EMBER L. FLACK, JD, CFP, CLU, CHFC
FLACK, EMBER LOUISE Legal Name
Adviser information for EMBER L. FLACK, JD, CFP, CLU, CHFC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 47 | $180.0M |
| Total | 47 | $180.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 47 | $180.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 801-62800 |
|---|---|
| SEC ERA File Number | 801-62800 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114269 |
| Legal Entity Identifier | None |
Principal Office
10831 STONE CANYON ROADDALLAS
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT
Tel: 214-373-4781, Fax: 214-373-4782
Chief Compliance Officer
EMBER L. FLACK
10831 STONE CANYON ROAD
DALLAS
TX
United States
Tel:
2143734781
Fax:
2143734782
E****@**************M
(Full email address available in API data)
Regulatory Contact
EMBER L. FLACK
PRINCIPAL
10831 STONE CANYON ROAD
DALLAS
TX
United States
Tel:
2143734781
Fax:
2143734782
E****@**************M
(Full email address available in API data)
Industry Affiliates
| EMBER L. FLACK, PLLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLACK, EMBER, LOUISE | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 01/2000 | > 75% |