Hedge Fund Database

HAVERFORD FINANCIAL SERVICES, INC.

Adviser information for HAVERFORD FINANCIAL SERVICES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 45
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 21
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 30 $346.9M
Non-Discretionary 0 $0
Total 30 $346.9M

Clients

Type Number RAUM
Individuals <5 $2.2M
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $303.3M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $3.1M
State or municipal gov entities <5 $16.6M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.3M
Other 16 $17.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsHFS MAY PROVIDE MODEL PORTFOLIOS TO THIRD PARTIES
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 17.5M
Both for Same 0
Portfolio Manager to Program Sponsor
IMS MORGAN STANLEY

Identifiers

SEC RIA File Number 801-62759
SEC ERA File Number 801-62759
SEC CIK Numbers 1347683
SEC CRD Numbers 130007
Legal Entity Identifier None

Principal Office

THREE RADNOR CORPORATE CENTER
SUITE 450
RADNOR
PA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 610-995-8700, Fax: 610-995-8797

Chief Compliance Officer

MARIEELENA V. NESS
VP & CHIEF COMPLIANCE OFFICER
THREE RADNOR CORPORATE CENTER
SUITE 450
RADNOR
PA
United States
Tel: 610-995-8741
Fax: 610-995-8797
(Full email address available in API data)

Industry Affiliates

DREXEL MORGAN & CO. Other investment adviser, including financial planners
HAVERFORD TRUST SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
THE HAVERFORD TRUST COMPANY Banking or thrift institutionTrust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CONNELL, GEORGE, WASHINGTON Individual – DIRECTOR AND INDIRECT OWNER 10/2003 < 5%
MCLAUGHLIN, JOSEPH, JAMES Individual – CHAIRMAN & CHIEF EXECUTIVE OFFICER 08/2006 < 5%
NESS, MARIEELENA, V Individual – CHIEF COMPLIANCE OFFICER 08/2006 < 5%
SMITH, HENRY, BELIN Individual – HEAD OF INVESTMENT STRATEGIES 02/2007 < 5%
WIETLISBACH, BINNEY, HOLDEN CONNELL Individual – DIRECTOR 05/2008 < 5%
ROVNER, PAUL, STUART Individual – CHIEF FINANCIAL OFFICER, TREASURER, & DIRECTOR 05/2008 < 5%
DREXEL MORGAN & CO. Domestic Entity – PARENT COMPANY 01/2015 > 75%
CONNELL, GEORGE, WASHINGTON Individual DREXEL MORGAN & CO. OWNER 01/2007 > 75%
HOYLE, TIMOTHY, ANDREW Individual – CHIEF INVESTMENT OFFICER 01/2017 < 5%
SUPPLEE, JOHN, SHELDON Individual – CHIEF OPERATING OFFICER, SECRETARY & DIRECTOR 07/2016 < 5%
Aleardi, Keith Individual – PRESIDENT & DIRECTOR 02/2023 < 5%

No. Employees, Historic

5025020202021202220232024202546 on 3/24/202046 on 6/26/202046 on 3/29/202143 on 3/28/202243 on 5/24/202243 on 3/8/202343 on 3/17/202343 on 4/19/202345 on 3/26/2024

RAUM, Historic

500M250M0202020212022202320242025337643000 on 3/24/2020337643000 on 6/26/2020388780194 on 3/29/2021459742000 on 3/28/2022459742000 on 5/24/2022381846000 on 3/8/2023381846000 on 3/17/2023381846000 on 4/19/2023346895270 on 3/26/2024

No. Clients, Historic

9045020202021202220232024202582 on 3/24/202082 on 6/26/202075 on 3/29/202169 on 3/28/202269 on 5/24/202231 on 3/8/202331 on 3/17/202331 on 4/19/202323 on 3/26/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE LTD SHS CLASS A 12M 40K –
AIR PRODUCTS & CHEMICALS INC COM 6M 22K –
ALPHABET INC - CL A CAP STK CL A 7M 38K –
AON PLC SHS CL A 6M 19K –
APPLE INC COM 24M 113K –
AVANTIS EMERGING MARKETS EQ AVANTIS EMGMKT 541K 9K –
BLACKROCK INC COM 13M 16K –
CHEVRON CORPORATION COM 9M 57K –
COCA-COLA CO COM 7M 107K –
COSTCO WHSL CORP NEW COM COM 16M 19K –
EATON CORP, PLC SHS 11M 34K –
HONEYWELL INTERNATIONAL, INC. COM 14M 65K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 777K 11K –
ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 727K 14K –
ISHARES CORE S&P 500 ETF CORE S&P ETF 569K 1K –
ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 468K 8K –
ISHARES CORE S&P SMALL-CAP ETF CORE S&P SCP ETF 556K 5K –
ISHARES TR MSCI USA QLT FCT 1M 8K –
ISHARES FLOATING RATE BOND E FLTG RATE NT ETF 272K 5K –
J.P. MORGAN CHASE & CO COM 14M 67K –
JANUS DETROIT STR TR HENDERSON MTG 335K 8K –
JOHNSON & JOHNSON COM 9M 60K –
LOWES COS INC COM 11M 51K –
MASTERCARD CLA 16M 35K –
MCKESSON CORP COM 8M 14K –
MEDTRONIC PLC SHS 8M 107K –
MICROSOFT CORP COM 25M 55K –
NEXTERA ENERGY, INC. COM 7M 98K –
NVIDIA CORP COM 4M 28K –
ORACLE SYS CORP COM 13M 95K –
PEPSICO INC COM 12M 70K –
RAYTHEON TECHNOLOGIES CORP COM 13M 132K –
S&P GLOBAL INC COM 12M 26K –
STRYKER CORP COM 6M 18K –
TEXAS INSTRUMENTS INC COM 8M 42K –
THERMO FISHER SCIENTIFIC INC COM 8M 14K –
TJX COS INC NEW COM 12M 110K –
UNITED PARCEL SVC INC CL B CL B 6M 43K –
UNITEDHEALTH GROUP INC COM 13M 26K –
VANGUARD FTSE EUROPE ETF FTSE EUROPE ETF 220K 3K –
VANGUARD FTSE PACIFIC ETF INF TECH ETF 335K 5K –