SUGARLOAF WEALTH MANAGEMENT, LLC
Adviser information for SUGARLOAF WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,520 | $601.5M |
| Non-Discretionary | 16 | $8.6M |
| Total | 1,536 | $610.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 375 | $185.0M |
| HNW Individuals | 196 | $369.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $11.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $43.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 30.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SUGARLOAF WEALTH MANAGEMENT WRAP FEE PROGRAM | SUGARLOAF WEALTH MANAGEMENT, LLC |
Principal Office
2055 SUGARLOAF CIRCLESUITE 200
DULUTH
GA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 770.985.5473, Fax: 770.972.0534
Chief Compliance Officer
TODD J. SMALLWOOD
2055 SUGARLOAF CIRCLE
SUITE 200
DULUTH
GA
United States
Tel:
770.985.5473
Fax:
770.972.0534
T**********@*********M
(Full email address available in API data)
Regulatory Contact
JASON CONNOLLY
MANAGING PRINCIPAL
2055 SUGARLOAF CIRCLE
SUITE 200
DULUTH
GA
United States
Tel:
770-985-5473
Fax:
770-972-0534
J********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMALLWOOD, TODD, JONES | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| CONNOLLY, JASON, THOMAS | Individual | – | MEMBER | 10/2003 | 25-50% |
| WILSON, ADAM, CHAPMAN | Individual | – | MEMBER | 01/2009 | 25-50% |
| MANRY, TAYLOR, SNELL | Individual | – | MEMBER | 01/2009 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | Stock | 953K | 5K | – |
| GLOBAL PMTS INC COM | Stock | 127K | 1K | – |
| BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | ETF | 50K | 1K | – |
| PRUDENTIAL FINL INC | Stock | 171K | 1K | – |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 20K | 932 | – |
| ULTA SALON COSMETICS & FRAGRANCE INC COM | Stock | 12K | 32 | – |
| SIRIUS XM RADIO INC | Stock | 9K | 3K | – |
| SRH TOTAL RETURN FUND INC COM | CEF | 655K | 45K | – |
| POWERSHARES QQQ TR | ETF | 3M | 6K | – |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 305K | 1K | – |
| STARBUCKS CORP | Stock | 140K | 2K | – |
| SEMPRA ENERGY | Stock | 4K | 56 | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 57K | 773 | – |
| ELEVANCE HEALTH INC COM | Stock | 176K | 324 | – |
| ISHARES GOLD TRUST | ETF | 110K | 3K | – |
| EBAY INC | Stock | 4K | 66 | – |
| DOLLAR GEN CORP NEW COM | Stock | 117 | 1 | – |
| VIKING THERAPEUTICS INC COM | Stock | 3K | 57 | – |
| JOHNSON & JOHNSON COM | Stock | 908K | 6K | – |
| AKAMAI TECH | Stock | 3K | 30 | – |
| SEAGATE TECHNOLOGY | Stock | 16K | 153 | – |
| WASTE MANAGEMENT INC | Stock | 83K | 390 | – |
| VANGUARD TOTAL STK MKT | ETF | 2M | 8K | – |
| POWERSHARES HY DIVIDEND ACHIEVERS | ETF | 1M | 54K | – |
| VANGUARD EXTENDED MARKET ETF | ETF | 184K | 1K | – |
| VANGUARD ENERGY ETF | ETF | 111 | 1 | – |
| GLOBAL X INTERNET OF THINGS ETF | ETF | 18K | 500 | – |
| VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | ETF | 29M | 354K | – |
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | ETF | 287K | 4K | – |
| COSTCO WHOLESALE CORP | Stock | 1M | 1K | – |
| ISHARES MSCI EMERGING MARKETS ETF | ETF | 58K | 1K | – |
| GOLDMAN SACHS GROUP INC | Stock | 116K | 257 | – |
| LAS VEGAS SANDS CORP COM | Stock | 17K | 386 | – |
| SENSEONICS HLDGS INC COM | Stock | 299 | 750 | – |
| ISHARES MSCI KLD 400 SOCIAL ETF | ETF | 240K | 2K | – |
| ROYAL DUTCH SHELL PLC-ADR | ADR | 125K | 2K | – |
| GAP INC | Stock | 2K | 100 | – |
| YUM! BRANDS INC | Stock | 8K | 58 | – |
| UNDER ARMOUR INC CL C | Stock | 65 | 10 | – |
| F5 NETWORKS INC | Stock | 5K | 28 | – |
| PERMIAN BASIN RTY TR UNIT BEN INT | Stock | 12K | 1K | – |
| ATLANTA BRAVES HLDGS INC COM SER A | Stock | 827 | 20 | – |
| PROCTER AND GAMBLE CO COM | Stock | 733K | 4K | – |
| COCA COLA CO COM | Stock | 1M | 18K | – |
| ISHARES TR DOW JONES U S HEALTHCARE | ETF | 72K | 1K | – |
| GENERAL MLS INC COM | Stock | 155K | 2K | – |
| FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHS | ETF | 35K | 926 | – |
| PPG INDS INC COM | Stock | 73K | 583 | – |
| OCCIDENTAL PETE CORP COM | Stock | 504 | 8 | – |
| TRUIST FINL CORP COM | Stock | 215K | 6K | – |
| UNITED PARCEL SERVICE INC | Stock | 168K | 1K | – |
| MARRIOTT INTL INC | Stock | 112K | 464 | – |
| VANGUARD REIT INDEX ETF | ETF | 47K | 558 | – |
| BIOGEN IDEC INC | Stock | 5K | 22 | – |
| CARNIVAL CORP PAIRED CTF | Stock | 4K | 210 | – |
| INTEL CORP COM | Stock | 212K | 7K | – |
| CHICAGO MERCANTILE HLDGS INC | Stock | 29K | 150 | – |
| MEDTRONIC PLC SHS | Stock | 6K | 72 | – |
| CLOROX CO DEL COM | Stock | 17K | 122 | – |
| ISHARES DJ U.S. FINANCIAL SECTOR ETF | ETF | 36K | 380 | – |
| FORTIVE CORP COM | Stock | 39K | 525 | – |
| NETFLIX INC COM | Stock | 25K | 37 | – |
| SPDR DOW JONES INDUSTRIAL ETF | ETF | 1M | 4K | – |
| WORTHINGTON ENTERPRISES INC COM | Stock | 14K | 300 | – |
| PAYCHEX INC | Stock | 60K | 503 | – |
| ISHARES TR S&P AGGRESSIVE ALLOCATION FD | ETF | 471K | 6K | – |
| BLACKBAUD INC | Stock | 6K | 81 | – |
| ISHARES SILVER TRUST ETF | ETF | 66K | 3K | – |
| RITCHIE BROS AUCTIONEERS | Stock | 6K | 80 | – |
| WATERS CP | Stock | 142K | 489 | – |
| POOL CORP COM | Stock | 126K | 412 | – |
| ESTEE LAUDER COMPANIES INC | Stock | 106 | 1 | – |
| SPDR DJ GLOBAL REAL ESTATE ETF | ETF | 2K | 48 | – |
| SANOFI SA | ADR | 71K | 1K | – |
| MERCK & CO INC | Stock | 703K | 6K | – |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | ETF | 14K | 135 | – |
| SPDR S&P 500 ETF TRUST | ETF | 1M | 2K | – |
| MCKESSON CORP | Stock | 11K | 18 | – |
| THE TRADE DESK INC COM CL A | Stock | 68K | 700 | – |
| WISDOMTREE MIDCAP EARNINGS ETF | ETF | 43K | 750 | – |
| MASTERCARD INC | Stock | 62K | 140 | – |
| EMCORE CORP COM | Stock | 177 | 150 | – |
| SBA COMMUNICATIONS CP | REIT | 98K | 500 | – |
| EMERSON ELEC CO COM | Stock | 118K | 1K | – |
| YUM CHINA HLDGS INC COM | Stock | 2K | 57 | – |
| INNOVATOR LADDERED ALLOCATION POWER BUFFER ETF | ETF | 64K | 2K | – |
| APTUS DRAWDOWN MANAGED EQUITY ETF | ETF | 2M | 53K | – |
| ISHARES TR S&P CONSERVATIVE ALLOCATION FD | ETF | 4K | 111 | – |
| ALLSTATE CORP | Stock | 221K | 1K | – |
| NATIONAL HEALTH INVS INC | REIT | 3K | 44 | – |
| DIAGEO PLC | ADR | 4K | 35 | – |
| LAMB WESTON HLDGS INC COM | Stock | 28K | 331 | – |
| LEGGETT & PLATT INC COM | Stock | 3K | 272 | – |
| VERTEX PHARMACEUTICALS IN | Stock | 2K | 4 | – |
| COGNIZANT TECH SOLUTIONS CORP | Stock | 8K | 124 | – |
| INNOVATIVE INDL PPTYS INC COM | REIT | 11K | 99 | – |
| ISHARES DOW JONES US HOME CONST (ETF) | ETF | 11K | 106 | – |
| ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF | ETF | 9K | 239 | – |
| CORNING INC COM | Stock | 2K | 60 | – |
| TRIVAGO N V SPON ADS A SHS N | ADR | 40 | 20 | – |
| ISHARES TR S&P 100 INDEX FUND | ETF | 54K | 203 | – |
| BANK NEW YORK MELLON CORP COM | Stock | 9K | 156 | – |
| JOHN HANCOCK PATRIOT PREMIUM DIV. FND. II | CEF | 25K | 2K | – |
| GEN DIGITAL INC COM | Stock | 4K | 161 | – |
| DIREXION DAILY TECHNOLOGY BULL 3X SHARES | ETF | 16K | 163 | – |
| DAVITA INC COM | Stock | 7K | 54 | – |
| GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF | ETF | 156K | 2K | – |
| VERIZON COMMUNICATIONS | Stock | 567K | 14K | – |
| UNUM GROUP | Stock | 20K | 399 | – |
| CHUBB LIMITED COM | Stock | 28K | 109 | – |
| AGCO CORP COM | Stock | 27K | 275 | – |
| VANGUARD FTSE ALL WORLD EX-US ETF | ETF | 2K | 16 | – |
| FEDEX CORP | Stock | 2K | 7 | – |
| PULTE GROUP INC COM | Stock | 173K | 2K | – |
| SHERWIN WILLIAMS CO COM | Stock | 148K | 497 | – |
| PEPSICO INC COM | Stock | 421K | 3K | – |
| ISHARES 1-3 YR TREASURY BOND ETF | ETF | 292K | 4K | – |
| FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF | ETF | 8K | 179 | – |
| SNAP INC CL A | Stock | 9K | 525 | – |
| ISHARES TR S&P MODERATE ALLOCATION FD | ETF | 34K | 800 | – |
| DXC TECHNOLOGY CO COM | Stock | 1K | 62 | – |
| KIMBERLY-CLARK CORP COM | Stock | 205K | 1K | – |
| GROWGENERATION CORP COM | Stock | 11K | 5K | – |
| HONEYWELL INTL INC | Stock | 16K | 77 | – |
| TRANE TECHNOLOGIES PLC SHS | Stock | 34K | 103 | – |
| FIRSTENERGY CORP COM | Stock | 19K | 500 | – |
| FORD MOTOR COMPANY | Stock | 168K | 13K | – |
| OMEGA HEALTHCARE INVESTORS INC | REIT | 66K | 2K | – |
| ISHARES ESG AWARE MSCI USA ETF | ETF | 161K | 1K | – |
| BP PLC SPONSORED ADR | ADR | 433 | 12 | – |
| HOME DEPOT | Stock | 6M | 17K | – |
| BAXTER INTL INC COM | Stock | 870 | 26 | – |
| AUTOMATIC DATA PROCESSING INC COM | Stock | 185K | 774 | – |
| BRIGHTHOUSE FINL INC COM | Stock | 2K | 53 | – |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | ETF | 207K | 9K | – |
| DUPONT DE NEMOURS INC COM | Stock | 24K | 303 | – |
| ISHARES RUSSELL 2000 VALUE | ETF | 215K | 1K | – |
| ICICI BANK LTD ADR | ADR | 19K | 643 | – |
| BHP GROUP LTD SPONSORED ADS | ADR | 47K | 824 | – |
| SPDR GOLD ETF | ETF | 19K | 90 | – |
| SOUTHERN CO COM | Stock | 4M | 50K | – |
| CENCORA INC COM | Stock | 10K | 46 | – |
| BROADRIDGE FINL SOLUTIONS INC COM | Stock | 3M | 17K | – |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 44K | 928 | – |
| REGIONS FINANCIAL CORP NEW | Stock | 20K | 1K | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 471K | 1K | – |
| LABCORP HOLDINGS INC COM SHS | Stock | 3K | 14 | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 77K | 2K | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 189K | 3K | – |
| ISHARES US REAL ESTATE ETF | ETF | 18K | 199 | – |
| WHIRLPOOL CORP COM | Stock | 108K | 1K | – |
| AON CORP | Stock | 40K | 136 | – |
| STERIS CORP | Stock | 12K | 54 | – |
| LUMEN TECHNOLOGIES INC COM | Stock | 1K | 1K | – |
| PIMCO ENHANCED SHORT MATURITY ETF | ETF | 1M | 11K | – |
| LINCOLN ELEC HLDGS INC | Stock | 7K | 37 | – |
| ISHARES S&P SMALLCAP 600 ETF | ETF | 277K | 3K | – |
| UNITED THERAPEUTICS CORP DEL | Stock | 15K | 46 | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 871K | 2K | – |
| ADOBE SYS INC | Stock | 3M | 6K | – |
| WEYERHAEUSER CO MTN BE COM NEW | REIT | 16K | 565 | – |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 163K | 2K | – |
| GOOGLE INC | Stock | 5M | 26K | – |
| PIEDMONT OFFICE RLTYTR INC COM CL A | REIT | 10K | 1K | – |
| PROGRESSIVE CORP COM | Stock | 4M | 19K | – |
| FISERV INC COM | Stock | 286K | 2K | – |
| OREILLY AUTOMOTIVE INC COM | Stock | 212K | 201 | – |
| PRINCIPAL FINANCIAL GROUP INC | Stock | 29K | 364 | – |
| INTUIT INC | Stock | 3K | 4 | – |
| UNILEVER PLC SPON ADR NEW | ADR | 44K | 809 | – |
| COMCAST CORP NEW CL A | Stock | 159K | 4K | – |
| ISHARES U.S. INFRASTRUCTURE ETF | ETF | 7K | 168 | – |
| GENERAC HLDGS INC COM | Stock | 926 | 7 | – |
| MICROSOFT | Stock | 7M | 16K | – |
| FIRST HORIZON CORPORATION COM | Stock | 4K | 227 | – |
| LENNAR CORP CL A | Stock | 25K | 164 | – |
| PRIMERICA INC COM | Stock | 204K | 862 | – |
| VALERO ENERGY CORP | Stock | 66K | 418 | – |
| NVENT ELECTRIC PLC SHS | Stock | 77 | 1 | – |
| DISCOVERY HLDG CO | Stock | 5K | 627 | – |
| IQ MERGER ARBITRAGE ETF | ETF | 818 | 26 | – |
| CANADIAN NATURAL RESOURCES LTD | Stock | 26K | 728 | – |
| WYNDHAM HOTELS & RESORTS INC COM | Stock | 4K | 49 | – |
| CVS HEALTH CORP COM | Stock | 90K | 2K | – |
| GRANITESHARES GOLD SHARES | ETF | 71K | 3K | – |
| EVERGY INC COM | Stock | 9K | 176 | – |
| SPROTT PHYSICAL GOLD TRUST | CEF | 108K | 6K | – |
| NISOURCE INC COM | Stock | 3K | 96 | – |
| RPM INTL INC COM | Stock | 16K | 144 | – |
| AMERIPRISE FINL INC COM | Stock | 9K | 21 | – |
| GARMIN LTD SHS | Stock | 16K | 100 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY | ETF | 637K | 16K | – |
| MORGAN STANLEY DEAN WITTER INSD MUNI BD TR SHS OF BEN INT | CEF | 25K | 2K | – |
| VANGUARD TOTAL WORLD BOND ETF | ETF | 3K | 51 | – |
| ALAUNOS THERAPEUTICS INC COM NEW | Stock | 3K | 4K | – |
| MASTERBRAND INC COMMON STOCK | Stock | 117 | 8 | – |
| GARRETT MOTION INC COM | Stock | 43 | 5 | – |
| BOEING CO COM | Stock | 98K | 538 | – |
| COPART INC COM | Stock | 4M | 67K | – |
| VANGUARD SMALL CAP ETF | ETF | 466K | 2K | – |
| VANGUARD MID CAP | ETF | 165K | 680 | – |
| NEXTERA ENERGY INC COM | Stock | 210K | 3K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - OCTOBER | ETF | 813K | 21K | – |
| NIKE INC CLASS B | Stock | 18K | 243 | – |
| VANGUARD SHORT-TERM TREASURY ETF | ETF | 84K | 1K | – |
| URBAN OUTFITTERS INC | Stock | 616 | 15 | – |
| APTUS DEFINED RISK ETF | ETF | 62M | 2M | – |
| TESLA MOTORS INC | Stock | 460K | 2K | – |
| RESIDEO TECHNOLOGIES INC COM | Stock | 176 | 9 | – |
| ISHARES ESG AWARE US AGGREGATE BOND ETF | ETF | 141K | 3K | – |
| LINDE PLC SHS | Stock | 164K | 373 | – |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 41K | 694 | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JULY | ETF | 109K | 3K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - SEPTEMBER | ETF | 883K | 24K | – |
| FINANCIAL SELECT SECTOR SPDR | ETF | 3K | 75 | – |
| NXP SEMICONDUCTORS NV COM | Stock | 6K | 24 | – |
| NORFOLK SOUTHERN CRP | Stock | 26K | 123 | – |
| OGE ENERGY CORP COM | Stock | 117K | 3K | – |
| FEDERAL REALTY INVST TR SH BEN INT NEW | REIT | 43K | 423 | – |
| DELL TECHNOLOGIES INC CL C | Stock | 965 | 7 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 2M | 41K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JANUARY | ETF | 63K | 2K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JULY | ETF | 349K | 8K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JANUARY | ETF | 158K | 4K | – |
| SABA CAPITAL INCOME & OPPORTUN COM NEW | CEF | 6K | 773 | – |
| OPUS SMALL CAP VALUE ETF | ETF | 25M | 737K | – |
| TANGER INC COM | REIT | 9K | 338 | – |
| VANGUARD EUROPEAN | ETF | 37K | 554 | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 323K | 560 | – |
| WALGREENS BOOTS ALLIANCE INC COM | Stock | 6K | 528 | – |
| ACUITY BRANDS INC | Stock | 483K | 2K | – |
| CENTERPOINT ENERGY INC COM | Stock | 136K | 4K | – |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | ETF | 5K | 132 | – |
| HUNTSMAN CORP | Stock | 15K | 670 | – |
| DEFIANCE NEXT GEN CONNECTIVITY ETF | ETF | 39 | 1 | – |
| ROYAL CARIBBEAN GROUP COM | Stock | 78K | 491 | – |
| REINSURANCE GROUP AMER INC | Stock | 30K | 147 | – |
| STANLEY BLACK & DECKER INC COM | Stock | 3K | 32 | – |
| STEPAN CO COM | Stock | 2K | 28 | – |
| DOW INC COM | Stock | 14K | 271 | – |
| HANESBRANDS INC | Stock | 493 | 100 | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - APRIL | ETF | 647K | 16K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | ETF | 1M | 30K | – |
| ALCON AG ORD SHS | Stock | 2K | 26 | – |
| CONAGRA BRANDS INC COM | Stock | 28K | 994 | – |
| VANGUARD S&P 500 ETF | ETF | 160K | 320 | – |
| ASTRAZENECA PLC- SPONS ADR | ADR | 89K | 1K | – |
| SPROTT PHYSICAL SILVER | CEF | 65K | 7K | – |
| FIFTH THIRD BANCORP | Stock | 242K | 7K | – |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 67K | 125 | – |
| QUADRATIC INTEREST RATE VOLATILITY & INFLATION HEDGE ETF | ETF | 185 | 10 | – |
| NEW YORK MTG TR INC COM | REIT | 133 | 23 | – |
| CORTEVA INC COM | Stock | 21K | 396 | – |
| CONSOLIDATED EDISON INC COM | Stock | 15K | 163 | – |
| GENERAL MOTORS CORP | Stock | 40K | 860 | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - JUNE | ETF | 24K | 625 | – |
| CROWDSTRIKE HLDGS INC CL A | Stock | 155K | 404 | – |
| BLACKROCK U.S. EQUITY FACTOR ROTATION ETF | ETF | 54K | 1K | – |
| INVESCO ETF TRUST S&P 500 EQUAL WEIGHT | ETF | 20M | 119K | – |
| ISHARES 0-5 YEAR TIPS BOND ETF | ETF | 173K | 2K | – |
| MARKET VECTORS GOLD MINERS INDEX ETF | ETF | 18K | 516 | – |
| INNOVATOR EMERGING MARKETS POWER BUFFER ETF - JULY | ETF | 29K | 1K | – |
| SPDR S&P 600 SMALL CAP GROWTH ETF | ETF | 3M | 34K | – |
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF | ETF | 40M | 1M | – |
| ISHARES MSCI EAFE GROWTH INDEX ETF | ETF | 58K | 568 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 259K | 7K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - AUGUST | ETF | 170K | 5K | – |
| WABTEC | Stock | 11K | 70 | – |
| ELI LILLY & CO COM | Stock | 199K | 220 | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - SEPTEMBER | ETF | 130K | 3K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - SEPTEMBER | ETF | 211K | 6K | – |
| SCHWAB U.S. REIT ETF | ETF | 23K | 1K | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - OCTOBER | ETF | 157K | 5K | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF- OCTOBER | ETF | 483K | 10K | – |
| VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 796K | 13K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - NOVEMBER | ETF | 1M | 33K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - NOVEMBER | ETF | 109K | 3K | – |
| PPL CORP COM | Stock | 29K | 1K | – |
| ISHARES RUSSELL MIDCAP VALUE INDEX | ETF | 126K | 1K | – |
| HOLOGIC INC COM | Stock | 17K | 234 | – |
| IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN | ETF | 3K | 90 | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - DECEMBER | ETF | 28K | 673 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | ETF | 686K | 18K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - DECEMBER | ETF | 132K | 4K | – |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 61K | 1K | – |
| DRAFTKINGS INC NEW COM CL A | Stock | 76K | 2K | – |
| LEAR CORP COM NEW | Stock | 12K | 103 | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JANUARY | ETF | 454K | 13K | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF - JANUARY | ETF | 942K | 21K | – |
| ISHARES RUSSELL 2000 ETF | ETF | 998K | 5K | – |
| ISHARES TR HIGH DIVID EQUITY FD | ETF | 613K | 6K | – |
| INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - FEBRUARY | ETF | 25K | 800 | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - FEBRUARY | ETF | 80K | 2K | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 454K | 13K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 188K | 2K | – |
| DIGITAL REALTY TRUST INC | REIT | 33K | 218 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 405K | 11K | – |
| INNOVATOR U.S. EQUITY BUFFER ETF - MARCH | ETF | 72K | 2K | – |
| CARRIER GLOBAL CORPORATION COM | Stock | 59K | 938 | – |
| BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A | Stock | 4K | 105 | – |
| TRAVEL PLUS LEISURE CO COM | Stock | 2K | 49 | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF - APRIL | ETF | 2M | 32K | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | ETF | 162K | 5K | – |
| AFLAC INC COM | Stock | 158K | 2K | – |
| FREEPORT MCMORAN COPPER | Stock | 6K | 133 | – |
| SYSCO CORP COM | Stock | 25K | 350 | – |
| INVESCO S&P 500 LOW VOLATILITY ETF | ETF | 40K | 610 | – |
| GROUP 1 AUTOMOTIVE INC | Stock | 10K | 32 | – |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | ADR | 6K | 300 | – |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY | ETF | 92K | 3K | – |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 507K | 9K | – |
| NIKOLA CORP COM NEW | Stock | 385 | 47 | – |
| ISHARES FLOATING RATE BOND ETF | ETF | 57K | 1K | – |
| SONY GROUP CORP SPONSORED ADR | ADR | 340 | 4 | – |
| CLOVER HEALTH INVESTMENTS CORP COM CL A | Stock | 1K | 1K | – |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | ETF | 323K | 12K | – |
| IAC INC COM NEW | Stock | 12K | 250 | – |
| INNOVATOR GROWTH-100 POWER BUFFER ETF - JULY | ETF | 107K | 2K | – |
| OCCIDENTAL PETE CORP WT EXP 080327 | Stock | 247 | 6 | – |
| QUANTA SVCS INC COM | Stock | 174K | 686 | – |
| II-VI INC | Stock | 31K | 425 | – |
| ISHARES DJ SELECT DIVIDEND | ETF | 1M | 11K | – |
| AMERICAN ELEC PWR CO INC COM | Stock | 87K | 987 | – |
| BLACKROCK DEBT STRATEGIES FD I COM NEW | CEF | 10K | 955 | – |
| ISHARES RUSSELL MIDCAP GROWTH ETF | ETF | 184K | 2K | – |
| MARATHON PETE CORP | Stock | 15K | 86 | – |
| VANGUARD FTSE PACIFIC ETF | ETF | 10K | 134 | – |
| ISHARES ESG ADVANCED TOTAL USD BOND MARKET ETF | ETF | 22K | 524 | – |
| SNOWFLAKE INC CL A | Stock | 3K | 20 | – |
| ISHARES ESG ADVANCED MSCI EAFE ETF | ETF | 110K | 2K | – |
| ISHARES ESG ADVANCED MSCI USA ETF | ETF | 226K | 5K | – |
| SPDR BLOOMBERG 3-12 MONTH T-BILL ETF | ETF | 137K | 1K | – |
| VONTIER CORPORATION COM | Stock | 382 | 10 | – |
| CHEMED CORP NEW COM | Stock | 3M | 6K | – |
| INVESCO NASDAQ 100 ETF | ETF | 346K | 2K | – |
| CIRRUS LOGIC INC | Stock | 2K | 13 | – |
| LESLIES INC COM | Stock | 63 | 15 | – |
| VIATRIS INC COM | Stock | 20K | 2K | – |
| AMERICAN CONSERVATIVE VALUES ETF | ETF | 21K | 500 | – |
| ISHARES MSCI EAFE VALUE ETF | ETF | 65K | 1K | – |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 28K | 2K | – |
| FORTUNE BRANDS HOME & SECURITY INC WI | Stock | 520 | 8 | – |
| GENTEX CORP | Stock | 6K | 166 | – |
| ISHARES MSCI GLOBAL MIN VOL FACTOR ETF | ETF | 39K | 375 | – |
| DIREXION DAILY FINANCIAL BULL 3X SHARES | ETF | 18K | 174 | – |
| SMARTRENT INC COM CL A | Stock | 10K | 4K | – |
| DELPHI AUTOMOTIVE PLC COM | Stock | 10K | 144 | – |
| ROBLOX CORP CL A | Stock | 7K | 196 | – |
| OUSTER INC COM NEW | Stock | 2K | 164 | – |
| AEVA TECHNOLOGIES INC COM NEW | Stock | 252 | 100 | – |
| COINBASE GLOBAL INC COM CL A | Stock | 31K | 140 | – |
| BLACKROCK U.S. CARBON TRANSITION READINESS ETF | ETF | 342K | 6K | – |
| BLACKROCK WORLD EX U.S. CARBON TRANSITION READINESS ETF | ETF | 51K | 1K | – |
| TRACTOR SUPPLY CO | Stock | 16K | 60 | – |
| BLACKROCK ENHANCED EQUITY DIVI COM | CEF | 12K | 1K | – |
| ORGANON & CO COMMON STOCK | Stock | 439 | 21 | – |
| VISA INC | Stock | 4M | 14K | – |
| SENTINELONE INC CL A | Stock | 41K | 2K | – |
| HERSHEY CO COM | Stock | 42K | 229 | – |
| APTUS INTERNATIONAL ENHANCED YIELD | ETF | 20M | 972K | – |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 2M | 27K | – |
| JACKSON FINANCIAL INC COM CL A | Stock | 223 | 3 | – |
| REDWIRE CORPORATION COM | Stock | 1K | 200 | – |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - OCTOBER | ETF | 44K | 2K | – |
| UNITED STATES OIL FUND LP | ETF | 80 | 1 | – |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 17K | 634 | – |
| VANGUARD VALUE ETF | ETF | 978K | 6K | – |
| VANGUARD GROWTH ETF | ETF | 1M | 4K | – |
| RIVIAN AUTOMOTIVE INC COM CL A | Stock | 9K | 638 | – |
| ORION OFFICE REIT INC COM | REIT | 643 | 179 | – |
| COSTAR GRP INC | Stock | 18K | 240 | – |
| MID-AMER APT CMNTYS INC | REIT | 4K | 25 | – |
| PHILLIPS 66 | Stock | 1K | 8 | – |
| AMERICAN TOWER CORP | REIT | 3M | 17K | – |
| ZEBRA TECHNOLOGIES CORPORATION CL A | Stock | 18K | 59 | – |
| ISHARES TR S&P 1500 INDEX FD | ETF | 1M | 10K | – |
| META PLATFORMS INC CL A | Stock | 207K | 410 | – |
| PIMCO DYNAMIC INCOME FD SHS | CEF | 24K | 1K | – |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 34K | 33 | – |
| ISHARES AAA-A RATED CORPORATE BOND ETF | ETF | 2M | 49K | – |
| AMERICAN AIRLS GROUP INC COM | Stock | 6K | 500 | – |
| COCA COLA ENTERPRISEINC | Stock | 14K | 189 | – |
| BCE INC COM NEW | Stock | 2K | 57 | – |
| PACKAGING CORP AMER COM | Stock | 54K | 295 | – |
| TOLL BROS INC | Stock | 8K | 69 | – |
| SITIO ROYALTIES CORP CLASS A COM | Stock | 16K | 684 | – |
| HORIZON KINETICS INFLATION BENEFICIARIES ETF | ETF | 7K | 211 | – |
| HALEON PLC SPON ADS | ADR | 2K | 191 | – |
| INVESCO QUALITY MUNICIPAL INCOME TRUST | CEF | 20K | 2K | – |
| MONDELEZ INTL INC CL A | Stock | 52K | 789 | – |
| MIDDLEBY CORP | Stock | 12K | 96 | – |
| PENTAIR PLC SHS | Stock | 77 | 1 | – |
| AVAGO TECHNOLOGIES LTD | Stock | 4M | 3K | – |
| DIAMONDBACK ENERGY INC COM | Stock | 4M | 20K | – |
| APTUS ENHANCED YIELD ETF | ETF | 36M | 2M | – |
| INNOVATOR EQUITY MANAGED FLOOR ETF | ETF | 44K | 1K | – |
| JOHNSON CTLS INC | Stock | 33K | 493 | – |
| METLIFE INC COM | Stock | 156K | 2K | – |
| RESTORATION HARDWARE | Stock | 11K | 47 | – |
| MOODYS CORP | Stock | 37K | 87 | – |
| BARCLAYS PLC ADR | ADR | 161 | 15 | – |
| ING GROEP NV ADR | ADR | 4K | 227 | – |
| MITSUBISHI UFJ FINL GROUP INC SPONSORED | ADR | 5K | 448 | – |
| ISHARES TRUST CORE MSCI TOTAL INTL STK ETF | ETF | 8K | 121 | – |
| NOVARTIS AG ADR | ADR | 58K | 544 | – |
| ISHARES CORE MSCI EAFE ETF | ETF | 219K | 3K | – |
| POWERSHARES TRUST II ETF | ETF | 96K | 2K | – |
| TOTAL SA ADR | ADR | 33K | 495 | – |
| R B C BEARINGS INC | Stock | 9K | 34 | – |
| KINDER MORGAN INC | Stock | 914 | 46 | – |
| ACCENTURE LTD BERMUDA CL A | Stock | 176K | 580 | – |
| XTRACKERS MSCI EMERGING MARKETS HEDGED EQUITY ETF | ETF | 32K | 1K | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 11K | 145 | – |
| KROGER CO COM | Stock | 25K | 509 | – |
| ENBRIDGE INC COM | Stock | 35K | 984 | – |
| ALTERITY THERAPEUTICS LTD SPONSORED ADS | ADR | 60 | 33 | – |
| AES CORP COM | Stock | 1K | 58 | – |
| NVIDIA CORPORATION COM | Stock | 2M | 16K | – |
| WESTERN DIGITAL CORP. COM | Stock | 24K | 316 | – |
| ARCHER DANIELS MIDLAND CO COM | Stock | 198K | 3K | – |
| EOG RESOURCES INC | Stock | 1K | 10 | – |
| GENUINE PARTS CO COM | Stock | 673K | 467K | – |
| ABBVIE INC COM | Stock | 509K | 3K | – |
| S&P GLOBAL INC COM | Stock | 142K | 319 | – |
| PEAKSTONE REALTY TRUST COMMON SHARES | REIT | 36K | 3K | – |
| ISHARES CORE MSCI EMERGING MKTS | ETF | 8K | 153 | – |
| DOUBLELINE MORTGAGE ETF | ETF | 3M | 62K | – |
| DOUBLELINE COMMERCIAL REAL ESTATE ETF | ETF | 707K | 14K | – |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 9M | 129K | – |
| VANGUARD FTSE ALL-WORLD EX-US | ETF | 20K | 338 | – |
| NORWEGIAN CRUISE LINE HLDG LTD SHS | Stock | 21K | 1K | – |
| PROG HOLDINGS INC COM NPV | Stock | 2K | 65 | – |
| UNIVERSAL FOREST PRODS INC | Stock | 13K | 120 | – |
| VIRTUS DIVIDEND INTEREST & PR COM | CEF | 167K | 14K | – |
| INVESCO PLC NEW SPONSORED ADR | Stock | 748 | 50 | – |
| BLACKROCK FLEXIBLE INCOME ETF | ETF | 15K | 285 | – |
| NORTHERN DYNASTY MINERALS LTD COM NEW | Stock | 543 | 2K | – |
| PRICESMART INC | Stock | 2K | 22 | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 18K | 105 | – |
| ISHARES ESG AWARE MSCI EM ETF | ETF | 54K | 2K | – |
| BLACKROCK MULTI SECTOR INC TR COM | CEF | 41K | 3K | – |
| ISHARES RUSSELL 2000 GROWTH ETF | ETF | 96K | 367 | – |
| INVESCO S&P 500 QUALITY ETF | ETF | 23K | 362 | – |
| BLACKSTONE GROUP LP | Stock | 88K | 714 | – |
| APTARGROUP INC | Stock | 8K | 56 | – |
| CHURCH & DWIGHT INC | Stock | 11K | 106 | – |
| JACOBS SOLUTIONS INC COM | Stock | 5K | 37 | – |
| FORTREA HLDGS INC COMMON STOCK | Stock | 327 | 14 | – |
| SYNOVUS FINL CORP | Stock | 432K | 11K | – |
| ISHARES LITHIUM MINERS AND PRODUCERS ETF | ETF | 1K | 100 | – |
| ZIMMER HLDGS INC | Stock | 2K | 23 | – |
| ROCKWELL AUTOMATION INC COM | Stock | 21K | 76 | – |
| APTUS LARGE CAP ENHANCED YIELD ETF | ETF | 20M | 654K | – |
| STRYKER CORP | Stock | 114K | 336 | – |
| QUALCOMM INC COM | Stock | 237K | 1K | – |
| ING U S INC | Stock | 11K | 150 | – |
| ARM HOLDINGS PLC SPONSORED ADS | ADR | 16K | 100 | – |
| RESMED INC | Stock | 22K | 116 | – |
| INTUITIVE SURGICAL, INC. | Stock | 238K | 534 | – |
| VERALTO CORP COM SHS | Stock | 29K | 302 | – |
| CULLEN FROST BANKERSINC | Stock | 3K | 33 | – |
| JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF | ETF | 10M | 178K | – |
| DISCOVER FINANCIAL SERVICES LLC | Stock | 10K | 73 | – |
| MCDONALDS CORP COM | Stock | 147K | 578 | – |
| NCR ATLEOS CORPORATION COM SHS | Stock | 12K | 458 | – |
| GLOBAL X FDS GLOBAL X URANIUM ETFNEW | ETF | 1K | 36 | – |
| CISCO SYS INC | Stock | 115K | 2K | – |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF DECEMBER | ETF | 16K | 600 | – |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 128K | 3K | – |
| FLYEXCLUSIVE INC COM CL A | Stock | 4K | 1K | – |
| LENNAR CORP CL B | Stock | 139 | 1 | – |
| AT&T INC COM | Stock | 503K | 26K | – |
| VANGUARD INTERMEDIATE-TERM BOND ETF | ETF | 57K | 762 | – |
| ENERGY SELECT SECTOR SPDR | ETF | 81 | 1 | – |
| SOLVENTUM CORP COM SHS | Stock | 21K | 390 | – |
| GE VERNOVA INC COM | Stock | 22K | 131 | – |
| SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF | ETF | 269K | 4K | – |
| GE AEROSPACE COM NEW | Stock | 86K | 540 | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 73K | 427 | – |
| ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | ETF | 7K | 92 | – |
| ISHARES S&P SMALL-CAP 600 GROWTH ETF | ETF | 20K | 154 | – |
| GABELLI HLTHCARE & WELLNESS TR SHS | CEF | 23K | 2K | – |
| MOTOROLA SOLUTIONS INC COM NEW | Stock | 92K | 238 | – |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 301K | 2K | – |
| CALAMOS CONV & HIGH INCOME FD COM SHS | CEF | 25K | 2K | – |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 4K | 24 | – |
| INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 31K | 257 | – |
| ISHARES DJ US TECHNOLOGY | ETF | 60K | 397 | – |
| SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF | ETF | 366K | 10K | – |
| CHARTER COMMUNICATIONS INC NEW CL A | Stock | 6K | 19 | – |
| PROSHARES TR S&P 500 ARISTOCRATS | ETF | 441K | 5K | – |
| BLACKROCK SHORT DURATION BOND ETF | ETF | 725K | 14K | – |
| FIDELITY MSCI ENERGY INDEX ETF | ETF | 251 | 10 | – |
| ISHARES S&P 500 VALUE ETF | ETF | 282K | 2K | – |
| LULULEMON ATHLETICA INC | Stock | 24K | 82 | – |
| ISHARES S&P 500 GROWTH ETF | ETF | 97K | 1K | – |
| ISHARES S&P 500 INDEX | ETF | 2M | 3K | – |
| HANCOCK JOHN PFD EQTY FD SH BEN INT | CEF | 6K | 385 | – |
| KONTOOR BRANDS INC COM | Stock | 1K | 22 | – |
| WELLS FARGO CO NEW COM | Stock | 128K | 2K | – |
| UNION PAC CORP COM | Stock | 53K | 234 | – |
| RIO TINTO PLC SPON ADR | ADR | 2K | 37 | – |
| CINTAS CORP COM | Stock | 175K | 250 | – |
| DONALDSON INC COM | Stock | 5K | 68 | – |
| ECOLAB INC COM | Stock | 15K | 61 | – |
| CARMAX INC | Stock | 37K | 500 | – |
| ISHARES S&P U.S. PREFERRED STOCK ETF | ETF | 39K | 1K | – |
| ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 49K | 473 | – |
| SALESFORCE COM | Stock | 20K | 76 | – |
| MICROCHIP TECHNOLOGY INC | Stock | 68K | 738 | – |
| MCCORMICK & CO INC COM NON VTG | Stock | 15K | 212 | – |
| NORTHROP GRUMMAN CORP COM | Stock | 63K | 145 | – |
| DARDEN RESTAURANTS INC COM | Stock | 11K | 70 | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 175K | 316 | – |
| TORO CO COM | Stock | 11K | 118 | – |
| LOCKHEED MARTIN CORP | Stock | 324K | 694 | – |
| I C U MEDICAL INC | Stock | 3K | 25 | – |
| JPMORGAN CHASE & CO. COM | Stock | 4M | 22K | – |
| POWER INTEGRATIONS INC | Stock | 3K | 40 | – |
| HARTFORD FINL SVCS GROUP INC | Stock | 333K | 3K | – |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 8K | 148 | – |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 9M | 231K | – |
| CHEVRON CORP NEW COM | Stock | 467K | 3K | – |
| ALPHATEC HLDGS INC COM NEW | Stock | 5K | 437 | – |
| ISHARES AMT-FREE MUNI BOND ETF | ETF | 261K | 2K | – |
| ALBEMARLE CORP COM | Stock | 5K | 50 | – |
| CONOCOPHILLIPS COM | Stock | 164K | 1K | – |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 1M | 22K | – |
| CINCINNATI FINL CORP COM | Stock | 205K | 2K | – |
| CAMPBELL SOUP CO COM | Stock | 12K | 271 | – |
| DANAHER CORP | Stock | 202K | 810 | – |
| SPDR S&P BANK ETF | ETF | 17K | 362 | – |
| SPDR S&P RETAIL ETF | ETF | 3K | 34 | – |
| REVVITY INC COM | Stock | 151K | 1K | – |
| TJX COS INC NEW COM | Stock | 48K | 440 | – |
| BANK AMERICA CORP COM | Stock | 2M | 42K | – |
| PRUDENTIAL CORP PLC ADRF SPONSORED ADR | ADR | 1K | 69 | – |
| BLACKROCK ENHANCD CAP & INM FD COM | CEF | 6K | 303 | – |
| SPDR SER TR S&P DIVID ETF | ETF | 19K | 148 | – |
| WALMART INC COM | Stock | 5M | 70K | – |
| ISHARES INTERNATIONAL SELECT DIVIDEND ETF | ETF | 35K | 1K | – |
| INTL BUSINESS MACHINES | Stock | 804K | 5K | – |
| ORACLE CORPORATION | Stock | 223K | 2K | – |
| RTX CORPORATION COM | Stock | 112K | 1K | – |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 173K | 4K | – |
| TEXAS INSTRS INC COM | Stock | 47K | 241 | – |
| TARGET CORP COM | Stock | 442K | 3K | – |
| VANGUARD HIGH DIVIDEND YIELD | ETF | 208K | 2K | – |
| PFIZER INC COM | Stock | 150K | 5K | – |
| 3M CO COM | Stock | 160K | 2K | – |
| HP INC COM | Stock | 37K | 1K | – |
| NUSCALE PWR CORP CL A COM | Stock | 1K | 100 | – |
| GILEAD SCIENCES INC | Stock | 45K | 655 | – |
| CATERPILLAR INC COM | Stock | 341K | 1K | – |
| ISHARES CURRENCY HEDGED MSCI EAFE ETF | ETF | 15K | 411 | – |
| ALPHABET INC CAP STK CL C | Stock | 250K | 1K | – |
| AMERICAN EXPRESS CO COM | Stock | 10K | 42 | – |
| OTIS WORLDWIDE CORP COM | Stock | 23K | 235 | – |
| ANALOG DEVICES INC COM | Stock | 44K | 192 | – |
| TYSON FOODS INC CL A | Stock | 22K | 388 | – |
| DIGI INTL INC COM | Stock | 46K | 2K | – |
| ARISTA NETWORKS INC COM | Stock | 35K | 100 | – |
| CANADIAN NATIONAL RAILWAY CO | Stock | 82K | 692 | – |
| ISHARES CORE S&P US VALUE ETF | ETF | 8K | 88 | – |
| ISHARES DJ US CONSUMER SERVICES | ETF | 26K | 316 | – |
| VIPER ENERGY INC CL A | Stock | 19K | 495 | – |
| RAYONIER ADVANCED MATLS INC COM | Stock | 127K | 23K | – |
| STATOIL ASA SPONSORED ADR CMN | ADR | 21K | 731 | – |
| TC ENERGY CORP COM | Stock | 14K | 361 | – |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 495K | 3K | – |
| ISHARES AGGREGATE BOND ETF | ETF | 1K | 12 | – |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 20K | 220 | – |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 28M | 443K | – |
| EATON CORP PLC SHS | Stock | 11K | 35 | – |
| BLACKROCK ULTRA SHORT-TERM BOND ETF | ETF | 436K | 9K | – |
| TASER INTERNATIONAL INC | Stock | 163K | 553 | – |
| BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | Stock | 8K | 281 | – |
| WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND | ETF | 6K | 292 | – |
| ISHARES S&P SMALLCAP 600 VALUE ETF | ETF | 5K | 52 | – |
| ISHARES S&P MIDCAP 400 GROWTH INDEX | ETF | 78K | 888 | – |
| CANOPY GROWTH CORP COM NEW | Stock | 194 | 30 | – |
| ISHARES S&P MIDCAP 400 VALUE ETF | ETF | 18K | 160 | – |
| HARMONIC INC | Stock | 1K | 115 | – |
| DNP SELECT INCOME FD INC COM | CEF | 40K | 5K | – |
| ISHARES CORE TOTAL USD BOND MARKET ETF | ETF | 144K | 3K | – |
| KEYSIGHT TECHNOLOGIES INC COM | Stock | 957 | 7 | – |
| AVANOS MED INC COM | Stock | 1K | 54 | – |
| VANGUARD LONG-TERM BOND ETF | ETF | 58K | 819 | – |
| CRACKER BARREL INC | Stock | 10K | 235 | – |
| CIENA CORP COM NEW | Stock | 17K | 357 | – |
| DELTA AIR LINES INC DEL CMN | Stock | 76K | 2K | – |
| MARKETAXESS HOLDINGS INC | Stock | 12K | 62 | – |
| VANGUARD SHORT-TERM BOND ETF | ETF | 182K | 2K | – |
| GARTNER INC CL A | Stock | 35K | 78 | – |
| RYMAN HOSPITALITY PPTYS INC COM | REIT | 10K | 100 | – |
| GLACIER BANCORP INC-NEW | Stock | 4K | 116 | – |
| BIOSIG TECHNOLOGIES INC COM | Stock | 35 | 100 | – |
| JAMES RIV GROUP LTD COM | Stock | 2K | 200 | – |
| BK OF AMERICA CORP 7.25CNV PFD L | Convertible Preferred | 750K | 627 | – |
| LAM RESEARCH CORP COM | Stock | 21K | 19 | – |
| MILLER INDS INC TENN COM NEW | Stock | 221 | 4 | – |
| PHILIP MORRIS INTL INC | Stock | 227K | 2K | – |
| NRG ENERGY INC NEW | Stock | 3K | 37 | – |
| NUCOR CORP COM | Stock | 4K | 26 | – |
| PARKER-HANNIFIN CORP COM | Stock | 483K | 954 | – |
| ROBERT HALF INC. COM | Stock | 2K | 36 | – |
| ROPER INDUSTRIES INC | Stock | 3M | 6K | – |
| VANGUARD MEGA CAP 300 ETF | ETF | 728K | 4K | – |
| PNC FINL SVCS GROUP INC COM | Stock | 27K | 174 | – |
| EQUINIX INC COM | REIT | 15K | 20 | – |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 110K | 3K | – |
| SHAKE SHACK INC CL A | Stock | 27K | 300 | – |
| ISHARES RUSSELL 3000 ETF | ETF | 197K | 639 | – |
| ISHARES S&P GLOBAL ENERGY | ETF | 14K | 339 | – |
| BARRICK GOLD CORP F | Stock | 88K | 5K | – |
| REALTY INCOME CORP COM | REIT | 137K | 3K | – |
| ALTRIA GROUP INC COM | Stock | 175K | 4K | – |
| DOMINION RESOURCES INC | Stock | 74K | 2K | – |
| CITIGROUP INC | Stock | 142K | 2K | – |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | ETF | 484K | 5K | – |
| AMERICAN WATER WORKS CO | Stock | 50K | 384 | – |
| AGILENT TECH INC | Stock | 2K | 15 | – |
| EXXON MOBIL CORP COM | Stock | 842K | 7K | – |
| UNITEDHEALTH GROUP | Stock | 3M | 7K | – |
| T ROWE PRICE GROUP INC | Stock | 4K | 38 | – |
| TRAVELERS COMPANIES INC COM | Stock | 533K | 3K | – |
| LOWES COS INC COM | Stock | 324K | 1K | – |
| LINCOLN NATL CORP IND COM | Stock | 75K | 2K | – |
| ARK NEXT GENERATION INTERNET ETF | ETF | 4K | 56 | – |
| DEERE & CO COM | Stock | 45K | 121 | – |
| ISHARES TR MSCI ACWIINDEX FD | ETF | 83K | 742 | – |
| ENVIVA INC COM | Stock | 2K | 4K | – |
| COLGATE PALMOLIVE CO COM | Stock | 8K | 83 | – |
| SHOPIFY INC CL A | Stock | 74K | 1K | – |
| DEVON ENERGY CORP NEW COM | Stock | 184K | 4K | – |
| ISHARES DOW JONES US UTILITIES | ETF | 29K | 325 | – |
| RAYONIER INC COM | REIT | 110K | 4K | – |
| CHEMOURS CO COM | Stock | 1K | 60 | – |
| ABRDN WORLD HEALTHCARE FUND BEN INT SHS | CEF | 25K | 2K | – |
| SAP AKTIENGESELLSCHAFT ADR | ADR | 24K | 118 | – |
| SMITH & NEPHEW PLC ADR | ADR | 2K | 87 | – |
| COMMERCE BANCSHARES INC COM | Stock | 5K | 94 | – |
| RELX PLC SPONSORED ADR | ADR | 11K | 249 | – |
| KRAFT HEINZ CO COM | Stock | 9K | 271 | – |
| PAYPAL HLDGS INC COM | Stock | 5K | 79 | – |
| CHARLES SCHWAB CORP | Stock | 20K | 275 | – |
| CROWN CASTLE INTL CORP | REIT | 4K | 36 | – |
| CARDINAL HEALTH INC | Stock | 33K | 335 | – |
| TORONTO DOMINION BANK | Stock | 16K | 297 | – |
| BLACKROCK INC | Stock | 21K | 27 | – |
| ISHARES CORE S&P MID CAP ETF | ETF | 362K | 6K | – |
| ISHARES MSCI EAFE ETF | ETF | 243K | 3K | – |
| APPLE INC | Stock | 12M | 55K | – |
| UNITED COMMUNITY BANKS INC BLAIRSVILLE GA | Stock | 494K | 19K | – |
| GSK PLC SPONSORED ADR | ADR | 6K | 159 | – |
| WEC ENERGY GROUP INC COM | Stock | 43K | 553 | – |
| ABBOTT LABS COM | Stock | 168K | 2K | – |
| GENPACT LIMITED | Stock | 3K | 81 | – |
| DISNEY WALT CO COM | Stock | 184K | 2K | – |
| BOOKING HOLDINGS INC COM | Stock | 139K | 35 | – |
| ISHARES RUSSELL 1000 ETF | ETF | 66K | 222 | – |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 62K | 674 | – |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 166K | 952 | – |