37K | 497K | Perpetual Ltd |
| FNF GROUP | COM | 61K | 1M | Perpetual Ltd |
| FIRST CTZNS BANCSHARES IN | COM | 63K | 38K | Perpetual Ltd |
| FLUENCE ENERGY INC | COM | 4K | 226K | Perpetual Ltd |
| FORD MOTOR COMPANY | COM PAR $0.01 | 6K | 479K | Perpetual Ltd |
| FORTREA HLDGS INC | COM | 372 | 16K | Perpetual Ltd |
| FOX CORP A | COM | 54K | 2M | Perpetual Ltd |
| FREEPORT-MCMORAN INC | COM | 619 | 13K | Perpetual Ltd |
| FREQUENCY ELECTRS INC | COM | 186 | 20K | Perpetual Ltd |
| GEO GROUP INC NEW | COM | 12K | 817K | Perpetual Ltd |
| GAMING AND LEISURE PROPERTIES | COM | 51K | 1M | Perpetual Ltd |
| GARRETT MOTION INC | COM | 9K | 1M | Perpetual Ltd |
| GENERAL ELECTRIC CO | COM | 577 | 4K | Perpetual Ltd |
| GENERAL MTRS CO | COM | 2K | 44K | Perpetual Ltd |
| GENWORTH FINANCIAL INC-CL A | COM | 6K | 963K | Perpetual Ltd |
| GILEAD SCIENCES INC | COM | 5K | 67K | Perpetual Ltd |
| GLOBAL PAYMENTS INC | COM | 65K | 670K | Perpetual Ltd |
| GOLDMAN SACHS GROUP INC | COM | 14K | 31K | Perpetual Ltd |
| GRAHAM HLDGS CO | COM | 16K | 23K | Perpetual Ltd |
| GRAPHIC PACKAGING HOLDING CO | COM | 81K | 3M | Perpetual Ltd |
| GREEN DOT CORP-CLASS A | CL A | 5K | 525K | Perpetual Ltd |
| HF SINCLAIR CORPORATION | COM | 47K | 886K | Perpetual Ltd |
| HCA HOLDINGS INC | COM | 5K | 15K | Perpetual Ltd |
| HESS CORP | COM | 8K | 51K | Perpetual Ltd |
| HEWLETT PACKARD ENTERPRIS | COM | 21K | 981K | Perpetual Ltd |
| HOLOGIC INC | COM | 262 | 4K | Perpetual Ltd |
| HOME DEPOT | COM | 803 | 2K | Perpetual Ltd |
| HONEYWELL INTERNATIONAL INC | COM | 353 | 2K | Perpetual Ltd |
| HUNTINGTON INGALLS INDS I | COM | 110K | 446K | Perpetual Ltd |
| IAC INC | COM | 77K | 2M | Perpetual Ltd |
| ICICI BANK LTD-SPON ADR | ADR | 274 | 10K | Perpetual Ltd |
| INTEL | COM | 414 | 13K | Perpetual Ltd |
| INTERNATIONAL BUSINESS MACHINE | COM | 14K | 80K | Perpetual Ltd |
| INTL FLAVORS & FRAGRANCES | COM | 430 | 5K | Perpetual Ltd |
| INTUIT INC | COM | 1K | 2K | Perpetual Ltd |
| INVESCO S&P 500 ETF | COM | 356 | 2K | Perpetual Ltd |
| INVESCO EXCH TRADED FD TR | COM | 727 | 18K | Perpetual Ltd |
| IQVIA HLDGS INC | COM | 4K | 18K | Perpetual Ltd |
| ISHARES GOLD TR | COM | 2K | 54K | Perpetual Ltd |
| ISHARES TR | CORE TOTUSBD ETF | 2K | 21K | Perpetual Ltd |
| ISHARES TR | COM | 239 | 2K | Perpetual Ltd |
| ISHARES MSCI EAFE INDEX FUND | MSCI EAFE INDEX | 3K | 44K | Perpetual Ltd |
| ISHARES RUSSELL MIDCAP VALUE | RUS MDCP VAL ETF | 22K | 184K | Perpetual Ltd |
| ISHARES RUSSELL MIDCAP INDEX | RUSSELL MIDCAP | 567 | 7K | Perpetual Ltd |
| ISHARES CORE S&P 500 MIDCAP ET | CORE S&P MCP ETF | 227 | 4K | Perpetual Ltd |
| ISHARES RUSSELL 1000 VALUE | COM | 2K | 12K | Perpetual Ltd |
| ISHARES RUSSELL 1000 GROWTH | RUS 1000 GRW ETF | 4K | 10K | Perpetual Ltd |
| ISHARES RUSSELL 2000 VALUE | RUSL 2000 VALU | 15K | 98K | Perpetual Ltd |
| ISHARES RUSSELL 2000 GROWTH | COM | 280 | 1K | Perpetual Ltd |
| ISHARES RUSSELL 2000 | RUSSELL 2000 | 2K | 10K | Perpetual Ltd |
| ISHARES S&P MID CAP 400 | COM | 739 | 7K | Perpetual Ltd |
| ISHARES S&P SMALL CAP 600 | COM | 1K | 10K | Perpetual Ltd |
| ISHARES MSCI EAFE SMALL CAP | COM | 327 | 5K | Perpetual Ltd |
| JBG SMITH PROPERTIES | COM | 36K | 2M | Perpetual Ltd |
| JP MORGAN CHASE & CO | COM | 20K | 96K | Perpetual Ltd |
| JABIL CIRCUIT INC | COM | 5K | 43K | Perpetual Ltd |
| JACOBS SOLUTIONS INC | COM | 39K | 277K | Perpetual Ltd |
| JOHNSON & JOHNSON | COM | 17K | 118K | Perpetual Ltd |
| KENNEDY-WILSON HLDGS INC | COM | 6K | 596K | Perpetual Ltd |
| KIMBERLY CLARK | COM | 727 | 5K | Perpetual Ltd |
| KINDER MORGAN INC | COM | 88K | 4M | Perpetual Ltd |
| KINSALE CAPITAL GROUP INC | COM | 270 | 700 | Perpetual Ltd |
| KONINKLIJKE PHILIPS NV | NY REG SH NEW | 49K | 2M | Perpetual Ltd |
| KRAFT HEINZ CO | COM | 10K | 298K | Perpetual Ltd |
| LKQ CORP | COM | 78K | 2M | Perpetual Ltd |
| L3HARRIS TECHNOLOGIES INC | COM | 3K | 14K | Perpetual Ltd |
| LABCORP HOLDINGS INC | COM | 77K | 380K | Perpetual Ltd |
| LIBERTY BROADBAND CORP C | COM | 102K | 2M | Perpetual Ltd |
| LIBERTY MEDIA CORP NEW | COM | 70K | 3M | Perpetual Ltd |
| ELI LILLY & CO. | COM | 2K | 2K | Perpetual Ltd |
| LIVERAMP HLDGS INC | COM | 512 | 17K | Perpetual Ltd |
| LOCKHEED MARTIN CORPORATION | COM | 14K | 30K | Perpetual Ltd |
| LOUISIANA-PACIFIC CORP | COM | 26K | 319K | Perpetual Ltd |
| LOWES COS | COM | 14K | 63K | Perpetual Ltd |
| LYFT INC | COM | 183 | 13K | Perpetual Ltd |
| MADISON SQUARE GARDEN ENT | COM | 9K | 249K | Perpetual Ltd |
| MAGNOLIA OIL & GAS CORP | COM | 264 | 10K | Perpetual Ltd |
| MAMAS CREATIONS INC | COM | 3K | 439K | Perpetual Ltd |
| MARATHON PETE CORP | COM | 4K | 20K | Perpetual Ltd |
| MARKEL GROUP INC | COM | 73K | 46K | Perpetual Ltd |
| MARSH MCLENNAN | COM | 2K | 7K | Perpetual Ltd |
| MARTIN MARIETTA MATERIALS | COM | 209 | 385 | Perpetual Ltd |
| MATCH GROUP INC NEW | COM | 41K | 1M | Perpetual Ltd |
| MCDONALDS CORP | COM | 12K | 46K | Perpetual Ltd |
| MCKESSON HBOC INC | COM | 23K | 39K | Perpetual Ltd |
| MERCK & CO INC. | COM | 31K | 249K | Perpetual Ltd |
| METLIFE INC. | COM | 3K | 45K | Perpetual Ltd |
| MICROSOFT CORP | COM | 42K | 93K | Perpetual Ltd |
| MICRON TECHNOLOGY INC | COM | 1K | 11K | Perpetual Ltd |
| MIMEDX GROUP INC | COM | 402 | 58K | Perpetual Ltd |
| MITEK SYS INC | COM | 9K | 766K | Perpetual Ltd |
| MOHAWK INDUSTRIES INC | COM | 10K | 91K | Perpetual Ltd |
| MONEYLION INC | COM | 2K | 21K | Perpetual Ltd |
| MORGAN STANLEY | COM NEW | 5K | 54K | Perpetual Ltd |
| MOSAIC CO NEW | COM | 75K | 3M | Perpetual Ltd |
| NATIONAL FUEL GAS | COM | 63K | 1M | Perpetual Ltd |
| NEWS CORP NEW | CL A | 57K | 2M | Perpetual Ltd |
| NEXTERA ENERGY INC | COM | 276 | 4K | Perpetual Ltd |
| NISOURCE INC | COM | 121K | 4M | Perpetual Ltd |
| NORFOLK SOUTHERN | COM | 4K | 21K | Perpetual Ltd |
| NORTHROP GRUMMAN CORP | COM | 4K | 8K | Perpetual Ltd |
| NVIDIA CORP | COM | 26K | 209K | Perpetual Ltd |
| OGE ENERGY CORP | COM | 110K | 3M | Perpetual Ltd |
| O REILLY AUTOMOTIVE INC N | COM | 1K | 997 | Perpetual Ltd |
| OCCIDENTAL PETROLEUM CORP | COM | 16K | 253K | Perpetual Ltd |
| OLD REPUBLIC INTL CORP | COM | 37K | 1M | Perpetual Ltd |
| ONEOK INC | COM | 4K | 43K | Perpetual Ltd |
| ORACLE SYSTEMS | COM | 17K | 120K | Perpetual Ltd |
| ORGANON & CO | COM | 44K | 2M | Perpetual Ltd |
| PALO ALTO NETWORKS INC | COM | 262 | 772 | Perpetual Ltd |
| PEPSICO INC | COM | 10K | 63K | Perpetual Ltd |
| PERMA-FIX ENVIRONMENTAL S | COM | 2K | 239K | Perpetual Ltd |
| PFIZER INC | COM | 13K | 480K | Perpetual Ltd |
| PHILIP MORRIS INTERNATIONAL | COM | 1K | 12K | Perpetual Ltd |
| PHILLIPS 66 | COM | 381 | 3K | Perpetual Ltd |
| POPULAR INC | COM | 11K | 125K | Perpetual Ltd |
| POST HLDGS INC | COM | 91K | 874K | Perpetual Ltd |
| PRIMO WATER CORPORATION | COM | 3K | 147K | Perpetual Ltd |
| PROCTER & GAMBLE CO | COM | 12K | 70K | Perpetual Ltd |
| PROGRESSIVE CORP | COM | 19K | 90K | Perpetual Ltd |
| PRUDENTIAL FINANCIAL INC | COM | 915 | 8K | Perpetual Ltd |
| PUBLIC STORAGE INC. | COM | 6K | 19K | Perpetual Ltd |
| QUALCOMM INC | COM | 3K | 17K | Perpetual Ltd |
| RTX CORP | COM | 3K | 29K | Perpetual Ltd |
| REALTY INCOME CORP | COM | 6K | 108K | Perpetual Ltd |
| REGENERON PHARMACEUTICALS | COM | 9K | 9K | Perpetual Ltd |
| REYNOLDS CONSUMER PRODUCTS I | COM | 8K | 285K | Perpetual Ltd |
| ROSS STORES INC | COM | 281 | 2K | Perpetual Ltd |
| SHELL PLC | COM | 1K | 15K | Perpetual Ltd |
| RYANAIR HLDGS PLC | COM | 12K | 105K | Perpetual Ltd |
| SLM CORP | COM | 10K | 481K | Perpetual Ltd |
| S&P 500 DEPOSITORY RECEIPT | TR UNIT | 24K | 43K | Perpetual Ltd |
| S&P 500 DEPOSITORY RECEIPT | TR UNIT | 11K | 20K | Perpetual Ltd |
| SPDR GOLD TRUST | GOLD SHS | 4K | 16K | Perpetual Ltd |
| SPDR S&P BITOECH ETF | COM | 885 | 10K | Perpetual Ltd |
| SPDR 1-3 MONTH TBILL ETF | COM | 390 | 4K | Perpetual Ltd |
| SANDRIDGE ENERGY INC | COM | 839 | 65K | Perpetual Ltd |
| SCHEIN HENRY INC | COM | 47K | 728K | Perpetual Ltd |
| SCHLUMBERGER LTD | COM | 829 | 18K | Perpetual Ltd |
| SCHWAB (CHARLES) CORP | COM | 10K | 134K | Perpetual Ltd |
| SHERWIN-WILLIAMS CO / THE | COM | 4K | 15K | Perpetual Ltd |
| SHOPIFY INC | COM | 11K | 169K | Perpetual Ltd |
| SIX FLAGS ENTERTAINMENT CORP | COM | 9K | 275K | Perpetual Ltd |
| SKYWARD SPECIALTY INS GRO | COM | 582 | 16K | Perpetual Ltd |
| SNOWFLAKE INC | COM | 2K | 12K | Perpetual Ltd |
| SPECTRUM BRANDS HOLDINGS INC | COM | 9K | 108K | Perpetual Ltd |
| SPIRE INC | COM | 18K | 288K | Perpetual Ltd |
| STERICYCLE INC | COM | 270 | 5K | Perpetual Ltd |
| STEWART INFORMATION SERVICES | COM | 2K | 38K | Perpetual Ltd |
| TD SYNNEX CORP | COM | 51K | 438K | Perpetual Ltd |
| TJX COMPANIES INC | COM | 7K | 62K | Perpetual Ltd |
| TALOS ENERGY INC | COM | 11K | 880K | Perpetual Ltd |
| TARGET CORP | COM | 14K | 97K | Perpetual Ltd |
| TELEFONICA SA-SPON ADR | ADR | 44 | 10K | Perpetual Ltd |
| TETRA TECHNOLOGIES INC | COM | 944 | 273K | Perpetual Ltd |
| TEXAS INSTRUMENTS | COM | 5K | 27K | Perpetual Ltd |
| THE ODP CORP | COM | 13K | 330K | Perpetual Ltd |
| 3M CO | COM | 311 | 3K | Perpetual Ltd |
| TIDEWATER INC NEW | COM | 9K | 91K | Perpetual Ltd |
| TOTALENERGIES SE - ADR | SPONSORED ADR | 1K | 18K | Perpetual Ltd |
| TRAVELERS COS INC/THE | COM | 4K | 22K | Perpetual Ltd |
| TRUIST FINL CORP | COM | 2K | 50K | Perpetual Ltd |
| TYLER TECHNOLOGIES INC | COM | 6K | 12K | Perpetual Ltd |
| TYSON FOODS INC CL A | COM | 62K | 1M | Perpetual Ltd |
| UDR INC | COM | 378 | 9K | Perpetual Ltd |
| UBER TECHNOLOGIES INC | COM | 5K | 72K | Perpetual Ltd |
| UNILEVER PLC-SPONSORED ADR | ADR | 1K | 19K | Perpetual Ltd |
| UNION PACIFIC CORP | COM | 2K | 9K | Perpetual Ltd |
| UNITED PARCEL SERVICE | CL B | 10K | 76K | Perpetual Ltd |
| US FOODS HLDG CORP | COM | 57K | 1M | Perpetual Ltd |
| UNITEDHEALTH GROUP INC | COM | 680 | 1K | Perpetual Ltd |
| UNIVERSAL CORP. OF VIRGINIA | COM | 241 | 5K | Perpetual Ltd |
| VALERO ENERGY CORP | COM | 251 | 2K | Perpetual Ltd |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 2K | 19K | Perpetual Ltd |
| VANGUARD TOTAL BOND MARKET | TOTAL BND MRKT | 15K | 204K | Perpetual Ltd |
| VANGUARD MSCI EAFE ETF | FTSE DEV MKT ETF | 1K | 25K | Perpetual Ltd |
| VANGUARD SHRT INF PROTECT | COM | 5K | 97K | Perpetual Ltd |
| VANGUARD INTL EQUITY INDE | COM | 784 | 7K | Perpetual Ltd |
| VANGUARD INTL EQUITY INDE | ALLWRLD EX US | 3K | 43K | Perpetual Ltd |
| VANGUARD EMERGING MARKET ETF | FTSE EMR MKT ETF | 351 | 8K | Perpetual Ltd |
| VANGUARD RUSSELL 1000 GRW | COM | 5K | 53K | Perpetual Ltd |
| VECTOR GROUP INC | COM | 7K | 667K | Perpetual Ltd |
| VANGUARD TAX EXEMPT BOND ETF | COM | 48K | 961K | Perpetual Ltd |
| VANGUARD S&P 500 ETF | COM | 27K | 54K | Perpetual Ltd |
| VANGUARD MID CAP GROWTH | COM | 557 | 2K | Perpetual Ltd |
| VANGUARD REIT ETF | REIT ETF | 957 | 11K | Perpetual Ltd |
| VANGUARD SMALL-CAP VALUE ETF | COM | 43K | 233K | Perpetual Ltd |
| VANGUARD TOTAL STOCK ETF | COM | 1K | 5K | Perpetual Ltd |
| VERIZON COMMUNICATIONS | COM | 1K | 28K | Perpetual Ltd |
| VERTEX PHARMACEUTICALS | COM | 3K | 7K | Perpetual Ltd |
| VERTIV HOLDINGS CO | COM | 2K | 19K | Perpetual Ltd |
| VIATRIS INC | COM | 64K | 6M | Perpetual Ltd |
| VIANT TECHNOLOGY INC | COM | 817 | 83K | Perpetual Ltd |
| VISA INC - CLASS A SHARES | COM CL A | 6K | 21K | Perpetual Ltd |
| VISTRA CORP | COM | 432 | 5K | Perpetual Ltd |
| VONTIER CORPORATION | COM | 74K | 2M | Perpetual Ltd |
| WALMART INC | COM | 8K | 117K | Perpetual Ltd |
| WALGREENS BOOTS ALLIANCE | COM | 73K | 6M | Perpetual Ltd |
| WARNER BROS DISCOVERY INC | COM | 56K | 8M | Perpetual Ltd |
| WELLS FARGO & COMPANY | COM | 4K | 73K | Perpetual Ltd |
| WESCO INTERNATIONAL INC | COM | 9K | 59K | Perpetual Ltd |
| WESTERN ALLIANCE BANCORP | COM | 6K | 88K | Perpetual Ltd |
| WEX INC | COM | 12K | 67K | Perpetual Ltd |
| WILEY (JOHN) & SONS - CL A | CL A | 9K | 224K | Perpetual Ltd |
| WILLIAMS COS INC | COM | 87K | 2M | Perpetual Ltd |
| WORKDAY INC | CL A | 4K | 17K | Perpetual Ltd |
| XERIS BIOPHARMA HOLDINGS | COM | 389 | 173K | Perpetual Ltd |
| XPERI INC | COM | 262 | 32K | Perpetual Ltd |
| YUM! BRANDS INC | COM | 385 | 3K | Perpetual Ltd |
| ARCH CAPITAL GROUP LTD | ORD | 37K | 371K | Perpetual Ltd |
| ACCENTURE PLC-CL A | SHS CLASS A | 4K | 13K | Perpetual Ltd |
| CLARIVATE PLC | COM | 55K | 10M | Perpetual Ltd |
| ENSTAR GROUP LTD | COM | 1K | 3K | Perpetual Ltd |
| FERGUSON PLC NEW | COM | 4K | 23K | Perpetual Ltd |
| HERBALIFE LTD | COM | 4K | 430K | Perpetual Ltd |
| JAMES RIV GROUP LTD | COM | 812 | 105K | Perpetual Ltd |
| JAZZ PHARMACEUTICALS PLC | COM | 77K | 722K | Perpetual Ltd |
| LINDE PLC | COM | 99K | 227K | Perpetual Ltd |
| LIBERTY GLOBAL LTD. | COM | 64K | 4M | Perpetual Ltd |
| LIBERTY GLOBAL LTD. | COM | 66K | 4M | Perpetual Ltd |
| NOBLE CORP PLC | COM | 28K | 622K | Perpetual Ltd |
| NOMAD FOODS LTD | COM | 8K | 472K | Perpetual Ltd |
| SEADRILL LIMITED | COM | 8K | 160K | Perpetual Ltd |
| GOLAR LNG LTD | COM | 11K | 347K | Perpetual Ltd |
| WHITE MOUNTAINS INSURANCE GROU | COM | 22K | 12K | Perpetual Ltd |
| WILLIS TOWERS WATSON PLC | COM | 65K | 248K | Perpetual Ltd |
| PERRIGO CO PLC | COM | 81K | 3M | Perpetual Ltd |
| CHUBB LIMITED | COM | 573 | 2K | Perpetual Ltd |
| CHECK POINT SOFTWARE TECH | COM | 107K | 648K | Perpetual Ltd |
| AERCAP HOLDINGS NV | SHS | 157K | 2M | Perpetual Ltd |
| CNH INDL N V | COM | 107K | 11M | Perpetual Ltd |