Hedge Fund Database

MAPLE CAPITAL MANAGEMENT, INC.

Adviser information for MAPLE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Vermont, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 14

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,649 $1.7B
Non-Discretionary 0 $0
Total 2,649 $1.7B

Clients

Type Number RAUM
Individuals 621 $292.9M
HNW Individuals 640 $1.3B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 11 $44.6M
State or municipal gov entities <5 $850,888
Other investment advisers 0 $0
Insurance companies 5 $32.6M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $71.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-62783
SEC ERA File Number 801-62783
SEC CIK Numbers 1313893
SEC CRD Numbers 130209
Legal Entity Identifier None

Principal Office

535 STONE CUTTERS WAY
MONTPELIER
VT
United States
Monday - Friday, 8:00A.M. - 5:00P.M.
Tel: 802-229-2838, Fax: 802-229-2837

Websites

www.maplecapital.com www.linkedin.com/company/maple-capital-management/

Chief Compliance Officer

THOMAS W. RAWLINGS
CHIEF OPERATING AND CHIEF COMPLIANCE OFFICER
535 STONE CUTTERS WAY
MONTPELIER
VT
United States
Tel: (802) 229-2838
(Full email address available in API data)

Regulatory Contact

RICHARD K. BOWERS
OPERATIONS AND COMPLIANCE MANAGER
535 STONE CUTTERS WAY
MONTPELIER
VT
United States
Tel: (802) 229-2838
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LUHR, RAMSEY, A Individual – PRESIDENT / SHAREHOLDER 12/2023 50-75%
KILLORAN, STEVEN, LAWRENCE Individual – EXECUTIVE VICE PRESIDENT & SHAREHOLDER 01/2014 5-10%
LEWIS, ELIZABETH, SARAH HINCHLIFFE Individual – PORTFOLIO MANAGEMENT TEAM LEAD / SHAREHOLDER 01/2017 < 5%
ROPER, HILARY, THOMPSON Individual – RESEARCH ANALYST / SHAREHOLDER 01/2019 5-10%
BEARD, COURTRIGHT, TEACHOUT Individual – OPERATIONS MANAGER / SHAREHOLDER 01/2020 5-10%
Rawlings, Thomas, Wayne Individual – CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

30150201920202021202220232024202518 on 4/1/201918 on 3/30/202018 on 3/30/202018 on 3/30/202018 on 5/13/202018 on 6/30/202020 on 3/31/202122 on 3/17/202222 on 3/31/202322 on 6/14/202322 on 12/11/202322 on 1/31/202423 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025922510777 on 4/1/20191034159949 on 3/30/20201034159949 on 3/30/20201034159949 on 3/30/20201034159949 on 5/13/20201034159949 on 6/30/20201305799879 on 3/31/20211594168766 on 3/17/20221366024417 on 3/31/20231366024417 on 6/14/20231366024417 on 12/11/20231366024417 on 1/31/20241723412484 on 3/28/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025745 on 4/1/2019789 on 3/30/2020789 on 3/30/2020789 on 3/30/2020789 on 5/13/2020789 on 6/30/2020856 on 3/31/2021979 on 3/17/20221076 on 3/31/20231076 on 6/14/20231076 on 12/11/20231076 on 1/31/20241290 on 3/28/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 18M 169K 0
ABBVIE INC COM 354K 2K 0
ACCENTURE PLC IRELAND SHS CLASS A 33M 110K 0
ADOBE INC COM 488K 878 0
AIR PRODS & CHEMS INC COM 17M 64K 0
ALPHABET INC CAP STK CL A 2M 9K 0
ALPHABET INC CAP STK CL C 71M 389K 0
AMAZON COM INC COM 63M 328K 0
AMERICAN EXPRESS CO COM 27M 119K 0
AMERICAN TOWER CORP NEW COM 227K 1K 0
AON PLC SHS CL A 782K 3K 0
APPLE INC COM 106M 505K 0
APPLIED MATLS INC COM 17M 71K 0
AT&T INC COM 316K 17K 0
AUTOMATIC DATA PROCESSING IN COM 644K 3K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K 0
BEST BUY INC COM 367K 4K 0
BROADCOM INC COM 335K 208 0
CATERPILLAR INC COM 414K 1K 0
CF INDS HLDGS INC COM 262K 4K 0
CHEVRON CORP NEW COM 23M 144K 0
CHIPOTLE MEXICAN GRILL INC COM 20M 312K 0
CINTAS CORP COM 408K 583 0
CISCO SYS INC COM 598K 13K 0
CME GROUP INC COM 13M 65K 0
COCA COLA CO COM 612K 10K 0
COLGATE PALMOLIVE CO COM 11M 112K 0
CONSTELLATION BRANDS INC CL A 12M 48K 0
COSTCO WHSL CORP NEW COM 52M 61K 0
DANAHER CORPORATION COM 6M 24K 0
DISNEY WALT CO COM 522K 5K 0
ECOLAB INC COM 11M 46K 0
EDWARDS LIFESCIENCES CORP COM 330K 4K 0
ELI LILLY & CO COM 42M 47K 0
EXXON MOBIL CORP COM 2M 15K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 4M 78K 0
FORD MTR CO DEL COM 176K 14K 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 41K 10K 0
GE AEROSPACE COM NEW 349K 2K 0
HOME DEPOT INC COM 26M 76K 0
HONEYWELL INTL INC COM 32M 148K 0
IDEXX LABS INC COM 277K 568 0
INTERNATIONAL BUSINESS MACHS COM 655K 4K 0
INTUITIVE SURGICAL INC COM NEW 16M 37K 0
INVESCO QQQ TR UNIT SER 1 998K 2K 0
ISHARES TR CORE S&P MCP ETF 3M 43K 0
ISHARES TR CORE S&P SCP ETF 28M 262K 0
ISHARES TR SP SMCP600VL ETF 403K 4K 0
ISHARES TR CORE S&P500 ETF 2M 4K 0
ISHARES TR S&P 500 GRWT ETF 220K 2K 0
ISHARES TR RUS 1000 ETF 357K 1K 0
ISHARES TR RUS 1000 GRW ETF 302K 829 0
ISHARES TR MSCI EAFE ETF 2M 28K 0
ISHARES TR NATIONAL MUN ETF 513K 5K 0
ISHARES TR MSCI ACWI EX US 611K 11K 0
ISHARES TR CORE MSCI TOTAL 269K 4K 0
ISHARES TR CORE MSCI EAFE 560K 8K 0
ISHARES TR CORE TOTAL USD 224K 5K 0
ISHARES TR MSCI USA QLT FCT 251K 1K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1M 23K 0
JEFFERIES FINL GROUP INC COM 314K 6K 0
JOHNSON & JOHNSON COM 24M 164K 0
JPMORGAN CHASE & CO. COM 40M 198K 0
KIMBERLY-CLARK CORP COM 205K 1K 0
LOCKHEED MARTIN CORP COM 15M 33K 0
MASTERCARD INCORPORATED CL A 33M 74K 0
MCDONALDS CORP COM 531K 2K 0
MEDTRONIC PLC SHS 356K 5K 0
MERCK & CO INC COM 2M 15K 0
META PLATFORMS INC CL A 50M 99K 0
MICROSOFT CORP COM 113M 252K 0
MOODYS CORP COM 928K 2K 0
MORGAN STANLEY COM NEW 26M 263K 0
NETFLIX INC COM 6M 10K 0
NEXTERA ENERGY INC COM 741K 10K 0
NIKE INC CL B 354K 5K 0
NVIDIA CORPORATION COM 88M 715K 0
ORACLE CORP COM 616K 4K 0
PEPSICO INC COM 6M 34K 0
PFIZER INC COM 558K 20K 0
PNC FINL SVCS GROUP INC COM 1M 7K 0
PROCTER AND GAMBLE CO COM 2M 15K 0
PROLOGIS INC. COM 269K 2K 0
QUALCOMM INC COM 694K 3K 0
ROCKWELL AUTOMATION INC COM 206K 750 0
ROPER TECHNOLOGIES INC COM 1M 2K 0
S&P GLOBAL INC COM 19M 42K 0
SCHWAB STRATEGIC TR US AGGREGATE B 380K 8K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 19K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 530K 8K 0
SHERWIN WILLIAMS CO COM 761K 3K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
STARBUCKS CORP COM 664K 9K 0
T ROWE PRICE ETF INC PRICE BLUE CHIP 711K 18K 0
TESLA INC COM 586K 3K 0
TEXAS INSTRS INC COM 40M 207K 0
THERMO FISHER SCIENTIFIC INC COM 379K 685 0
TJX COS INC NEW COM 24M 219K 0
TRUSTMARK CORP COM 433K 14K 0
UNION PAC CORP COM 894K 4K 0
UNITEDHEALTH GROUP INC COM 33M 65K 0
VANGUARD INDEX FDS TOTAL STK MKT 436K 2K 0
VANGUARD INDEX FDS SMALL CP ETF 595K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 561K 1K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 347K 8K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 6K 0
VANGUARD STAR FDS VG TL INTL STK F 281K 5K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 476K 10K 0
VERIZON COMMUNICATIONS INC COM 628K 15K 0
VISA INC COM CL A 280K 1K 0
VULCAN MATLS CO COM 386K 2K 0
WALMART INC COM 449K 7K 0
ZOETIS INC CL A 15M 84K 0