APOLLO INVESTMENT MANAGEMENT, L.P.

Adviser information for APOLLO INVESTMENT MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2909
Investment Advisory/Research	774
Registered Broker-Dealer Representatives	397
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1	$2.5B
Non-Discretionary	0	$0
Total	1	$2.5B

Clients

Type	Number	RAUM
Individuals	<5	$0
HNW Individuals	<5	$0
Banking or thrift institutions	<5	$0
Investment companies	0	$0
Business development companies	1	$2.5B
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$0
Charitable organizations	<5	$0
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$0
Other	<5	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for investment companies
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-62840
SEC ERA File Number	801-62840
SEC CIK Numbers	None
SEC CRD Numbers	130610
Legal Entity Identifier	None

Principal Office

9 WEST 57TH STREET
43RD FLOOR
NEW YORK
NY
United States

Monday - Friday, 8:00AM - 5:00PM

Tel: 212-515-3200, Fax: 212-515-3251

Websites

www.apollo.com www.linkedin.com/company/apollo-global-management-inc/ twitter.com/apolloglobal/ www.glassdoor.com/reviews/apollo-global-management-reviews-e2715.htm www.youtube.com/c/apolloglobalmanagement www.apolloic.com/ apolloacademy.com/ www.linkedin.com/showcase/apollo-opportunity-foundation/

Chief Compliance Officer

YAEL LEVY

VICE PRESIDENT

9 WEST 57TH STREET

7TH FLOOR

NEW YORK

United States

Tel: (212) 822-0537

Fax: (646) 417-6452

Y****@*********M

(Full email address available in API data)

Regulatory Contact

STEFANIE SUNDEL

SENIOR COMPLIANCE OFFICER

3 BRYANT PARK

39TH FLOOR

NEW YORK

United States

Tel: 917-903-9079

S******@*********M

(Full email address available in API data)

Industry Affiliates

APOLLO CAPITAL CREDIT ADVISER, LLC	Other investment adviser, including financial planners
APOLLO CAPITAL MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO CREDIT MANAGEMENT, LLC	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL REAL ESTATE MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO GLOBAL SECURITIES, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
APOLLO MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
APOLLO MANAGER, LLC	Other investment adviser, including financial planners
APOLLO REAL ESTATE FUND ADVISER, LLC	Other investment adviser, including financial planners
APOLLO S3 RIC MANAGEMENT, L.P.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
ARIS MANAGEMENT, LLC	Other investment adviser, including financial planners
GRIFFIN CAPITAL SECURITIES, LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
HANNAN, JOHN, JAMES	Individual	–	VICE PRESIDENT	02/2004	< 5%
ACC MANAGEMENT, LLC	Domestic Entity	–	GENERAL PARTNER	02/2004	< 5%
ZELTER, JAMES, CHARLES	Individual	–	CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC.	01/2022	< 5%
SUYDAM, JOHN, JOSEPH	Individual	–	CHIEF LEGAL OFFICER	08/2006	< 5%
APOLLO MANAGEMENT HOLDINGS, L.P.	Domestic Entity	–	LIMITED PARTNER	02/2007	> 75%
GROSS, MICHAEL, STUART	Individual	–	LIMITED PARTNER	02/2004	10-25%
APOLLO CAPITAL MANAGEMENT, L.P.	Domestic Entity	ACC MANAGEMENT, LLC	SOLE MEMBER-MANAGER	08/2007
APOLLO CAPITAL MANAGEMENT GP, LLC	Domestic Entity	APOLLO CAPITAL MANAGEMENT, L.P.	GENERAL PARTNER	08/2007
APOLLO MANAGEMENT HOLDINGS, L.P.	Domestic Entity	APOLLO MANAGEMENT HOLDINGS, L.P.	SOLE MEMBER-MANAGER	01/2007
APOLLO GLOBAL MANAGEMENT, INC.	Domestic Entity	AMH HOLDINGS (CAYMAN), L.P.	LIMITED PARTNER	01/2022	25-50%
APOLLO MANAGEMENT HOLDINGS GP, LLC	Domestic Entity	APOLLO MANAGEMENT HOLDINGS, L.P.	GENERAL PARTNER	01/2007
APOLLO GLOBAL MANAGEMENT, INC.	Domestic Entity	APOLLO ASSET MANAGEMENT, INC.	SOLE SHAREHOLDER	01/2022	> 75%
APO CORP.	Domestic Entity	AMH HOLDINGS (CAYMAN), L.P.	LIMITED PARTNER	10/2012	50-75%
APO CORP.	Domestic Entity	APOLLO MANAGEMENT HOLDINGS GP, LLC	SOLE MEMBER	08/2007
AMH HOLDINGS (CAYMAN), L.P.	Foreign Entity	APOLLO MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER	10/2012	> 75%
AMH HOLDINGS GP, LTD.	Foreign Entity	AMH HOLDINGS (CAYMAN), L.P.	GENERAL PARTNER	10/2012
KELLY, MARTIN, BERNARD	Individual	–	CHIEF FINANCIAL OFFICER OF APOLLO GLOBAL MANAGEMENT, INC.	01/2022	< 5%
ROWAN, MARC, JEFFREY	Individual	–	CHIEF EXECUTIVE OFFICER OF APOLLO GLOBAL MANAGEMENT, INC.	01/2022	< 5%
CIVALE, ANTHONY, MARK	Individual	–	CHIEF OPERATING OFFICER OF APOLLO ASSET MANAGEMENT, INC.	01/2022	< 5%
KLEINMAN, SCOTT, MARTIN	Individual	–	CO-PRESIDENT OF APOLLO ASSET MANAGEMENT, INC.	01/2022	< 5%
LEVY, YAEL, KENAN	Individual	–	CHIEF COMPLIANCE OFFICER	05/2021	< 5%
APOLLO ASSET MANAGEMENT, INC.	Domestic Entity	APO CORP.	SOLE MEMBER	01/2022	> 75%

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