HOLBROOK GLOBAL STRATEGIES
GLOBAL WEALTH STRATEGIES LLC Legal Name
Adviser information for HOLBROOK GLOBAL STRATEGIES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $143.0M |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $143.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $5.0M |
| HNW Individuals | 25 | $138.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSELECTION OF OTHER MANAGERS |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-62751 |
|---|---|
| SEC ERA File Number | 801-62751 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127059 |
| Legal Entity Identifier | None |
Principal Office
635 BRYANT STREETPALO ALTO
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 650-346-2630, Fax: None
Websites
Chief Compliance Officer
RICHARD HOLBROOK
PRESIDENT
635 BRYANT STREET
PALO ALTO
CA
United States
Tel:
650-346-2630
R***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLBROOK, RICHARD, LINDQUIST | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 05/2003 | > 75% |