Hedge Fund Database

COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

Adviser information for COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,168 $432.4M
Non-Discretionary 0 $0
Total 1,168 $432.4M

Clients

Type Number RAUM
Individuals 1,068 $202.6M
HNW Individuals 96 $186.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $43.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING SERVICES
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-62834
SEC ERA File Number 801-62834
SEC CIK Numbers 1915714
SEC CRD Numbers 128257
Legal Entity Identifier None

Principal Office

674 S. COLLEGE AVENUE
BLOOMINGTON
IN
United States
Monday - Friday, 8:00AM TO 5PM
Tel: 812-334-3190, Fax: 812-336-6187

Websites

www.cfci.us www.nvinvestmentadvisors.com

Chief Compliance Officer

DANIEL HAYS
TREASURER/SECRETARY
674 S COLLEGE AVENUE
BLOOMINGTON
IN
United States
Tel: 812-334-3190
Fax: 812-336-6187
(Full email address available in API data)

Regulatory Contact

DAVID K HAYS
PRESIDENT
674 S. COLLEGE AVENUE
BLOOMINGTON
IN
United States
Tel: 812-334-3190
Fax: 812-336-6187
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HAYS, DAVID, KEITH Individual – PRESIDENT 08/2003 > 75%
HAYS, DANIEL, LEE Individual – TREASURER/SECRETARY/CCO 08/2003 5-10%
HOLLOWAY, RODNEY, LEE Individual – SHAREHOLDER 05/2009 5-10%

No. Employees, Historic

20100201920202021202220232024202514 on 7/25/201914 on 1/22/202014 on 4/30/202014 on 5/19/202014 on 2/17/202114 on 4/30/202114 on 7/12/202114 on 11/5/202118 on 3/4/202218 on 7/26/202218 on 8/30/202218 on 11/17/202218 on 11/17/202220 on 2/8/202320 on 4/27/202320 on 10/17/202320 on 2/22/2024

RAUM, Historic

500M250M02019202020212022202320242025184847929 on 7/25/2019231197736 on 1/22/2020231197736 on 4/30/2020231197736 on 5/19/2020270850390 on 2/17/2021270850390 on 4/30/2021270850390 on 7/12/2021270850390 on 11/5/2021370466698 on 3/4/2022370466698 on 7/26/2022370466698 on 8/30/2022370466698 on 11/17/2022370466698 on 11/17/2022380688119 on 2/8/2023380688119 on 4/27/2023380688119 on 10/17/2023432353689 on 2/22/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025544 on 7/25/2019679 on 1/22/2020679 on 4/30/2020679 on 5/19/2020830 on 2/17/2021830 on 4/30/2021830 on 7/12/2021830 on 11/5/20211361 on 3/4/20221361 on 7/26/20221361 on 8/30/20221361 on 11/17/20221361 on 11/17/20221196 on 2/8/20231196 on 4/27/20231196 on 10/17/20231168 on 2/22/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 12K –
ABBVIE INC COM 221K 1K –
ADOBE INC COM 1M 2K –
ADVANCED MICRO DEVICES INC COM 2M 13K –
AIR PRODS & CHEMS INC COM 4M 14K –
ALLSTATE CORP COM 2M 14K –
ALPHABET INC CAP STK CL A 3M 15K –
ALPS ETF TR EQUAL SEC ETF 228K 2K –
ALTRIA GROUP INC COM 288K 6K –
AMAZON COM INC COM 3M 14K –
AMGEN INC COM 2M 5K –
ANALOG DEVICES INC COM 1M 6K –
APPLE INC COM 6M 29K –
ASTRAZENECA PLC SPONSORED ADR 1M 18K –
BEST BUY INC COM 4M 45K –
BOEING CO COM 1M 6K –
BRISTOL-MYERS SQUIBB CO COM 908K 22K –
BROADCOM INC COM 5M 3K –
CAPITAL ONE FINL CORP COM 956K 7K –
CATERPILLAR INC COM 503K 2K –
CHEVRON CORP NEW COM 2M 11K –
CHUBB LIMITED COM 4M 16K –
CISCO SYS INC COM 4M 78K –
CME GROUP INC COM 3M 18K –
COCA COLA CO COM 1M 17K –
COMCAST CORP NEW CL A 3M 87K –
COMERICA INC COM 249K 5K –
CONOCOPHILLIPS COM 225K 2K –
CONSOLIDATED EDISON INC COM 369K 4K –
CONSTELLATION ENERGY CORP COM 244K 1K –
CROWN CASTLE INC COM 923K 9K –
CUMMINS INC COM 273K 985 –
DARDEN RESTAURANTS INC COM 2M 13K –
DEERE & CO COM 218K 584 –
DEVON ENERGY CORP NEW COM 4M 75K –
DEXCOM INC COM 732K 6K –
DIAMONDBACK ENERGY INC COM 2M 12K –
DTE ENERGY CO COM 342K 3K –
DUKE ENERGY CORP NEW COM NEW 926K 9K –
EATON CORP PLC SHS 5M 16K –
EDWARDS LIFESCIENCES CORP COM 2M 22K –
ELI LILLY & CO COM 4M 5K –
EMERSON ELEC CO COM 1M 11K –
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF 662K 12K –
EXXON MOBIL CORP COM 526K 5K –
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 2M 50K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 570K 11K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 317K 4K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 811K 15K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 373K 16K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 241K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 425K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 4M 125K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 368K 10K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 650K 15K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 2M 59K –
FIRST TR MORNINGSTAR DIVID L SHS 2M 51K –
FIRST TR VALUE LINE DIVID IN SHS 2M 37K –
FISERV INC COM 2M 13K –
HALLIBURTON CO COM 2M 57K –
HOME DEPOT INC COM 5M 13K –
HONEYWELL INTL INC COM 2M 8K –
INNOVATOR ETFS TRUST EQUITY DEFINED 530K 21K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 2M 60K –
INNOVATOR ETFS TRUST U S EQ 10 BUFFER 3M 105K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 249K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 4M 95K –
INTEL CORP COM 216K 7K –
INTERCONTINENTAL EXCHANGE IN COM 2M 16K –
INTERNATIONAL BUSINESS MACHS COM 201K 1K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 579K 10K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 831K 43K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 705K 33K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 392K 20K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 704K 37K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 777K 38K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 445K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 224K 5K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
IQVIA HLDGS INC COM 2M 8K –
ISHARES SILVER TR ISHARES 338K 13K –
ISHARES TR ISHARES BIOTECH 575K 4K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR S&P 100 ETF 2M 8K –
ISHARES TR IBONDS DEC25 ETF 241K – –
ISHARES TR MSCI USA MIN VOL 2M 19K –
ISHARES TR IBONDS DEC2026 213K – –
ISHARES TR MSCI USA QLT FCT 2M 11K –
ISHARES TR INVT GRD CORP BD 304K 11K –
ISHARES TR INTL SEL DIV ETF 381K 14K –
ISHARES TR CORE US AGGBD ET 486K 5K –
ISHARES TR CORE HIGH DV ETF 1M 9K –
JACKSON FINANCIAL INC COM CL A 240K 3K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 451K 9K –
JOHNSON & JOHNSON COM 4M 26K –
JOHNSON CTLS INTL PLC SHS 4M 56K –
JPMORGAN CHASE & CO. COM 7M 33K –
KIMBERLY-CLARK CORP COM 803K 6K –
L3HARRIS TECHNOLOGIES INC COM 2M 9K –
LANCASTER COLONY CORP COM 207K 1K –
LAUDER ESTEE COS INC CL A 1M 12K –
LINDE PLC SHS 1M 3K –
LOCKHEED MARTIN CORP COM 640K 1K –
LOWES COS INC COM 1M 6K –
MARATHON PETE CORP COM 5M 27K –
MCDONALDS CORP COM 1M 5K –
MEDTRONIC PLC SHS 3M 42K –
MERCK & CO INC COM 4M 36K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 7M 15K –
MICROSTRATEGY INC CL A NEW 562K 408 –
MORGAN STANLEY COM NEW 1M 11K –
MOTOROLA SOLUTIONS INC COM NEW 5M 12K –
NIKE INC CL B 704K 9K –
NORTHROP GRUMMAN CORP COM 2M 4K –
NVIDIA CORPORATION COM 305K 2K –
NXP SEMICONDUCTORS N V COM 2M 9K –
ORACLE CORP COM 495K 4K –
PACER FDS TR PACER US SMALL 2M 35K –
PACER FDS TR GLOBL CASH ETF 473K 14K –
PACER FDS TR US CASH COWS 100 3M 52K –
PEPSICO INC COM 1M 9K –
PGIM ETF TR PGIM ULTRA SH BD 317K 6K –
PROCTER AND GAMBLE CO COM 2M 10K –
PROSHARES TR S&P 500 DV ARIST 3M 29K –
QUALCOMM INC COM 2M 8K –
RIGETTI COMPUTING INC COMMON STOCK 27K 25K –
RTX CORPORATION COM 450K 4K –
S&P GLOBAL INC COM 2M 5K –
SALESFORCE INC COM 2M 8K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 552K 4K –
SELECT SECTOR SPDR TR ENERGY 503K 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 575K 3K –
SELECT SECTOR SPDR TR SBI CONS STPLS 393K 5K –
SPDR S&P 500 ETF TR TR UNIT 929K 2K –
SPDR SER TR S&P 600 SMCP VAL 590K 8K –
SPDR SER TR S&P 600 SMCP GRW 568K 7K –
STERIS PLC SHS USD 2M 9K –
STRYKER CORPORATION COM 1M 4K –
TARGET CORP COM 744K 5K –
TJX COS INC NEW COM 2M 23K –
TRANE TECHNOLOGIES PLC SHS 3M 8K –
TRUIST FINL CORP COM 1M 27K –
UNION PAC CORP COM 4M 16K –
UNITED PARCEL SERVICE INC CL B 962K 7K –
UNITEDHEALTH GROUP INC COM 2M 4K –
VANECK ETF TRUST MRNGSTR WDE MOAT 2M 19K –
VANGUARD INDEX FDS S&P 500 ETF SHS 427K 854 –
VANGUARD INDEX FDS TOTAL STK MKT 892K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 10K –
VERIZON COMMUNICATIONS INC COM 4M 92K –
VISA INC COM CL A 2M 8K –
WALMART INC COM 4M 65K –
WASTE MGMT INC DEL COM 2M 8K –
WELLTOWER INC COM 413K 4K –
WINTRUST FINL CORP COM 1M 10K –
WISDOMTREE TR US QTLY DIV GRT 883K 11K –
WISDOMTREE TR FLOATNG RAT TREA 737K 15K –