Hedge Fund Database

PROVIDENT WEALTH MANAGEMENT, LLC

Adviser information for PROVIDENT WEALTH MANAGEMENT, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,167 $588.6M
Non-Discretionary 0 $0
Total 1,167 $588.6M

Clients

Type Number RAUM
Individuals 169 $59.9M
HNW Individuals 151 $515.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 4 $13.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-62799
SEC ERA File Number 801-62799
SEC CIK Numbers 1799797
SEC CRD Numbers 130417
Legal Entity Identifier None

Principal Office

101 WINNERS CIRCLE
SUITE 101
BRENTWOOD
TN
United States
Monday - Friday, 9:00-5:00
Tel: 615-656-4050, Fax: 615-377-9222

Chief Compliance Officer

KEITH E. MCKISSOCK
101 WINNERS CIRCLE
SUITE 101
BRENTWOOD
TN
United States
Tel: 615-656-4050
Fax: 615-377-9222
(Full email address available in API data)

Regulatory Contact

JOANNE BOCCI
PRESIDENT
101 WINNERS CIRCLE
SUITE 101
BRENTWOOD
TN
United States
Tel: 615-656-4050
Fax: 615-377-9222
(Full email address available in API data)

Industry Affiliates

KEITH KNELL INSURANCE Insurance company or agency
ONE TRUSTED ADVISOR ATTORNEYS AT LAW Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MCKISSOCK, KEITH, EDWARD Individual – CHIEF COMPLIANCE OFFICER 07/2005 < 5%
KNELL, ANDREW, DAVID Individual – TRUSTEE 05/2021 > 75%
KNELL, KEITH, ROBERT Individual – TRUSTEE 05/2021 > 75%
PWMADSR TRUST Domestic Entity – OWNER 05/2021 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 8/7/20194 on 3/17/20204 on 6/10/20204 on 12/15/20204 on 12/15/20204 on 1/26/20216 on 3/10/20216 on 6/17/20217 on 3/28/20227 on 1/3/20239 on 3/24/20239 on 4/19/20239 on 7/28/20239 on 11/7/20239 on 2/29/2024

RAUM, Historic

600M300M02019202020212022202320242025295211899 on 8/7/2019354090002 on 3/17/2020354090002 on 6/10/2020354090002 on 12/15/2020354090002 on 12/15/2020354090002 on 1/26/2021412998524 on 3/10/2021412998524 on 6/17/2021534917492 on 3/28/2022534917492 on 1/3/2023506343267 on 3/24/2023506343267 on 4/19/2023506343267 on 7/28/2023506343267 on 11/7/2023588584005 on 2/29/2024

No. Clients, Historic

60030002019202020212022202320242025293 on 8/7/2019499 on 3/17/2020499 on 6/10/2020499 on 12/15/2020499 on 12/15/2020499 on 1/26/2021510 on 3/10/2021510 on 6/17/2021534 on 3/28/2022534 on 1/3/2023325 on 3/24/2023325 on 4/19/2023325 on 7/28/2023325 on 11/7/2023324 on 2/29/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 118K 645 –
ALPHABET INC CAP STK CL A 137K 751 –
ALPS ETF TR ALERIAN MLP 884K 18K –
AMAZON COM INC COM 513K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 14K –
APPLE INC COM 2M 10K –
BROWN & BROWN INC COM 240K 3K –
COCA COLA CO COM 434K 7K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 1M 54K –
ELI LILLY & CO COM 1M 1K –
ETFIS SER TR I VIRTUS PVT CR 729K 32K –
EXXON MOBIL CORP COM 746K 6K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 2M 25K –
FLEXSHARES TR MORNSTAR UPSTR 1M 34K –
GALLAGHER ARTHUR J & CO COM 2M 7K –
GENELUX CORPORATION COM 306K 157K –
HARBOR ETF TRUST LONG TERM GROWER 5M 208K –
HCA HEALTHCARE INC COM 324K 1K –
HONEYWELL INTL INC COM 904K 4K –
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 110 2 –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 137K 2K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 99K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 26K –
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 5M 81K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 4M 190K –
INVESCO QQQ TR UNIT SER 1 411K 857 –
ISHARES INC MSCI GBL MIN VOL 523K 5K –
ISHARES INC MSCI EMERG MRKT 86K 2K –
ISHARES INC MSCI EMRG CHN 1M 23K –
ISHARES TR S&P 100 ETF 705K 3K –
ISHARES TR SELECT DIVID ETF 472K 4K –
ISHARES TR CORE S&P500 ETF 223K 407 –
ISHARES TR S&P 500 GRWT ETF 26K 280 –
ISHARES TR S&P 500 VAL ETF 155K 852 –
ISHARES TR 7-10 YR TRSY BD 3K 27 –
ISHARES TR MSCI EAFE ETF 1K 15 –
ISHARES TR RUS MDCP VAL ETF 72K 596 –
ISHARES TR CORE S&P MCP ETF 53K 910 –
ISHARES TR ISHARES SEMICDTR 74K 300 –
ISHARES TR RUS 1000 VAL ETF 3K 16 –
ISHARES TR RUS 1000 GRW ETF 5K 13 –
ISHARES TR RUS 2000 VAL ETF 762 5 –
ISHARES TR RUS 2000 GRW ETF 33K 125 –
ISHARES TR RUSSELL 2000 ETF 102K 505 –
ISHARES TR U.S. TECH ETF 198K 1K –
ISHARES TR CORE S&P SCP ETF 5M 48K –
ISHARES TR MSCI ACWI ETF 272K 2K –
ISHARES TR MRGSTR MD CP GRW 68 1 –
ISHARES TR EAFE GRWTH ETF 1M 14K –
ISHARES TR FLTG RATE NT ETF 3K 63 –
ISHARES TR MSCI EAFE MIN VL 36K 520 –
ISHARES TR MSCI USA MIN VOL 1M 15K –
ISHARES TR MSCI USA QLT FCT 344K 2K –
ISHARES TR MSCI USA VALUE 4K 36 –
ISHARES TR CORE MSCI EAFE 125K 2K –
ISHARES TR MSCI INTL QUALTY 2K 53 –
ISHARES TR CORE DIV GRWTH 22M 375K –
ISHARES TR CONV BD ETF 2M 27K –
ISHARES TR MSCI INTL VLU FT 3K 114 –
ISHARES TR MSCI USA SMCP MN 65K 2K –
ISHARES TR ESG AWR US AGRGT 5K 103 –
ISHARES TR BROAD USD HIGH 645K 18K –
JOHNSON & JOHNSON COM 275K 2K –
MAINSTREET BANCSHARES INC COM 258K 15K –
MASTERCARD INCORPORATED CL A 206K 466 –
MCDONALDS CORP COM 246K 965 –
META PLATFORMS INC CL A 246K 488 –
MICROSOFT CORP COM 1M 2K –
NVIDIA CORPORATION COM 450K 4K –
PACER FDS TR TRENDPILOT 100 2K 33 –
PACER FDS TR PACER US SMALL 5M 109K –
PACER FDS TR US CASH COWS 100 36M 654K –
PEPSICO INC COM 246K 1K –
PIMCO ETF TR 25YR+ ZERO U S 2M 31K –
PINNACLE FINL PARTNERS INC COM 219K 3K –
PPG INDS INC COM 396K 3K –
PROCTER AND GAMBLE CO COM 4M 24K –
PROSHARES TR ULTRPRO DOW30 472K 6K –
PROSHARES TR ULTRPRO S&P500 154K 2K –
PUTNAM ETF TRUST FOCUSED LAR CAP 6M 162K –
SCHWAB STRATEGIC TR US LRG CAP ETF 21M 320K –
SCHWAB STRATEGIC TR US LCAP GR ETF 31M 307K –
SCHWAB STRATEGIC TR US SML CAP ETF 5M 107K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 2M 47K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 231K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 254K 2K –
SELECT SECTOR SPDR TR SBI CONS DISCR 36K 198 –
SELECT SECTOR SPDR TR ENERGY 146K 2K –
SELECT SECTOR SPDR TR FINANCIAL 123K 3K –
SELECT SECTOR SPDR TR INDL 244K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 278K 1K –
SELECT SECTOR SPDR TR COMMUNICATION 61K 711 –
SOLITARIO RESOURCES CORP COM 26K 29K –
SPDR GOLD TR GOLD SHS 678K 3K –
SPDR S&P 500 ETF TR TR UNIT 309K 567 –
SPDR SER TR S&P 600 SMCP VAL 5M 62K –
SPDR SER TR S&P DIVID ETF 332K 3K –
SPDR SER TR S&P 400 MDCP VAL 73 1 –
SPDR SER TR PORTFOLIO S&P500 172K 3K –
SPDR SER TR S&P OILGAS EXP 48K 330 –
SPDR SER TR RUSSELL LOW VOL 4M 33K –
T ROWE PRICE ETF INC US EQUITY RESEAR 44M 1M –
TESLA INC COM 317K 2K –
UNITEDHEALTH GROUP INC COM 205K 403 –
VANECK ETF TRUST MRNGSTR WDE MOAT 6M 67K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 37K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 37K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 24K 334 –
VANGUARD INDEX FDS S&P 500 ETF SHS 50K 99 –
VANGUARD INDEX FDS MCAP VL IDXVIP 8M 53K –
VANGUARD INDEX FDS MCAP GR IDXVIP 6M 24K –
VANGUARD INDEX FDS SML CP GRW ETF 405K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 375K 2K –
VANGUARD INDEX FDS MID CAP ETF 91K 376 –
VANGUARD INDEX FDS VALUE ETF 103K 645 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 229K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 70K –
VANGUARD WORLD FD MEGA GRWTH IND 253K 804 –
WISDOMTREE TR ARTIFICIAL INTEL 487K 23K –